UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check Only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this report:
Name: Farrell-SL Investment Management, Inc.
Address: 101 East 52nd Street, 4th Floor
New York, NY 10022
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Takeaki Nagashima
Title: President
Phone: (212) 319-3944
Signature, Place, and Date of Signing:
Takeaki Nagashima New York, NY October 23,2000
Report Type (Check only one.):
[ x ] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 199
-
Form 13F Information Table Value Total: $468,851
Farrell-SL Investment Management
FORM 13 (F)
"September 30, 2000"
VOTING SEC. CLASS CUSIP MKT VALUE QTY DISK MNGR AUTH
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ADC TELECOMM Common 000886101 2043150 75980 solo N/A solo
AES Common 00130H105 2335850 34100 solo N/A solo
AMERICAN TEL&TEL Common 001957109 2733344 93050 solo N/A solo
AXA FINANCIAL Common 002451102 1668203 32750 solo N/A solo
ABBOTT LABS Common 002824100 3724619 78310 solo N/A solo
ADOBE SYSTEMS IN Common 00724F101 4536405 29220 solo N/A solo
ADTRAN INC Common 00738A106 1676347 39400 solo N/A solo
ADVO INC Common 007585102 46200 1400 solo N/A solo
ADVANCED ENERGY Common 007973100 1689600 51200 solo N/A solo
AIR PRODUCTS & C Common 009158106 1033200 28700 solo N/A solo
ALCOA INC. Common 013817101 1387125 54800 solo N/A solo
ALLERGAN Common 018490102 1392374 16490 solo N/A solo
ALLSTATE CORP Common 020002101 3653963 105150 solo N/A solo
ALTERA CORPORATI Common 021441100 1645943 34470 solo N/A solo
AMBAC FINL GROUP Common 023139108 3413450 46600 solo N/A solo
AMERICA ONLINE I Common 02364J104 4456950 82920 solo N/A solo
AMERICAN EXPRESS Common 025816109 3120728 51370 solo N/A solo
AMERICAN GENERAL Common 026351106 1677000 21500 solo N/A solo
AMERICAN INTL GR Common 026874107 1990300 20800 solo N/A solo
AMERICAN STANDAR Common 029712106 2728463 61400 solo N/A solo
AMGEN INC Common 031162100 984577 14100 solo N/A solo
ANALOG DEVICES I Common 032654105 231175 2800 solo N/A solo
ANHEUSER BUSCH C Common 035229103 4356495 102960 solo N/A solo
APACHE CORP Common 037411105 2731575 46200 solo N/A solo
APPLE COMPUTER I Common 037833100 87550 3400 solo N/A solo
APPLIED MATERIAL Common 038222105 2204053 37160 solo N/A solo
ARROW ELECTRS IN Common 042735100 2581938 75800 solo N/A solo
ASSOCIATES FIRST Common 046008108 2553600 67200 solo N/A solo
AUTOMATIC DATA P Common 053015103 1431125 21400 solo N/A solo
AVAYA INC. Common 053499109 45852 1999 solo N/A solo
AVON PRODS INC Common 054303102 2924198 71540 solo N/A solo
AZTAR CORP Common 054802103 1894200 123200 solo N/A solo
BANKAMERICA CORP Common 060505104 1073688 20500 solo N/A solo
BANK OF NEWYORK Common 064057102 3659760 65280 solo N/A solo
CR BARD INC Common 067383109 33800 800 solo N/A solo
BAXTER INTERNATI Common 071813109 3371280 42240 solo N/A solo
BECKMAN INDS COM Common 075811109 2637675 34200 solo N/A solo
BELDEN INC. Common 077459105 2194763 92900 solo N/A solo
BOEING CO COM Common 097023105 4835880 76760 solo N/A solo
BRISTOL MYERS SQ Common 110122108 999688 17500 solo N/A solo
CDW COMPUTER CTR Common 125129106 2735850 39650 solo N/A solo
