UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check Only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this report:
Name: Farrell-SL Investment Management, Inc.
Address: 101 East 52nd Street, 4th Floor
New York, NY 10022
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Takeaki Nagashima
Title: President
Phone: (212) 319-3944
Signature, Place, and Date of Signing:
Takeaki Nagashima New York, NY October 25,1999
Report Type (Check only one.):
[ x ] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 143
- -
Form 13F Information Table Value Total: $623,007
Farrell-SL Investment Management
FORM 13 (F)
"September 30, 1999"
Voting Security Class Cusip Mkt Value Qty Disc Mngr Auth
- ---------------- ------ --------- ---------- ------ ---- --- ----
MERCURY INTERAC Common 589405109 587518.75 9100 sole N/A sole
SOUTHWESTERN EN Common 845467109 286375.00 31600 sole N/A sole
DOW CHEM CO COM Common 260543103 4698393.75 41350 sole N/A sole
QUALCOMM INC Common 747525103 7934523.75 41940 sole N/A sole
MORGAN ST DEAN Common 617446448 4407646.25 49420 sole N/A sole
ELECTRONIC ARTS Common 285512109 3792450.00 52400 sole N/A sole
INTERNATIONAL B Common 459200101 6544890.00 54090 sole N/A sole
AETNA INC. Common 8117103 2696437.50 54750 sole N/A sole
NACCO INDUSTRIE Common 629579103 3885050.00 55600 sole N/A sole
TYCO INTL LTD. Common 902124106 5900737.50 57150 sole N/A sole
TECUMSEH PRODS Common 878895200 2927300.00 58400 sole N/A sole
HEWLETT PACKARD Common 428236103 5349712.50 58950 sole N/A sole
F M C CORP Common 302491303 3194150.00 66200 sole N/A sole
ANHEUSER BUSCH Common 35229103 4648646.88 66350 sole N/A sole
MICROSOFT CORP Common 594918104 6071310.00 67040 sole N/A sole
PROVIDIAN CORP Common 74406A102 5358618.13 67670 sole N/A sole
APPLIED MATERIA Common 38222105 5368206.25 69100 sole N/A sole
SOUTHDOWN INC Common 841297104 3739650.00 69900 sole N/A sole
ATLANTIC RICHFI Common 48825103 6205522.50 70020 sole N/A sole
TEXTRON INC Common 883203101 5671587.50 73300 sole N/A sole
SCI SYS INC Common 783890106 3417243.75 76900 sole N/A sole
FANNIE MAE Common 313586109 4870818.75 77700 sole N/A sole
APACHE CORP Common 37411105 3359987.50 77800 sole N/A sole
CR BARD INC Common 67383109 3736762.50 79400 sole N/A sole
CANANDAIGUA BRA Common 137219200 4744150.00 79400 sole N/A sole
SYNOPSIS INC CO Common 871607107 4481268.75 79800 sole N/A sole
WEYERHAEUSER CO Common 962166104 4605390.00 79920 sole N/A sole
PACCAR INC Common 693718108 4085262.50 80300 sole N/A sole
MICROCHIP TECHN Common 595017104 4156237.50 80900 sole N/A sole
CONSOLIDATED GR Common 209341106 3424762.50 81300 sole N/A sole
MAYTAG CORP COM Common 578592107 2749946.88 82550 sole N/A sole
UNIVERSAL HEALT Common 913903100 2183850.00 84400 sole N/A sole
CDW COMPUTER CT Common 125129106 4134825.00 84600 sole N/A sole
ALCOA INC. Common 13817101 5269106.25 84900 sole N/A sole
DAYTON HUDSON Common 239753106 5147356.25 85700 sole N/A sole
QUAKER OATS Common 747402105 5389312.50 87100 sole N/A sole
UNITED TECHNOLO Common 913017109 5179760.63 87330 sole N/A sole
ROCKWELL INTL C Common 773903109 4591125.00 87450 sole N/A sole
ROYAL DUTCH PET Common 780257804 5179781.25 87700 sole N/A sole
PENTAIR INC Common 709631105 3579150.00 89200 sole N/A sole
