UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check Only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this report:
Name: Farrell-SL Investment Management, Inc.
Address: 101 East 52nd Street, 4th Floor
New York, NY 10022
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Takeaki Nagashima
Title: President
Phone: (212) 319-3944
Signature, Place, and Date of Signing:
Takeaki Nagashima New York, NY January 27,2000
Report Type (Check only one.):
[ x ] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 150
- -
Form 13F Information Table Value Total: $655,192
Farrell-SL Investment Management
FORM 13 (F)
"December 31, 2000"
Voting Sec. Class Cusip Mkt ValueQty Disk Mngr Auth
Mngr Auth
- --------------- ----- ----- ----- ----- ----- ----------
ADOBE SYSTEMS I Common 00724F101 3712200 55200 sole N/A sole
ALCOA INC. Common 013817101 8110760 97720 sole N/A sole
ALLIANT ENERGY Common 018802108 3206500 116600 sole N/A sole
ALLMERICA FINL Common 019754100 3671250 66000 sole N/A sole
AMBAC FINL GROU Common 023139108 3047750 58400 sole N/A sole
AMERICAN MGMT S Common 027352103 3959525 126200 sole N/A sole
AMERICAN STANDA Common 029712106 4229675 92200 sole N/A sole
AMERICAN WEST H Common 023657208 3676900 177200 sole N/A sole
ANHEUSER BUSCH Common 035229103 5362403 75660 sole N/A sole
APACHE CORP Common 037411105 3213563 87000 sole N/A sole
APPLIED MATERIA Common 038222105 8646422 68250 sole N/A sole
ATLANTIC RICHFI Common 048825103 6011750 69500 sole N/A sole
AVERY DENNISON Common 053611109 7000373 96060 sole N/A sole
BANKAMERICA COR Common 060505104 4723648 94120 sole N/A sole
BASIN EXPLORATI Common 070107107 42300 2400 sole N/A sole
BELL & HOWELL N Common 077852101 104981 3300 sole N/A sole
BELLSOUTH CORP Common 079860102 6645971 141970 sole N/A sole
BLACK & DECKER Common 091797100 5007118 95830 sole N/A sole
BLYTH INDUSTRIE Common 09643P108 3146456 128100 sole N/A sole
BMC SOFTWARE IN Common 055921100 6281489 78580 sole N/A sole
BOEING CO COM Common 097023105 4870978 117550 sole N/A sole
BOISE CASCADE C Common 097383103 3944700 97400 sole N/A sole
BURLINGTON RES Common 122014103 154402 4670 sole N/A sole
CANANDAIGUA Common 137219200 3962700 77700 sole N/A sole
CARPENTER Common 144285103 1830081 66700 sole N/A sole
CDW COMPUTER CT Common 125129106 6675263 84900 sole N/A sole
CENTEX CORP Common 152312104 3088406 125100 sole N/A sole
CIRCUIT CITY ST Common 172737108 6757122 149950 sole N/A sole
CITIGROUP INC. Common 172967101 5159447 92650 sole N/A sole
CMGI INC. Common 125750109 110750 400 sole N/A sole
COASTAL CORP CO Common 190441105 5151195 145360 sole N/A sole
COLUMBIA HCA HE Common 197677107 6391004 218030 sole N/A sole
COMPUTER ASSOC Common 204912109 7162719 102416 sole N/A sole
COMPUTER SCIENC Common 205363104 5393625 57000 sole N/A sole
COMPUWARE CORP Common 205638109 7578513 203450 sole N/A sole
CONOCO INC CLAS Common 208251405 5012313 201500 sole N/A sole
CONVERGYS CORP. Common 212485106 156825 5100 sole N/A sole
CORDANT TECHNOL Common 218412104 3092100 93700 sole N/A sole
CSG SYS INTL IN Common 126349109 5821750 146000 sole N/A sole
CUMMINS ENGINE Common 231021106 2995375 62000 sole N/A sole
CYTEC INDUSTRIE Common 232820100 3459200 150400 sole N/A sole