CARDINAL HEALTH Common 14149Y108 2425156 27500 solo N/A solo
CATELLUS DEVELOP Common 149111106 2668750 152500 solo N/A solo
CERNER CORP Common 156782104 2832688 61000 solo N/A solo
CHEVRON CORPORAT Common 166751107 1710968 20070 solo N/A solo
CHUBB CORP COM Common 171232101 1099838 13900 solo N/A solo
CISCO SYSTEMS Common 17275R102 7268138 131550 solo N/A solo
CITIGROUP INC. Common 172967101 6894705 127532 solo N/A solo
COCA COLA CO Common 191216100 1240313 22500 solo N/A solo
COGNEX CORP Common 192422103 1948213 49400 solo N/A solo
COLGATE PALMOLIV Common 194162103 1264960 26800 solo N/A solo
COMPAQ COMPUTER Common 204493100 885318 32100 solo N/A solo
CONCORD EFS Common 206197105 3114720 87700 solo N/A solo
CONSTELLATION BR Common 21036P108 2693900 49600 solo N/A solo
COOPER CAMERON Common 216640102 2512744 34100 solo N/A solo
COOPER COS INC Common 216648402 2752175 77800 solo N/A solo
CORNING INC Common 219350105 3532518 11894 solo N/A solo
DALLAS SEMICONDU Common 235204104 32875 1000 solo N/A solo
DARDEN RESTAURAN Common 237194105 2562019 123100 solo N/A solo
DELL COMPUTER CO Common 247025109 64706 2100 solo N/A solo
DENTSPLY INTERNA Common 249030107 2553931 73100 solo N/A solo
DISNEY WALT Common 254687106 221850 5800 solo N/A solo
DOLLAR TREE STOR Common 256747106 3752031 92500 solo N/A solo
DONNELLEY RR & S Common 257867101 2412038 98200 solo N/A solo
DOW CHEM CO COM Common 260543103 209475 8400 solo N/A solo
DUKE ENERGY CORP Common 264399106 1449175 16900 solo N/A solo
EMC CORP MASS Common 268648102 6626506 66850 solo N/A solo
EOG RESOURCES Common 26875P101 2795113 71900 solo N/A solo
EATON VANCE Common 278265103 2152200 42200 solo N/A solo
EL PASO ENERGY C Common 283905107 1885725 30600 solo N/A solo
EMERSON ELEC Common 291011104 1299800 19400 solo N/A solo
ENTERGY Common 29364G103 1192000 32000 solo N/A solo
EXTENDED STAY AM Common 30224P101 2305500 174000 solo N/A solo
EXXON MOBIL CORP Common 30231G102 2477675 27800 solo N/A solo
F M C CORP Common 302491303 2883688 43000 solo N/A solo
FPL GROUP INC Common 302571104 2327550 35400 solo N/A solo
FREDDIE MAC/FED. Common 313400301 1394813 25800 solo N/A solo
FEDERATED INVS Common 314211103 3046725 123100 solo N/A solo
FIRST DATA Common 319963104 1764063 45160 solo N/A solo
FIRST HEALTH GRO Common 320960107 2170425 67300 solo N/A solo
FORD MTR CO DEL Common 345370860 313875 12400 solo N/A solo
FOREST LABS INC Common 345838106 2266225 19760 solo N/A solo
FRANKLIN RES INC Common 354613101 2230386 50200 solo N/A solo
GATEWAY INC COM. Common 367626108 902275 19300 solo N/A solo
GENERAL DYNAMICS Common 369550108 2861738 45560 solo N/A solo
GENERAL ELEC CO Common 369604103 5151494 89300 solo N/A solo
GENERAL MTRS COR Common 370442105 227500 3500 solo N/A solo
GLOBAL MARINE Common 379352404 2547188 82500 solo N/A solo
HCA-HEALTHCARE C Common 404119109 3517965 94760 solo N/A solo
HARLEY DAVIDSON Common 412822108 2115596 44190 solo N/A solo
THE HARTFORD FIN Common 416515104 1538981 21100 solo N/A solo
HELMERICH & PAYN Common 423452101 2738275 75800 solo N/A solo
HERTZ Common 428040109 31750 1000 solo N/A solo
HEWLETT PACKARD Common 428236103 2560800 26400 solo N/A solo