INGERSOLL-RAND Common 456866102 4925146.88 89650 sole N/A sole
ALLIEDSIGNAL IN Common 19512102 5379390.63 89750 sole N/A sole
PMI GROUP INC Common 69344M101 3672618.75 89850 sole N/A sole
JOHNSON CTLS IN Common 478366107 5964809.38 89950 sole N/A sole
FORD MTR CO DEL Common 345370100 4537575.00 90300 sole N/A sole
INTER TEL Common 458372109 1606375.00 90500 sole N/A sole
AMERICAN STANDA Common 29712106 3541912.50 91700 sole N/A sole
CORDANT TECHNOL Common 218412104 2794162.50 91800 sole N/A sole
DEAN FOODS Common 242361103 4042600.00 92800 sole N/A sole
TEXACO INC COM Common 881694103 5883250.00 93200 sole N/A sole
GENERAL MTRS CO Common 370442105 5900390.63 93750 sole N/A sole
INTIMATE BRANDS Common 461156101 3669275.31 94235 sole N/A sole
BLACK & DECKER Common 91797100 4388284.38 96050 sole N/A sole
CNF TRANSPORTAT Common 12612W104 3579725.00 96100 sole N/A sole
INTEL CORP COM Common 458140100 7178587.50 96600 sole N/A sole
DOLLAR TREE STO Common 256747106 3885918.75 97300 sole N/A sole
COOPER INDS INC Common 216669101 4563267.50 97610 sole N/A sole
WILLAMETTE INDS Common 969133107 4258593.75 98750 sole N/A sole
TRINITY INDUSTR Common 896522109 3075150.00 99600 sole N/A sole
HORMEL FOODS CO Common 440452100 4168431.25 100900 sole N/A sole
UNITED HEALTHCA Common 910581107 4936912.50 101400 sole N/A sole
KIMBERLY CLARK Common 494368103 5429557.50 102930 sole N/A sole
SEARS ROEBUCK & Common 812387108 3241037.50 103300 sole N/A sole
FEDERATED DEPT Common 31410H101 4534762.50 103800 sole N/A sole
CYTEC INDUSTRIE Common 232820100 2455750.00 104500 sole N/A sole
NAVISTAR INTL C Common 6.39E+112 4947600.00 106400 sole N/A sole
HOUSEHOLD INTL Common 441815107 4271306.25 106450 sole N/A sole
RATIONAL SOFTWA Common 75409P202 3121381.25 106600 sole N/A sole
LEXMARK INTL GR Common 529771107 8621550.00 107100 sole N/A sole
OM GROUP, INC. Common 670872100 4129150.00 107600 sole N/A sole
DONALDSON LUFKI Common 257661108 4274728.13 108050 sole N/A sole
GOODRICH B F CO Common 382388106 3188550.00 109950 sole N/A sole
C-CUBE MICROSYS Common 125015107 4824150.00 110900 sole N/A sole
LEAR CORP Common 521865105 3931851.25 111740 sole N/A sole
XILINX INC Common 983919101 7372265.63 112500 sole N/A sole
AVON PRODS INC Common 54303102 2868325.00 115600 sole N/A sole
GUIDANT CORP Common 401698105 6241950.00 116400 sole N/A sole
BELL & HOWELL N Common 77852101 4303443.75 117300 sole N/A sole
XIRCOM INC Common 983922105 5007243.75 117300 sole N/A sole
PLEXUS CORP. Common 729132100 3604562.50 117700 sole N/A sole
BMC SOFTWARE IN Common 55921100 8451531.25 118100 sole N/A sole
TOMMY HILFIGER Common G8915Z102 3331762.50 118200 sole N/A sole
BOEING CO COM Common 97023105 5055325.00 118600 sole N/A sole
PHILLIPS PETE C Common 718507106 5850000.00 120000 sole N/A sole
VALASSIS COMMUN Common 918866104 5373556.25 122300 sole N/A sole
GEORGIA PACIFIC Common 373298108 5032851.25 124460 sole N/A sole
COMPUTER ASSOC Common 204912109 7646737.50 125100 sole N/A sole
BLYTH INDUSTRIE Common 09643P103 3519037.50 125400 sole N/A sole
AMERICAN MGMT S Common 27352103 3263475.00 127200 sole N/A sole
CENTEX CORP Common 152312104 3769218.75 127500 sole N/A sole
MANITOWOC CO IN Common 563571108 4365440.63 127925 sole N/A sole
