UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND
RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 2000
-----------------------------
(Please read instructions before preparing form.)
If amended report check here: [_]
Stanley Knowlton
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
Knowlton Brothers, Inc. 530 Fifth Avenue New York, NY 10036
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Stanley Knowlton 212-764-3602
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 3rd day of
May, 2000.
Stanley Knowlton
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Stanley Knowlton
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name 13F File No.:
- ----- ------------- ---- -------------
1. Knowlton Brothers, Inc. 28-5340
2. Knowlton, Christopher 28-5342
3. Knowlton, Winthrop 28-5344
4. Lee, Dwight 28-2649
5.
<PAGE>
<TABLE>
<CAPTION>
Investment Discretion Voting Authority
--------------------- ----------------
Shared
Issuer Class CUSIP Value Position Sole Instr.V Shared Managers Sole Shared
=========================== ===== ============ ================ ========== ==== ======= ========== =========== ==== ========
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AES Corp. COM 00130H105 6,078,948.75 77,193 X 1, 2, 3 X
AES Corp. COM 00130H105 1,244,250.00 15,800 X 1, 2, 3, 4 X
Altera Corp. COM 21441100 1,079,925.00 12,100 X 1, 2, 3, 4 X
Alza COM 022615108 1,973,834.25 52,548 X 1, 2, 3 X
AT&T Liberty Media COM 1957208 1,571,781.25 26,500 X 1, 2, 3, 4 X
At Home COM 045919107 958,481.25 29,100 X 1, 2, 3 X
At Home COM 045919107 589,581.25 17,900 X 1, 2, 3, 4 X
Banco Latinoamerican COM P16994132 1,919,395.00 72,430 X 1, 2, 3 X
Biosite Diagnostic COM 90945106 1,486,875.00 61,000 X 1, 2, 3, 4 X
Cognex Corp. COM 192422103 7,211,975.88 125,018 X 1, 2, 3 X
Cognex Corp. COM 192422103 1,880,612.50 32,600 X 1, 2, 3, 4 X
Dendrite COM 248239105 2,152,375.00 102,800 X 1, 2, 3 X
Donaldson Lufkin & Jenrette COM 257661108 2,292,525.00 44,300 X 1, 2, 3 X
EMC COM 268648102 1,587,600.00 12,600 X 1, 2, 3, 4 X
Eclipsys COM 278856109 11,691,456.25 603,430 X 1, 2, 3 X
Eclipsys COM 278856109 1,406,625.00 72,600 X 1, 2, 3, 4 X
E Trade Group COM 269246104 843,500.00 28,000 x 1, 2, 3 X
Gensyme Corp Gen Div COM 372917104 2,343,343.75 46,750 X 1, 2, 3 X
Gensyme Corp Gen Div COM 372917104 917,287.50 18,300 X 1, 2, 3, 4 X
Hollis Eden COM 435902101 3,353,412.50 227,350 X 1, 2, 3 X
Hollis Eden COM 435902101 991,200.00 67,200 X 1, 2, 3, 4 X
HNC Software COM 40425P107 6,848,099.38 95,030 X 1, 2, 3 X
HNC Software COM 40425P107 1,030,493.75 14,300 X 1, 2, 3, 4 X
Hot Jobs.com COM 441474103 664,075.00 26,300 x 1, 2, 3 X
Idexx Laboratories Corp. COM 45168D104 7,566,071.88 324,550 X 1, 2, 3 X
Idexx Laboratories Corp. COM 45168D104 1,720,462.50 73,800 X 1, 2, 3, 4 X
Impath COM 45255G101 8,704,605.00 236,860 X 1, 2, 3 X
Information Architects COM 45669R107 1,039,025.00 59,800 X 1, 2, 3, 4 X
Integral Systems COM 45810H107 3,060,000.00 68,000 X 1, 2, 3 X
</TABLE>
1
<PAGE>
<TABLE>
<CAPTION>
Investment Discretion Voting Authority
--------------------- ----------------
Shared