HOME DEPOT INC C Common 437076102 1124925 21200 solo N/A solo
IN FOCUS SYS INC Common 45665B106 3651700 68900 solo N/A solo
INSIGHT ENTERPRI Common 45765U103 2636438 96750 solo N/A solo
INTEL CORP COM Common 458140100 5986663 144040 solo N/A solo
INTERNATIONAL BU Common 459200101 6330375 56270 solo N/A solo
INTIMATE BRANDS Common 461156101 2279314 121970 solo N/A solo
INVESTMENT TECHN Common 46145F105 63900 1600 solo N/A solo
INVITROGEN CORP Common 46185R100 2738313 38500 solo N/A solo
JDS UNIPHASE Common 46612J101 3364247 35530 solo N/A solo
JOHNSON & JOHNSO Common 478160104 2235713 23800 solo N/A solo
JONES APPAREL GR Common 480074103 2491000 94000 solo N/A solo
KLA-TENCOR CORP. Common 482480100 811394 19700 solo N/A solo
KERR MC GEE CORP Common 492386107 3650375 55100 solo N/A solo
KNIGHT RIDDER IN Common 499040103 1412588 27800 solo N/A solo
KROGER CO Common 501044101 2961554 131260 solo N/A solo
LEGG MASON Common 524901105 3179438 54700 solo N/A solo
LEHMAN BROTHERS Common 524908100 1817325 12300 solo N/A solo
LINCARE HOLDINGS Common 532791100 2363850 82400 solo N/A solo
LINCOLN NATIONAL Common 534187109 2658906 55250 solo N/A solo
LINEAR TECHNOLOG Common 535678106 194250 3000 solo N/A solo
LITTLE FUSE Common 537008104 32656 1100 solo N/A solo
LUCENT TECHNOLOG Common 549463107 733500 24000 solo N/A solo
MBNA CORP COM Common 55262L100 3851540 100040 solo N/A solo
MGIC INVT CORP W Common 552848103 3447450 56400 solo N/A solo
MANDALAY RESORT Common 562567107 2296000 89600 solo N/A solo
MARSH MCLENNEN Common 571748102 1460250 11000 solo N/A solo
MAXIM INTEGRATED Common 57772K101 1560488 19400 solo N/A solo
MCGRAW HILL INC Common 580645109 1538213 24200 solo N/A solo
MELLON BANK CORP Common 58551A108 1465450 31600 solo N/A solo
MENTOR GRAPHICS Common 587200106 3171513 134600 solo N/A solo
MERCK & CO INC Common 589331107 6424701 86310 solo N/A solo
MERRILL LYNCH & Common 590188108 1306800 19800 solo N/A solo
MICREL, INC. Common 594793101 3591200 53600 solo N/A solo
MICROSOFT CORP Common 594918104 2985469 49500 solo N/A solo
MICROCHIP TECHNO Common 595017104 2406950 72800 solo N/A solo
MINNESOTA MNG & Common 604059105 1959188 21500 solo N/A solo
J P MORGAN & CO Common 616880100 784200 4800 solo N/A solo
MORGAN ST DEAN W Common 617446448 3604466 39420 solo N/A solo
NCR CORP COM Common 62886E108 2412438 63800 solo N/A solo
NETWORK APPLIANC Common 64120L104 1534869 12050 solo N/A solo
NEWPORT NEWS SHI Common 652228107 2481050 57200 solo N/A solo
NIKE INC CL B Common 654106103 1610913 40210 solo N/A solo
NOBLE AFFILIATES Common 654894104 2617313 70500 solo N/A solo
NORTEL NETWORKS Common 656568102 3567794 59900 solo N/A solo
NOVELLUS SYS INC Common 670008101 2565594 55100 solo N/A solo
OCEAN ENERGY Common 67481E106 2777206 179900 solo N/A solo
OLD REPUBLIC Common 680223104 2514531 104500 solo N/A solo
ORACLE CORP Common 68389X105 6842588 86890 solo N/A solo
OXFORD HEALTH PL Common 691471106 3313166 107800 solo N/A solo
PMI GROUP INC Common 69344M101 3827875 56500 solo N/A solo
PNC BANK CORP Common 693475105 1378000 21200 solo N/A solo
PPL CORP Common 69351T106 2859875 68500 solo N/A solo
