UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rochdale Investment Management Inc.
Address: 570 Lexington Avenue
New York, NY 10022
13F File Number: 28-5392
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew M. Miranda
Title: Chief Compliance Officer
Phone: 212-702-3500
Signature, Place, and Date of Signing:
Andrew M. Miranda New York, New York August 16, 1999
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 227
Form 13F Information Table Value Total: $467,087
List of Other Included Managers:
No. 13F File Number Name
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<TABLE>
Rochdale Investment Management Inc.
FORM 13F
June 30, 1999
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T Corp. COM 001957109 851 15249 SH SOLE 15249
Abbott Laboratories COM 002824100 565 12452 SH SOLE 12452
Aetna Inc Com COM 008117103 4689 52431 SH SOLE 52431
Agristar Inc. COM 00854C100 1 33000 SH SOLE 33000
Alcoa Inc Com formerly Aluminu COM 013817101 248 4010 SH SOLE 4010
America Online Inc Del Com COM 02364j104 224 2035 SH SOLE 2035
American Greetings Corporation COM 026375105 2898 96206 SH SOLE 96206
American Home Prods Corp COM 026609107 253 4418 SH SOLE 4418
American International Group I COM 026874107 6151 52460 SH SOLE 52460
Ameritech Corp/Del COM 030954101 300 4084 SH SOLE 4084
Aon Corporation COM 037389103 401 9733 SH SOLE 9733
Ashland Oil Inc COM 044204105 327 8150 SH SOLE 8150
Automatic Data Processing COM 053015103 245 5566 SH SOLE 5566
Avery Intl. COM 053611109 363 6016 SH SOLE 6016
Avon Prods Inc COM 054303102 3376 60820 SH SOLE 60820
B M C Software Inc. COM 055921100 3932 72898 SH SOLE 72898
BB&T Corp Com COM 054937107 255 6958 SH SOLE 6958
Bank One Corp Com COM 06423a103 549 9209 SH SOLE 9209
Bank of America Corp New Co COM 060505104 470 6407 SH SOLE 6407
Becton Dickinson & Co COM 075887109 2795 93155 SH SOLE 93155
Bed Bath & Beyond Inc COM 075896100 4968 129470 SH SOLE 129470
Bell Atlantic Corp COM 077853109 589 9017 SH SOLE 9017
Bellsouth Corp COM 079860102 949 20566 SH SOLE 20566
Benton Oil & Gas Co COM 083288100 1990 994870 SH SOLE 994870
Boston Chicken Inc COM 100578103 23 35000 SH SOLE 35000
Bristol-Myers Squibbco COM 110122108 879 12486 SH SOLE 12486
Browning Ferris Indsinc Com COM 115885105 895 20813 SH SOLE 20813
Caraustar Industries Inc COM 140909102 1431 58260 SH SOLE 58260
Carnival Corp Shs Com COM 143658102 92 1900 SH SOLE 1900
Charles Schwab Corp COM 808513105 281 2577 SH SOLE 2577
Chase Manhattan Corpcom New COM 16161A108 7453 86165 SH SOLE 86165
Checkpoint Sys Inc COM 162825103 5544 620265 SH SOLE 620265
Chevron Corp COM 166751107 482 5075 SH SOLE 5075
Cisco Systems Inc COM 17275R102 16580 257306 SH SOLE 257306
Citigroup Inc Com COM 172967101 691 14539 SH SOLE 14539
Claire's Stores Inc Com COM 179584107 1586 61610 SH SOLE 61610
Coca-Cola Company COM 191216100 664 10705 SH SOLE 10705
Comcast Corp Specialclass A Co COM 200300200 5714 148651 SH SOLE 148651
