UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rochdale Investment Management Inc.
Address: 570 Lexington Avenue
New York, NY 10022
13F File Number: 28-5392
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew M. Miranda
Title: Chief Compliance Officer
Phone: 212-702-3500
Signature, Place, and Date of Signing:
Andrew M. Miranda New York, New York November 10, 1999
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 238
Form 13F Information Table Value Total: $469,622
List of Other Included Managers:
No. 13F File Number Name
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<TABLE>
Rochdale Investment Management Inc.
FORM 13F
September 30, 1999
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T Corp. COM 001957109 786 18062 SH SOLE 18062
Abbott Laboratories COM 002824100 401 10926 SH SOLE 10926
Aegon N V Ord Amer Reg COM 007924103 238 2756 SH SOLE 2756
Aetna Inc Com COM 008117103 2971 60315 SH SOLE 60315
Agristar Inc. COM 00854C100 0 33000 SH SOLE 33000
Alcoa Inc Com formerly Aluminu COM 013817101 257 4140 SH SOLE 4140
Allied Signal Inc Isin#us019 COM 019512102 260 4343 SH SOLE 4343
Allied Waste Inds Inc Com Par$ COM 019589308 705 60360 SH SOLE 60360
American Greetings Corporation COM 026375105 2814 109298 SH SOLE 109298
American International Group I COM 026874107 5419 62336 SH SOLE 62336
American Power Conversion Corp COM 029066107 2123 112080 SH SOLE 112080
Ameritech Corp/Del COM 030954101 514 7693 SH SOLE 7693
Amgen Inc COM 031162100 430 5280 SH SOLE 5280
Aon Corporation COM 037389103 203 6867 SH SOLE 6867
Associates First Cap Corp Cl A COM 046008108 512 14236 SH SOLE 14236
Avery Intl. COM 053611109 334 6330 SH SOLE 6330
Avon Prods Inc COM 054303102 1704 68691 SH SOLE 68691
B M C Software Inc. COM 055921100 6275 87756 SH SOLE 87756
BB&T Corp Com COM 054937107 225 6958 SH SOLE 6958
Bank One Corp Com COM 06423a103 326 9357 SH SOLE 9357
Bank of America Corp New Co COM 060505104 1259 22616 SH SOLE 22616
Bard (c.R.), Inc. COM 067383109 159 3380 SH SOLE 3380
Becton Dickinson & Co COM 075887109 1828 65126 SH SOLE 65126
Bed Bath & Beyond Inc COM 075896100 5064 144945 SH SOLE 144945
Bell Atlantic Corp COM 077853109 1761 26161 SH SOLE 26161
Bellsouth Corp COM 079860102 945 21002 SH SOLE 21002
Benton Oil & Gas Co COM 083288100 2544 946425 SH SOLE 946425
Boston Chicken Inc COM 100578103 10 35000 SH SOLE 35000
Bowater Inc COM 102183100 1087 20710 SH SOLE 20710
Bristol-Myers Squibbco COM 110122108 793 11750 SH SOLE 11750
Caraustar Industries Inc COM 140909102 1340 52555 SH SOLE 52555
Carnival Corp COM 143658102 1338 30760 SH SOLE 30760
CenturyTel Inc. COM 156700106 328 8070 SH SOLE 8070
Chase Manhattan Corpcom New COM 16161A108 7020 93131 SH SOLE 93131
Checkpoint Sys Inc COM 162825103 5432 583275 SH SOLE 583275
Chevron Corp COM 166751107 399 4499 SH SOLE 4499
Cisco Systems Inc COM 17275R102 18265 266643 SH SOLE 266643
Citigroup Inc Com COM 172967101 635 14432 SH SOLE 14432
Claire's Stores Inc Com COM 179584107 1011 61020 SH SOLE 61020
Cnet Inc Com COM 125945105 336 6000 SH SOLE 6000
Coca-Cola Company COM 191216100 511 10595 SH SOLE 10595
Comcast Corp Specialclass A Co COM 200300200 5610 140901 SH SOLE 140901
Complete Business Solution Com COM 20452f107 257 18756 SH SOLE 18756
Computer Sciences Corp. COM 205363104 2821 40124 SH SOLE 40124
Compuware Corp COM 205638109 534 20530 SH SOLE 20530