PEPSICO INC Common 713448108 2347840 51040 solo N/A solo
PFIZER INC Common 717081103 3399522 75650 solo N/A solo
PHARMACIA CORP. Common 71713U102 1125506 18700 solo N/A solo
PHILIP MORRIS CO Common 718154107 3309953 112440 solo N/A solo
PHILLIPS PETE CO Common 718507106 3559180 56720 solo N/A solo
PLANTRONICS INC. Common 727493108 57000 1500 solo N/A solo
QUANTUM CORP Common 747906204 2632925 174800 solo N/A solo
QWEST COMMUNICAT Common 749121109 1542806 32100 solo N/A solo
RADIAN GROUP INC Common 750236101 3132000 46400 solo N/A solo
RADIO SHACK CORP Common 750438103 1788820 27680 solo N/A solo
RAYMOND JAMES Common 754730109 2700875 82000 solo N/A solo
RELIANT ENERGY Common 75952J108 1317810 28340 solo N/A solo
ROYAL DUTCH PETE Common 780257804 2848829 47530 solo N/A solo
SBC COMMUNICATIO Common 78387G103 3902000 78040 solo N/A solo
SCI SYS INC Common 783890106 3829400 93400 solo N/A solo
SDL INC. Common 784076101 309313 1000 solo N/A solo
SAFEWAY STORES Common 786514208 214763 4600 solo N/A solo
ST. JUDE Common 790849103 3136500 61500 solo N/A solo
ST. MARY LAND & Common 792228108 3480131 150900 solo N/A solo
SANDISK CORP Common 80004C101 2443050 36600 solo N/A solo
SANMINA CORP Common 800907107 3196358 34140 solo N/A solo
SCIENTIFIC ATLAN Common 808655104 954375 15000 solo N/A solo
SEARS ROEBUCK & Common 812387108 1894949 58450 solo N/A solo
SIEBEL SYSTEMS I Common 826170102 4610564 41420 solo N/A solo
SOUTHDOWN INC Common 841297104 1930875 27100 solo N/A solo
SOUTHERN CO Common 842587107 223819 6900 solo N/A solo
SPRINT PCS Common 852061506 2153539 61420 solo N/A solo
SUN MICROSYSTEMS Common 866810104 6887083 58990 solo N/A solo
SYBASE INC Common 871130100 3578800 155600 solo N/A solo
SYMANTEC CORP Common 871503108 2270840 51610 solo N/A solo
TJX COMPANIES IN Common 872540109 1170000 52000 solo N/A solo
TARGET CORP. Common 87612E106 123000 4800 solo N/A solo
TECH DATA CORP Common 878237106 2197350 51400 solo N/A solo
TENET HEALTHCARE Common 88033G100 2633914 72410 solo N/A solo
TEXAS INSTRS INC Common 882508104 811625 17200 solo N/A solo
TIME WARNER INC Common 887315109 375600 4800 solo N/A solo
TOSCO CORP COM N Common 891490302 1110275 35600 solo N/A solo
TRANS WORLD ENTM Common 89336Q100 1679000 167900 solo N/A solo
TUPPERWARE CORP Common 899896104 2608200 144900 solo N/A solo
TYCO INTL LTD. Common 902124106 3594004 69282 solo N/A solo
USX-MARATHON GRO Common 902905827 2466639 86930 solo N/A solo
UNITED TECHNOLOG Common 913017109 3510283 50690 solo N/A solo
UNITED HEALTHCAR Common 91324P102 3448350 34920 solo N/A solo
UNIVERSAL HEALTH Common 913903100 3604813 42100 solo N/A solo
VALERO ENERGY CO Common 91913Y100 3061313 87000 solo N/A solo
VERIZON COMMUNIC Common 92343V104 561875 11600 solo N/A solo
VIACOM CLASS B Common 925524308 3005145 51370 solo N/A solo
WAL MART STORES Common 931142103 2199313 45700 solo N/A solo
WASHINGTON MUT S Common 939322103 1178450 29600 solo N/A solo
WILLIAMS COS INC Common 969457100 1171170 27720 solo N/A solo
WORLDCOM INC GA Common 98157D106 2652041 87310 solo N/A solo
XILINX INC Common 983919101 3500350 40880 solo N/A solo
GLOBAL CROSSING Common G3921A100 582800 18800 solo N/A solo