Compaq Computer Corp COM 204493100 349 14743 SH SOLE 14743
Complete Business Solution Com COM 20452f107 358 20111 SH SOLE 20111
Computer Sciences Corp. COM 205363104 2623 37904 SH SOLE 37904
Compuware Corp COM 205638109 234 7380 SH SOLE 7380
Consumer Porfolio Svcs Inc. COM 210502100 19 11314 SH SOLE 11314
Contifinancial Inc. COM 21075v107 4220 1184335 SH SOLE 1184335
Countrywide Cr Inds Delaware COM 222372104 2502 58538 SH SOLE 58538
De Rosa Foods Inc COM 241493105 0 25000 SH SOLE 25000
Dell Computer Corp COM 247025109 2798 75744 SH SOLE 75744
Delta Air Lines Inc Del Common COM 247361108 204 3536 SH SOLE 3536
Deluxe Corp COM 248019101 4764 122732 SH SOLE 122732
Dial Corp COM 25247D101 5562 149565 SH SOLE 149565
Disney Walt Company Holding Co COM 254687106 357 11576 SH SOLE 11576
Donnelley R R & Sonsco COM 257867101 281 7592 SH SOLE 7592
Dow Chem Co COM 260543103 305 2400 SH SOLE 2400
Dreyfus Strategic Muns Com COM 261932107 108 11759 SH SOLE 11759
Du Pont E I De Nemours & COM 263534109 304 4454 SH SOLE 4454
Dvi Inc COM 233343102 8973 523980 SH SOLE 523980
E M C Corp (mass) COM 268648102 3372 61312 SH SOLE 61312
Eastman Kodak Co COM 277461109 865 12763 SH SOLE 12763
Electronic Data Sys Corp New COM 285661104 5099 90053 SH SOLE 90053
Emerson Electric Co COM 291011104 358 5692 SH SOLE 5692
Equity Income Fd Unit 1st Exch COM 244 1179 SH SOLE 1179
Exxon Corporation COM 302290101 9347 121196 SH SOLE 121196
Federated Department Stores In COM 31410H101 843 15928 SH SOLE 15928
Finova Grp Inc COM 317928109 5680 107935 SH SOLE 107935
First Health Group Corp Com COM 320960107 252 11700 SH SOLE 11700
Fleet Financial Group Inc (new COM 338915101 1183 26650 SH SOLE 26650
Fluor Corp COM 343861100 365 9015 SH SOLE 9015
Fnma Com COM 313586109 8957 131242 SH SOLE 131242
Ford Motor Company COM 345370100 6429 113917 SH SOLE 113917
Forest Labs Inc. COM 345838106 4856 104995 SH SOLE 104995
Freddie Mac COM 313400301 212 3660 SH SOLE 3660
Frontier Corp COM 35906p105 421 7179 SH SOLE 7179
G T E Corporation COM 362320103 745 9870 SH SOLE 9870
Gateway Inc Com COM 367626108 596 10092 SH SOLE 10092
General Electric Co COM 369604103 3203 28343 SH SOLE 28343
Gillette Company COM 375766102 1616 39405 SH SOLE 39405
Global Industries Ltd COM 379336100 8117 633515 SH SOLE 633515
Golden West Fin'l. COM 381317106 224 2283 SH SOLE 2283
Goodyear Tire & Rubber COM 382550101 279 4752 SH SOLE 4752
Guidant Corp Com COM 401698105 224 4378 SH SOLE 4378
Halliburton Co COM 406216101 237 5238 SH SOLE 5238
Hannaford Bros Co Com COM 410550107 5033 94080 SH SOLE 94080
Hartford Finl Svcs Group Inc C COM 416515104 4967 85181 SH SOLE 85181
Healthsouth Corp COM 421924101 388 26100 SH SOLE 26100
Hewlett-Packard Ca COM 428236103 421 4190 SH SOLE 4190
Hibernia Corp Cl A COM 428656102 1553 98970 SH SOLE 98970
Home Depot Inc COM 437076102 561 8708 SH SOLE 8708
Hon Ind's Inc Com COM 438092108 1186 40650 SH SOLE 40650