Issuer Class CUSIP Value Position Sole Instr.V Shared Managers Sole Shared
=========================== ===== ============ ================ ========== ==== ======= ========== =========== ==== ========
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ISG International Software COM M5733B104 1,160,650.00 55,600 X 1, 2, 3, 4 X
Jabil Circuit COM 466313103 2,145,200.00 49,600 X 1, 2, 3, 4 X
Legato Systems COM 524651106 2,427,600.00 54,400 X 1, 2, 3 X
Maxim Pharmaceutical COM 57772M107 1,947,906.25 41,500 X 1, 2, 3, 4 X
Maxwell Shoe COM 577766108 295,312.50 35,000 X 1, 2, 3 X
Mercury Interactive Corp. COM 589405109 1,030,250.00 13,000 X 1, 2, 3, 4 X
Micron Technology COM 595112103 1,260,000.00 10,000 X 1, 2, 3, 4 X
MRV Communications Inc. COM 553477100 4,123,125.00 45,000 X 1, 2, 3, 4 X
Napro Biotherapeutics Inc. COM 630795102 955,168.75 114,050 X 1, 2, 3 X
NTL Incorporated Comm COM 629407107 1,928,736.56 20,781 X 1, 2, 3, 4 X
NTL Incorporated Comm COM 629407107 478,541.25 5,156 X 1, 2, 3 X
Network Associates COM 640938106 6,557,779.50 203,342 X 1, 2, 3 X
Network Associates COM 640938106 2,423,587.50 75,150 X 1, 2, 3, 4 X
Network Solutions COM 64121Q102 8,058,955.70 52,432 X 1, 2, 3 X
Network Solutions COM 64121Q102 4,257,573.10 27,700 X 1, 2, 3, 4 X
Oak Technology COM 671802106 4,456,529.00 231,508 X 1, 2, 3 X
Oracle Corp. COM 68389X105 983,587.50 12,600 X 1, 2, 3, 4 X
Parametric Technology Corp. COM 699173100 8,997,499.81 427,181 X 1, 2, 3 X
Parametric Technology Corp. COM 699173100 1,857,721.32 88,200 X 1, 2, 3, 4 X
Phillips Van Heusen COM 718592108 374,381.25 48,700 X 1, 2, 3 X
Pinnacle Systems Inc. COM 7234811070 15,301,317.50 460,190 X 1, 2, 3 X
Prepaid Legal Services COM 740065107 2,567,375.00 86,480 X 1, 2, 3 X
Prepaid Legal Services COM 740065107 593,750.00 20,000 X 1, 2, 3, 4 X
Protocol Systems COM 74371R106 1,257,750.00 129,000 X 1, 2, 3 X
QRS COM 74726X105 5,327,700.00 70,800 X 1, 2, 3 X
Remedy COM 759548100 2,754,975.00 65,400 X 1, 2, 3 X
Starbucks COM 855244109 2,052,995.06 45,813 X 1, 2, 3 X
Synopsis Inc. COM 871607107 12,468,787.50 255,770 X 1, 2, 3 X
</TABLE>
2
<PAGE>
<TABLE>
<CAPTION>
Investment Discretion Voting Authority
--------------------- ----------------
Shared
Issuer Class CUSIP Value Position Sole Instr.V Shared Managers Sole Shared
=========================== ===== ============ ================ ========== ==== ======= ========== =========== ==== ========
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Synopsis Inc. COM 871607107 2,032,875.00 41,700 X 1, 2, 3, 4 X
Thermo Cardiosystems Inc. COM 88355K200 2,727,746.00 194,839 X 1, 2, 3 X
Wiley, John & Sons COM 968223206 2,809,800.00 156,000 X 1, 2, 3 X
Wind River Systems COM 973149107 1,179,647.50 32,542 X 1, 2, 3, 4 X
Winstar Communications COM 975515107 2,178,000.00 36,300 X 1, 2, 3 X
Winstar Communications COM 975515107 1,659,000.00 27,650 X 1, 2, 3, 4 X
Xilinx Inc. COM 983919101 1,374,687.50 16,600 X 1, 2, 3, 4 X
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL 196,214,328.68
=========================== ===== ============ ================ ========== ==== ======= ========== =========== ==== ========
</TABLE>
3