Consumer Porfolio Svcs Inc. COM 210502100 11 11314 SH SOLE 11314
Contifinancial Inc. COM 21075v107 1239 1165390 SH SOLE 1165390
Countrywide Cr Inds Delaware COM 222372104 1235 38299 SH SOLE 38299
DVI Inc COM 233343102 8671 529540 SH SOLE 529540
De Rosa Foods Inc COM 241493105 0 25000 SH SOLE 25000
Dell Computer Corp COM 247025109 3639 87019 SH SOLE 87019
Deluxe Corp COM 248019101 4538 133474 SH SOLE 133474
Dial Corp COM 25247D101 4571 179240 SH SOLE 179240
Disney Walt Company Holding Co COM 254687106 218 8381 SH SOLE 8381
Dow Chem Co COM 260543103 273 2400 SH SOLE 2400
Du Pont E I De Nemours & COM 263534109 233 3846 SH SOLE 3846
E M C Corp (mass) COM 268648102 4756 66636 SH SOLE 66636
Eastman Kodak Co COM 277461109 709 9376 SH SOLE 9376
Electronic Data Sys Corp New COM 285661104 4644 87728 SH SOLE 87728
Emerson Electric Co COM 291011104 374 5918 SH SOLE 5918
Engelhard Corp. COM 292845104 1089 59680 SH SOLE 59680
Enron Corp COM 293561106 1812 44124 SH SOLE 44124
Equity Income Fd Unit 1st Exch COM 232 1179 SH SOLE 1179
Exxon Corporation COM 302290101 8750 115136 SH SOLE 115136
Federated Department Stores In COM 31410H101 1440 32966 SH SOLE 32966
Finova Group Inc COM 317928109 4306 117980 SH SOLE 117980
First Health Group Corp Com COM 320960107 252 11240 SH SOLE 11240
Fleet Financial Group Inc (new COM 338915101 1224 33425 SH SOLE 33425
Fluor Corp COM 343861100 218 5410 SH SOLE 5410
Fnma Com COM 313586109 4459 71124 SH SOLE 71124
Ford Motor Company COM 345370100 6174 122858 SH SOLE 122858
Forest Laboratories Inc. COM 345838106 4841 114925 SH SOLE 114925
G T E Corporation COM 362320103 794 10333 SH SOLE 10333
Gateway Inc Com COM 367626108 870 19784 SH SOLE 19784
General Electric Co COM 369604103 3421 28853 SH SOLE 28853
Gillette Company COM 375766102 234 6900 SH SOLE 6900
Global Crossing Ltd Com COM g3921a100 429 16227 SH SOLE 16227
Global Industries Ltd COM 379336100 4978 612645 SH SOLE 612645
Golden West Fin'l. COM 381317106 204 2079 SH SOLE 2079
Goodyear Tire & Rubber COM 382550101 244 5071 SH SOLE 5071
Guidant Corp Com COM 401698105 236 4404 SH SOLE 4404
Hannaford Brothers Co. COM 410550107 6877 97635 SH SOLE 97635
Hartford Finl Svcs Group Inc C COM 416515104 3608 88266 SH SOLE 88266
Healthsouth Corp COM 421924101 155 25300 SH SOLE 25300
Hewlett-Packard Ca COM 428236103 353 3895 SH SOLE 3895
Hibernia Corp Cl A COM 428656102 1126 96870 SH SOLE 96870
Home Depot Inc COM 437076102 693 10098 SH SOLE 10098
Hon Industries Inc. COM 438092108 1255 65180 SH SOLE 65180
Honeywell Inc COM 438506107 2391 21482 SH SOLE 21482
Hooper Holmes Inc. COM 439104100 5740 223990 SH SOLE 223990
Hormel Foods Corp Com COM 440452100 4044 97880 SH SOLE 97880
I2 Technologies Inc Com COM 465754109 240 6200 SH SOLE 6200
ITT Industries Inc COM 450911102 1035 32532 SH SOLE 32532
Imc Global Inc Com COM 449669100 669 45950 SH SOLE 45950
Intel Corp COM 458140100 1029 13853 SH SOLE 13853
Intelligent Med Imaging Inc Co COM 45815T106 37 61500 SH SOLE 61500
Interpublic Group Ofcos Inc COM 460690100 5349 130064 SH SOLE 130064
Intl Business Machines Corp COM 459200101 2709 22387 SH SOLE 22387
Intl Game Technology COM 459902102 5068 281565 SH SOLE 281565
Johnson & Johnson COM 478160104 2009 21866 SH SOLE 21866
Johnson Controls COM 478366107 2451 36955 SH SOLE 36955
Knight Ridder Inc Com COM 499040103 209 3802 SH SOLE 3802