Honeywell Inc COM 438506107 2603 22466 SH SOLE 22466
Hooper Holmes Inc. COM 439104100 4356 213770 SH SOLE 213770
Hormel Foods Corp Com COM 440452100 3574 88800 SH SOLE 88800
ITT Industries Inc COM 450911102 710 18620 SH SOLE 18620
Imc Global Inc Com COM 449669100 786 45220 SH SOLE 45220
Intel Corp COM 458140100 630 10600 SH SOLE 10600
Intelligent Med Imaging Inc Co COM 45815T106 38 61500 SH SOLE 61500
International Game Tec COM 459902102 4895 264605 SH SOLE 264605
Interpublic Group Ofcos Inc COM 460690100 4761 54963 SH SOLE 54963
Intl Business Machines Corp COM 459200101 2728 21108 SH SOLE 21108
Intl Flavors & Fragrances Inc COM 459506101 422 9600 SH SOLE 9600
Johnson & Johnson COM 478160104 5530 56431 SH SOLE 56431
Johnson Controls COM 478366107 1631 23524 SH SOLE 23524
Level Three Communications COM 52729n100 451 7500 SH SOLE 7500
Lexmark Intl Group Inc Cl A COM 529771107 975 14890 SH SOLE 14890
Lilly Eli & Co COM 532457108 309 4308 SH SOLE 4308
Linear Technology Corp Com COM 535678106 812 12070 SH SOLE 12070
Lo Jack Corp COM 539451104 170 20300 SH SOLE 20300
Loews Corporation COM 540424108 499 6308 SH SOLE 6308
Lone Star Liquidating Tr Ctf COM 54229r102 14 36410 SH SOLE 36410
Lowes Cos Inc COM 548661107 2263 39920 SH SOLE 39920
Lucent Technologies Inc Com COM 549463107 6181 91649 SH SOLE 91649
Marsh & Mclennan Companies Inc COM 571748102 511 6757 SH SOLE 6757
Mcdonald's Corp COM 580135101 505 12272 SH SOLE 12272
Mci Worldcom Inc Com COM 55268b106 7177 83450 SH SOLE 83450
Mead Corp COM 582834107 2448 58630 SH SOLE 58630
Medtronic Inc COM 585055106 360 4620 SH SOLE 4620
Merck & Co Inc COM 589331107 4527 61483 SH SOLE 61483
Metris Cos Inc Com COM 591598107 13020 319515 SH SOLE 319515
Microsoft Corp COM 594918104 529 5865 SH SOLE 5865
Minnesota Mining & Manufactur COM 604059105 240 2765 SH SOLE 2765
Mobil Corp COM 607059102 656 6647 SH SOLE 6647
Monsanto Co Com COM 611662107 329 8307 SH SOLE 8307
Morgan J P & Co Inc COM 616880100 274 1950 SH SOLE 1950
Morgan Stanley Dean Witter & C COM 617446448 3661 35669 SH SOLE 35669
Motorola Inc COM 620076109 444 4690 SH SOLE 4690
N T L Inc Com COM 629407107 4234 49122 SH SOLE 49122
O M Group Inc COM 670872100 7522 218020 SH SOLE 218020
Omnicom Group Inc Com COM 681919106 432 5402 SH SOLE 5402
Outback Steakhouse Inc COM 689899102 11442 292438 SH SOLE 292438
Pacificare Health Sys Inc. Del COM 695112102 2326 32335 SH SOLE 32335
Pall Corp. COM 696429307 928 41810 SH SOLE 41810
Paychex Inc COM 704326107 723 22761 SH SOLE 22761
Pepsico Inc COM 713448108 293 7580 SH SOLE 7580
Pfizer Inc COM 717081103 1317 12079 SH SOLE 12079
Pharmacia & Upjohn Inc Com COM 716941109 4351 76586 SH SOLE 76586
Procter & Gamble Co COM 742718109 317 3555 SH SOLE 3555
Progress Software Corp Com COM 743312100 4482 158650 SH SOLE 158650
Provident Finl Group Com COM 743866105 3408 80065 SH SOLE 80065
Providian Finl Corp Com COM 74406a102 1272 13639 SH SOLE 13639
Quaker Oats COM 747402105 3547 53444 SH SOLE 53444