DALLAS SEMICOND Common 235204104 3241206 50300 sole N/A sole
DARDEN RESTAURA Common 237194105 3006938 165900 sole N/A sole
DAYTON HUDSON Common 239753106 6217219 84660 sole N/A sole
DEAN FOODS Common 242361103 3700725 93100 sole N/A sole
DIME BANCORP IN Common 25429Q102 3450860 228156 sole N/A sole
DOLLAR TREE STO Common 256747106 4708125 97200 sole N/A sole
DOVER CORP Common 260003108 5102873 112460 sole N/A sole
ELECTRONIC ARTS Common 285512109 159600 1900 sole N/A sole
ENGELHARD CORP Common 292845104 3405050 180400 sole N/A sole
EXXON MOBIL COR Common 30231G102 5816613 72200 sole N/A sole
F M C CORP Common 302491303 3839938 67000 sole N/A sole
FAIRFIELD COMMU Common 304231301 3260475 303300 sole N/A sole
FANNIE MAE Common 313586109 4808312 77010 sole N/A sole
FEDERATED DEPT Common 31410H101 5527493 109320 sole N/A sole
FIRST DATA Common 319963104 5803095 117680 sole N/A sole
FORD MTR CO DEL Common 345370100 5605276 105140 sole N/A sole
FREEPORT MCM CO Common 35671D857 4520750 214000 sole N/A sole
FURNITURE BRAND Common 360921100 4096400 186200 sole N/A sole
GENERAL MILLS I Common 370334104 5347128 149570 sole N/A sole
GEORGIA PACIFIC Common 373298108 7974855 157140 sole N/A sole
GRACE W R & CO Common 38388F108 3729000 264000 sole N/A sole
HARRAH'S ENTERT Common 413619107 4097813 155000 sole N/A sole
HERTZ Common 428040109 4025038 80300 sole N/A sole
HONEYWELL INT'L Common 438516106 1273740 22080 sole N/A sole
HORMEL FOODS CO Common 440452100 142188 3500 sole N/A sole
IBP INC COM Common 449223106 2588400 143800 sole N/A sole
INGERSOLL-RAND Common 456866102 4916531 89290 sole N/A sole
INTEL CORP COM Common 458140100 7889653 95850 sole N/A sole
INTERNATIONAL B Common 459200101 5795045 53720 sole N/A sole
INTERSTATE BAKE Common 46072H108 79750 4400 sole N/A sole
INTIMATE BRANDS Common 461156101 4033697 93535 sole N/A sole
JLG INDUSTRIES, Common 466210101 4779656 299900 sole N/A sole
JOHNSON CTLS IN Common 478366107 5093725 89560 sole N/A sole
JONES APPAREL G Common 480074103 3520825 129800 sole N/A sole
KAUFMAN & BROAD Common 486168107 4235231 175100 sole N/A sole
KERR MC GEE COR Common 492386107 3546400 57200 sole N/A sole
KIMBERLY CLARK Common 494368103 6893186 105340 sole N/A sole
KULICKE & SOFFA Common 501242101 3485869 81900 sole N/A sole
LEXMARK INTL GR Common 529771107 7236380 79960 sole N/A sole
LINCARE HOLDING Common 532791100 3881531 111900 sole N/A sole
LUBRIZOL CORP Common 549271104 4276188 138500 sole N/A sole
MANITOWOC CO IN Common 563571108 4332450 127425 sole N/A sole
MBNA CORP COM Common 55262L100 5167963 189650 sole N/A sole
MC CORMICK Common 579780206 3822875 128500 sole N/A sole
MCI WORLDCOM IN Common 55268B106 6665977 125625 sole N/A sole
MED ASSURANCE Common 58449U100 1489481 70300 sole N/A sole
MERCK & CO INC Common 589331107 4932906 73420 sole N/A sole
METROMEDIA FIBE Common 591689104 3973539 82890 sole N/A sole
MGIC INVT CORP Common 552848103 5610077 93210 sole N/A sole
MICROCHIP TECHN Common 595017104 5461313 79800 sole N/A sole
MICROSOFT CORP Common 594918104 7811743 66910 sole N/A sole
MORGAN ST DEAN Common 617446448 7009025 49100 sole N/A sole
MURPHY OIL Common 626717102 3631838 63300 sole N/A sole
NAVISTAR INTL C Common 63934E108 183300 3900 sole N/A sole
NOBLE AFFILIATE Common 654894104 2853331 133100 sole N/A sole