Level Three Communications COM 52729n100 391 7500 SH SOLE 7500
Lexmark Intl Group Inc-Cl A COM 529771107 3367 41825 SH SOLE 41825
Lilly Eli & Co COM 532457108 329 5126 SH SOLE 5126
Linear Technology Corp Com COM 535678106 2201 37470 SH SOLE 37470
Lo Jack Corp COM 539451104 160 19700 SH SOLE 19700
Lone Star Liquidating Tr Ctf COM 54229r102 2 36410 SH SOLE 36410
Lowes Cos Inc COM 548661107 2695 55274 SH SOLE 55274
Lucent Technologies Inc Com COM 549463107 6755 104125 SH SOLE 104125
Marsh & Mclennan Companies Inc COM 571748102 455 6637 SH SOLE 6637
Mcdonald's Corp COM 580135101 583 13472 SH SOLE 13472
Mci Worldcom Inc Com COM 55268b106 6536 91008 SH SOLE 91008
Mead Corp COM 582834107 2811 81771 SH SOLE 81771
Mediaone Group Inc. COM 58440j104 217 3177 SH SOLE 3177
Medquist Inc Com COM 584949101 627 18800 SH SOLE 18800
Medtronic Inc COM 585055106 324 9110 SH SOLE 9110
Merck & Co Inc COM 589331107 2193 33835 SH SOLE 33835
Mercury Interactive Corp COM 589405109 303 4700 SH SOLE 4700
Metris Companies Inc. COM 591598107 9242 313301 SH SOLE 313301
Microsoft Corp COM 594918104 1397 15431 SH SOLE 15431
Minnesota Mining & Manufactur COM 604059105 331 3444 SH SOLE 3444
Mobil Corp COM 607059102 698 6927 SH SOLE 6927
Monsanto Co Com COM 611662107 342 9587 SH SOLE 9587
Morgan J P & Co Inc COM 616880100 244 2140 SH SOLE 2140
Morgan Stanley Dean Witter & C COM 617446448 3669 41134 SH SOLE 41134
Motorola Inc COM 620076109 363 4130 SH SOLE 4130
N T L Inc Com COM 629407107 3658 38077 SH SOLE 38077
Newell Rubbermaid Inc Com COM 651229106 454 15911 SH SOLE 15911
OM Group Inc COM 670872100 8184 213271 SH SOLE 213271
Omnicom Group Inc Com COM 681919106 453 5722 SH SOLE 5722
Oracle Corp Formerly Oracle Sy COM 68389X105 217 4775 SH SOLE 4775
Outback Steakhouse Inc COM 689899102 7529 295958 SH SOLE 295958
Pacificare Health Systems Del COM 695112102 1359 31425 SH SOLE 31425
Paychex Inc COM 704326107 1093 32028 SH SOLE 32028
Pepsico Inc COM 713448108 289 9485 SH SOLE 9485
Pfizer Inc COM 717081103 1015 28306 SH SOLE 28306
Pharmacia & Upjohn Inc Com COM 716941109 4229 85211 SH SOLE 85211
Procter & Gamble Co COM 742718109 428 4560 SH SOLE 4560
Progress Software Corp Com COM 743312100 5893 187830 SH SOLE 187830
Provident Financial Group COM 743866105 3398 93105 SH SOLE 93105
Providian Financial Corp Com COM 74406a102 1175 14835 SH SOLE 14835
Quaker Oats COM 747402105 3412 55144 SH SOLE 55144
Radian Group Inc Com COM 750236101 1391 32390 SH SOLE 32390
Rational Software Corp. COM 75409p202 13351 458420 SH SOLE 458420
Redox Technology Corp Com COM 758822100 5 10000 SH SOLE 10000
Ross Stores Inc (state Of COM 778296103 1033 51330 SH SOLE 51330
Royal Caribbean Cruises Ltd COM v7780t103 883 19630 SH SOLE 19630
Rtsk Beyond.Com Corp Com COM 08860e135 320 26276 SH SOLE 26276
S B C Communications Inc COM 78387G103 850 16652 SH SOLE 16652
Sanmina Corp Com COM 800907107 6397 82680 SH SOLE 82680
Santa Fe Snyder Corp Com COM 80218k105 499 55480 SH SOLE 55480
Schering-Plough Corp COM 806605101 7301 167358 SH SOLE 167358
Sealed Air Corp (new) COM 81211k100 1106 21555 SH SOLE 21555
Southwest Airlines Co COM 844741108 1555 102363 SH SOLE 102363
Sterling Commerce Inc Com COM 859205106 2033 109535 SH SOLE 109535
Sun Microsystems Inc. COM 866810104 259 2789 SH SOLE 2789
Sunoco Inc Com COM 86764p109 1646 60135 SH SOLE 60135