Radian Group Inc Com COM 750236101 1204 24660 SH SOLE 24660
Rational Software Corp. COM 75409p202 15704 476775 SH SOLE 476775
Redox Technology Corp Com COM 758822100 8 10000 SH SOLE 10000
Ross Stores Inc (state Of COM 778296103 319 6360 SH SOLE 6360
S B C Communications Inc COM 78387G103 892 15371 SH SOLE 15371
Saks Inc Com COM 79377w108 277 9590 SH SOLE 9590
Sanmina Corp Com COM 800907107 5895 77690 SH SOLE 77690
Schering-Plough Corp COM 806605101 8253 157196 SH SOLE 157196
Sealed Air Corp (new) COM 81211k100 1426 21980 SH SOLE 21980
Southwest Airlines Co COM 844741108 1764 56684 SH SOLE 56684
Sterling Commerce Inc Com COM 859205106 4258 115870 SH SOLE 115870
Sunoco Inc Com COM 86764p109 2087 69134 SH SOLE 69134
Super Valu Stores COM 868536103 1801 69590 SH SOLE 69590
T C F Financial Corp COM 872275102 3323 119210 SH SOLE 119210
Texaco Inc COM 881694103 205 3284 SH SOLE 3284
Texas Instruments Inc COM 882508104 4761 32835 SH SOLE 32835
Thermo Instrs Sys Inc COM 883559106 342 21344 SH SOLE 21344
Transamerica Corp. COM 893485102 301 4009 SH SOLE 4009
Trega Biosciences Inc Com COM 894699107 55 33768 SH SOLE 33768
Tyco Intl Ltd New COM 902124106 6257 66037 SH SOLE 66037
Unisys Corp COM 909214108 3334 85630 SH SOLE 85630
United Technologies Corp Del C COM 913017109 4932 68500 SH SOLE 68500
V F Corp COM 918204108 1755 39876 SH SOLE 39876
Veritas Software Co. COM 923436109 10768 113420 SH SOLE 113420
Viacom Inc Class B COM 925524308 3708 84280 SH SOLE 84280
Vicor Corp COM 925815102 18113 854880 SH SOLE 854880
Wal-Mart Stores COM 931142103 215 4460 SH SOLE 4460
Warner Lambert Co COM 934488107 1916 27721 SH SOLE 27721
Wells Fargo & Co New Com COM 949746101 527 12329 SH SOLE 12329
Zion Bank Corporation COM 989701107 1283 20210 SH SOLE 20210
Tennessee Valley Auth Sec Parr PFD 880591300 458 19000 SH SOLE 19000
Allied Irish Bks P L C Sponsd COM- FOREIGN STO 2019703 516 19475 SH SOLE 19475
Almanij NV COM- FOREIGN STO 4021104 310 5190 SH SOLE 5190
Ayala Corp Php COM- FOREIGN STO 6087063 99 301432 SH SOLE 301432
Baja Auto Ltd GDR COM- FOREIGN STO 4039077 183 11134 SH SOLE 11134
Banco Santander Chile SP ADR COM- FOREIGN STO 2088338 107 6930 SH SOLE 6930
Bank Austria AG COM- FOREIGN STO 4999621 273 5180 SH SOLE 5180
Bank of Ireland COM- FOREIGN STO 0764403 355 21120 SH SOLE 21120
Barco Industries NPV COM- FOREIGN STO 4089049 278 1718 SH SOLE 1718
Bp Amoco P L C Sponsored ADR COM- FOREIGN STO 055622104 1155 10647 SH SOLE 10647
CIA Telecom Chile Spons ADR COM- FOREIGN STO 2213635 303 12225 SH SOLE 12225
City Developments ADR COM- FOREIGN STO 2187149 40 6040 SH SOLE 6040
City Devs Ltd Ord COM- FOREIGN STO 6197928 288 45000 SH SOLE 45000
Crh Ord 0.25 COM- FOREIGN STO 0182704 447 25131 SH SOLE 25131
De Beers Cons Mines ADR Defd COM- FOREIGN STO 2260631 234 9790 SH SOLE 9790
Delhaize Freres Et Cie SA NPV COM- FOREIGN STO 4262118 255 2980 SH SOLE 2980
Den Norske Bank Ord A COM- FOREIGN STO 4263304 181 54520 SH SOLE 54520