MCCORMICK Common 579780206 4271675.00 129200 sole N/A sole
WESTPOINT STEVE Common 961238102 3083062.50 130500 sole N/A sole
REYNOLDS & REYN Common 761695105 2665050.00 130800 sole N/A sole
JONES APPAREL G Common 480074103 3769125.00 131100 sole N/A sole
BURLINGTON RES Common 122014103 4843650.00 131800 sole N/A sole
WELLS FARGO & C Common 949746101 5225348.75 131870 sole N/A sole
MGIC INVT CORP Common 552848103 6350750.00 133000 sole N/A sole
LUBRIZOL CORP Common 549271104 3547443.75 138100 sole N/A sole
PHILIP MORRIS C Common 718154107 4723003.13 138150 sole N/A sole
UCAR INTL Common 90262K109 3312375.00 145200 sole N/A sole
COASTAL CORP CO Common 190441105 5974828.13 145950 sole N/A sole
CIRCUIT CITY ST Common 172737108 6376218.75 151140 sole N/A sole
CSG SYS INTL IN Common 126349109 4209600.00 153600 sole N/A sole
SYMANTEC CORP Common 871503108 5578753.13 155100 sole N/A sole
WARNACO GROUP I Common 934390105 2841525.00 155700 sole N/A sole
HARRAH'S ENTERT Common 413619107 4326225.00 155900 sole N/A sole
MOHAWK INDS INC Common 608190104 3150125.00 158000 sole N/A sole
FORT JAMES CORP Common 347471104 4217959.38 158050 sole N/A sole
TJX COMPANIES I Common 872540109 4463340.63 159050 sole N/A sole
CONSECO INC Common 208464107 3040950.00 160050 sole N/A sole
VINTAGE PETROLE Common 927460105 2168100.00 160600 sole N/A sole
LOUISIANA PAC C Common 546347105 2542187.50 162700 sole N/A sole
UNISYS CORP COM Common 909214108 7666737.50 169900 sole N/A sole
STERLING SOFTWA Common 859547101 3436000.00 171800 sole N/A sole
USX-MARATHON GR Common 902905827 5183100.00 177200 sole N/A sole
ENGELHARD Common 292845104 3241200.00 177600 sole N/A sole
ROSS STORES INC Common 778296103 3596337.50 178700 sole N/A sole
ORACLE CORP Common 68389X105 8133125.00 178750 sole N/A sole
KAUFMAN & BROAD Common 486168107 3712500.00 180000 sole N/A sole
STRUCTURAL DYNA Common 863555108 2714643.75 180600 sole N/A sole
HASBRO INC Common 418056107 4018350.00 186900 sole N/A sole
FURNITURE BRAND Common 360921100 3730781.25 189500 sole N/A sole
MBNA CORP COM Common 55262L100 4372015.63 191650 sole N/A sole
CLAIRE'S STORES Common 179584107 3178343.75 191900 sole N/A sole
CONOCO INC CLAS Common 208251405 5547543.75 202650 sole N/A sole
COMPUWARE CORP Common 205638109 5363662.50 205800 sole N/A sole
FREEPORT MCM CO Common 35671D857 3314812.50 213000 sole N/A sole
COLUMBIA HCA HE Common 197677107 4667606.25 220300 sole N/A sole
TUPPERWARE CORP Common 899896104 4485375.00 221500 sole N/A sole
CROMPTON & KNOW Common 12562C108 3379897.50 227220 sole N/A sole
DIME BANCORP IN Common 25429Q102 4053980.00 231656 sole N/A sole
D R HORTON INC Common 23331A109 3023493.75 233700 sole N/A sole
GRACE W R & CO Common 38388F108 4337737.50 264900 sole N/A sole
TRANS WORLD ENT Common 89336Q100 3645118.75 287300 sole N/A sole
VARCO INTERNATI Common 922126107 3627000.00 297600 sole N/A sole
FAIRFIELD COMMU Common 304231301 3310781.25 302700 sole N/A sole
FRONTIER INS GR Common 359081106 2668750.00 305000 sole N/A sole
MODIS PROF SERV Common 607830106 4465250.00 337000 sole N/A sole
INTERVOICE INC. Common 461142101 4011262.50 362600 sole N/A sole
BARRICK GOLD Common 67901108 7925700.00 364400 sole N/A sole
USONCOLOGY Common 90338W103 3980123.13 439186 sole N/A sole
