UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND
RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000
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(Please read instructions before preparing form.)
If amended report check here:
Winthrop Knowlton
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Name of Institutional Investment Manager
Knowlton Brothers, Inc. 530 Fifth Avenue New York NY 10036
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Business Address (Street) (City) (State) (Zip)
Winthrop Knowlton 212-764-3602
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report
ATTENTION
Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of New York and State of New York on the 13th day of
November, 2000.
Winthrop Knowlton
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(Name of Institutional Investment Manager)
/s/ Winthrop Knowlton
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(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
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Name: 13F File No.: Name 13F File No.:
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1.
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2.
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Winthrop Knowlton - Form 13F
In accordance with General Instruction B to Form 13F, the information required
to be contained in this Form 13F is being reported on behalf of Winthrop
Knowlton by Knowlton Brothers, Inc.