Distribucion Servicio ADR COM- FOREIGN STO 2111513 323 17970 SH SOLE 17970
Elan Corp Plc - Spon ADR COM- FOREIGN STO 284131208 297 10700 SH SOLE 10700
Enersis SA Spons ADR COM- FOREIGN STO 2314947 238 10390 SH SOLE 10390
Erste Bank Der Oester Spark COM- FOREIGN STO 5289837 296 5170 SH SOLE 5170
Fortis (B) COM- FOREIGN STO 5596593 174 5523 SH SOLE 5523
Fortis Amev N.V. ADR COM- FOREIGN STO 34956j101 250 8082 SH SOLE 8082
Groupe Bruxelles Lambert COM- FOREIGN STO 4391551 485 2860 SH SOLE 2860
Grupo Televisa Sa De Cv Spon G COM- FOREIGN STO 40049J206 579 12925 SH SOLE 12925
Hyundai Motor Co. Ltd Sp GDR COM- FOREIGN STO 4443021 504 88870 SH SOLE 88870
Itc Ltd GDR COM- FOREIGN STO 4438094 411 14600 SH SOLE 14600
K B C Bankverqekeringshldg NV COM- FOREIGN STO 4497749 274 4608 SH SOLE 4608
Korea Elec Power Corp Sp ADR COM- FOREIGN STO 2480495 727 35270 SH SOLE 35270
Mahanagar Tele GDR Regs COM- FOREIGN STO 5374227 198 20020 SH SOLE 20020
Natsteel Electronics Ltd COM- FOREIGN STO 6073750 217 49640 SH SOLE 49640
Nokia Corp Sponsored ADR COM- FOREIGN STO 2640891 347 3930 SH SOLE 3930
Norsk Hydro As ADR COM- FOREIGN STO 2642819 569 15250 SH SOLE 15250
OCBC Foreign COM- FOREIGN STO 6663690 267 32000 SH SOLE 32000
Omv AG COM- FOREIGN STO 4651459 316 3530 SH SOLE 3530
Petroleum Geo-Services A/S ADR COM- FOREIGN STO 2693743 771 51380 SH SOLE 51380
Petron Corp COM- FOREIGN STO 6684130 253 2389701 SH SOLE 2389701
Philippine Long Distance Tel C COM- FOREIGN STO 2685654 590 19820 SH SOLE 19820
Quinenco S.A. Sponsored ADR COM- FOREIGN STO 2035312 114 11960 SH SOLE 11960
Reliance Inds Inc. GDS COM- FOREIGN STO 4731146 265 26546 SH SOLE 26546
Royal Dutch Pete Co N Y Regist COM- FOREIGN STO 2016748 307 5098 SH SOLE 5098
Ryanair Holdings Plc ADR COM- FOREIGN STO 2014441 169 3235 SH SOLE 3235
S K Telecom COM- FOREIGN STO 2495648 409 24040 SH SOLE 24040
Singapore Press Holdings COM- FOREIGN STO 6133966 167 9800 SH SOLE 9800
Sm Prime Holdings Inc COM- FOREIGN STO 6818843 496 2196691 SH SOLE 2196691
Storebrand Asa Ord A COM- FOREIGN STO 4852832 210 30960 SH SOLE 30960
Total Fina S A COM- FOREIGN STO 625 4827 SH SOLE 4827
United O/S Bank Foreign COM- FOREIGN STO 6916770 329 47000 SH SOLE 47000
Vodafone AirTouch ADS COM- FOREIGN STO 92857T107 643 3262 SH SOLE 3262
Wienerberger Baustoff Industr COM- FOREIGN STO 5699373 432 17280 SH SOLE 17280
Cetus Corp Euro Bond Conv CONV u15719aa2 10 10000 PRN SOLE 10000
Kollmorgen Corp Sub Deb Conv CONV 500440AA0 15 15000 PRN SOLE 15000
Rochdale Alpha Portfolio 771193307 479 17924.145SH SOLE 17924.145
Rochdale Atlas Portfolio 771193208 15608 454388.504SH SOLE 454388.504
Rochdale Magna Portfolio 771193109 10129 314269.908SH SOLE 314269.908
Dow Chem Co 260543AT0 54 50000 PRN SOLE 50000
Dow Chemical Co Notes 260543AZ6 229 225000 PRN SOLE 225000
California St Vets Bds Ser An 130623CT6 33 25000 PRN SOLE 25000
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