NORTHWESTERN CO Common 668074107 1588400 72200 sole N/A sole
NUCOR Common 670346105 3069500 56000 sole N/A sole
OCEAN ENERGY Common 67481E106 2762100 356400 sole N/A sole
ORACLE CORP Common 68389X105 11082981 98900 sole N/A sole
PACCAR INC Common 693718108 3538353 79850 sole N/A sole
PALL CORP COM Common 696429307 3139500 145600 sole N/A sole
PENTAIR INC Common 709631105 3495800 90800 sole N/A sole
PHILIP MORRIS C Common 718154107 4111020 178740 sole N/A sole
PHILLIPS PETE C Common 718507106 5177990 110170 sole N/A sole
PMI GROUP INC Common 69344M101 4366278 89450 sole N/A sole
PNC BANK CORP Common 693475105 4826025 108450 sole N/A sole
PORALIS INDUSTR Common 731068102 1703750 47000 sole N/A sole
PROVIDIAN CORP Common 74406A102 6138523 67410 sole N/A sole
PUBLIC SERVICE Common 744573106 4699688 135000 sole N/A sole
QUAKER OATS Common 747402105 5670656 86410 sole N/A sole
ROPER INDUSTRIE Common 776696106 3694281 97700 sole N/A sole
ROSS STORES INC Common 778296103 3203638 178600 sole N/A sole
ROYAL DUTCH PET Common 780257804 5274388 87090 sole N/A sole
SCI SYS INC Common 783890106 6270906 76300 sole N/A sole
SHAW INDS INC Common 820286102 2921750 188500 sole N/A sole
SOLUTIA INC Common 834376105 66381 4300 sole N/A sole
ST. MARY LAND E Common 792228108 1806750 73000 sole N/A sole
STERLING COMMER Common 859205106 3886200 114300 sole N/A sole
STERLING SOFTWA Common 859547101 5373900 170600 sole N/A sole
SYBASE INC Common 871130100 3580200 210600 sole N/A sole
SYMANTEC CORP Common 871503108 6818088 116300 sole N/A sole
SYNOPSIS INC CO Common 871607107 5173125 77500 sole N/A sole
TANDY CORP COM Common 875382103 5873971 119420 sole N/A sole
TECUMSEH PRODS Common 878895200 51906 1100 sole N/A sole
TELEFLEX INC Common 879369106 3012263 96200 sole N/A sole
TEXACO INC COM Common 881694103 5048890 92960 sole N/A sole
TEXAS INSTRS IN Common 882508104 4425425 45800 sole N/A sole
TEXAS UTILS CO Common 882848104 4581161 128820 sole N/A sole
TEXTRON INC Common 883203101 5588985 72880 sole N/A sole
TJX COMPANIES I Common 872540109 3226059 157850 sole N/A sole
TOMMY HILFIGER Common G8915Z102 2767600 118400 sole N/A sole
TRANS WORLD ENT Common 89336Q100 3016650 287300 sole N/A sole
TRICON GLOBAL Common 895953107 4816538 124700 sole N/A sole
TRINITY INDUSTR Common 896522109 2806781 98700 sole N/A sole
TUPPERWARE CORP Common 899896104 3699150 218400 sole N/A sole
TYCO INTL LTD. Common 902124106 7184580 184220 sole N/A sole
UNISYS CORP COM Common 909214108 5387537 168690 sole N/A sole
UNITED HEALTHCA Common 910581107 5352344 100750 sole N/A sole
UNITED TECHNOLO Common 913017109 5634200 86680 sole N/A sole
UST INC Common 902911106 4173569 165700 sole N/A sole
USX-MARATHON GR Common 902905827 5536666 224270 sole N/A sole
VALASSIS COMMUN Common 918866104 4972825 117700 sole N/A sole
VINTAGE PETROLE Common 927460105 1985488 164600 sole N/A sole
WELLS FARGO & C Common 949746101 5281946 130620 sole N/A sole
WESTPOINT STEVE Common 961238102 2325750 132900 sole N/A sole
WILLAMETTE INDS Common 969133107 6137644 132170 sole N/A sole
WORTHINGTON IND Common 981811102 3405250 205600 sole N/A sole
XILINX INC Common 983919101 10145897 223140 sole N/A sole
XIRCOM INC Common 983922105 8685000 115800 sole N/A sole