Super Valu Stores COM 868536103 1989 90152 SH SOLE 90152
T C F Financial Corp COM 872275102 3699 129490 SH SOLE 129490
Texaco Inc COM 881694103 263 4161 SH SOLE 4161
Texas Instruments Inc COM 882508104 6449 78410 SH SOLE 78410
Thermo Instrs Sys Inc COM 883559106 200 18710 SH SOLE 18710
Time Warner Hldgs COM 887315109 211 3470 SH SOLE 3470
Trega Biosciences Inc Com COM 894699107 42 33768 SH SOLE 33768
Tyco Intl Ltd New COM 902124106 7514 72778 SH SOLE 72778
Unisys Corp COM 909214108 3673 81395 SH SOLE 81395
United Technologies Corp Del C COM 913017109 4395 74105 SH SOLE 74105
V F Corp COM 918204108 1043 33661 SH SOLE 33661
Veritas Software Co. COM 923436109 15941 209915 SH SOLE 209915
Viacom Inc Class B COM 925524308 3830 90660 SH SOLE 90660
Vicor Corp COM 925815102 18559 820300 SH SOLE 820300
Wal-Mart Stores COM 931142103 242 5080 SH SOLE 5080
Warner Lambert Co COM 934488107 2171 32705 SH SOLE 32705
Wells Fargo & Co New Com COM 949746101 312 7862 SH SOLE 7862
Xilinx Inc COM 983919101 1202 18350 SH SOLE 18350
Zions Bancorporation COM 989701107 2198 39865 SH SOLE 39865
Rstk Intouch Inc PFD 46116b232 0 16667 SH SOLE 16667
Allied Irish Bks P L C Sponsd COM- FOREIGN STO 2019703 495 19465 SH SOLE 19465
Almanij NV COM- FOREIGN STO 4021104 283 5190 SH SOLE 5190
Ayala Corp Php COM- FOREIGN STO 6087063 85 354932 SH SOLE 354932
Baja Auto Ltd GDR COM- FOREIGN STO 4039077 120 11134 SH SOLE 11134
Banco Santander Chile SP ADR COM- FOREIGN STO 2088338 119 6930 SH SOLE 6930
Bank Austria AG COM- FOREIGN STO 4999621 259 5180 SH SOLE 5180
Bank of Ireland COM- FOREIGN STO 0764403 339 41490 SH SOLE 41490
Barco Industries NPV COM- FOREIGN STO 4089049 214 1688 SH SOLE 1688
Bp Amoco P L C Sponsored ADR COM- FOREIGN STO 055622104 389 3508 SH SOLE 3508
CIA Telecom Chile Spons ADR COM- FOREIGN STO 2213635 212 11760 SH SOLE 11760
Cemig SA Spons ADR COM- FOREIGN STO 204409601 77 5250 SH SOLE 5250
City Devs Ltd Ord COM- FOREIGN STO 6197928 229 45000 SH SOLE 45000
Crh Ord 0.25 COM- FOREIGN STO 0182704 494 25691 SH SOLE 25691
De Beers Cons Mines ADR Defd COM- FOREIGN STO 2260631 257 9500 SH SOLE 9500
Delhaize Freres Et Cie SA NPV COM- FOREIGN STO 4262118 245 3060 SH SOLE 3060
Den Norske Bank Ord A COM- FOREIGN STO 4263304 217 54520 SH SOLE 54520
Distribucion Servicio ADR COM- FOREIGN STO 2111513 302 17970 SH SOLE 17970
Elan Corp Plc - Spon ADR COM- FOREIGN STO 284131208 367 10920 SH SOLE 10920
Enersis SA Spons ADR COM- FOREIGN STO 2314947 217 10390 SH SOLE 10390
Erste Bank Der Oester Spark COM- FOREIGN STO 5289837 271 5290 SH SOLE 5290
Fortis (B) COM- FOREIGN STO 5596593 181 5523 SH SOLE 5523
Fortis Amev N.V. ADR COM- FOREIGN STO 34956j101 261 8082 SH SOLE 8082
Groupe Bruxelles Lambert COM- FOREIGN STO 4391551 547 2860 SH SOLE 2860
Grupo Televisa Sa De Cv Spon G COM- FOREIGN STO 40049J206 516 12925 SH SOLE 12925
Hyundai Motor Co. Ltd Sp GDR COM- FOREIGN STO 4443021 619 90020 SH SOLE 90020
Itc Ltd GDR COM- FOREIGN STO 4438094 376 14820 SH SOLE 14820
K B C Bankverqekeringshldg NV COM- FOREIGN STO 4497749 241 4718 SH SOLE 4718
Korea Elec Power Corp Sp ADR COM- FOREIGN STO 2480495 572 35620 SH SOLE 35620
Mahanagar Tele GDR Regs COM- FOREIGN STO 5374227 198 20020 SH SOLE 20020
Natsteel Electronics Ltd COM- FOREIGN STO 6073750 186 49640 SH SOLE 49640
Nokia Corp Sponsored ADR COM- FOREIGN STO 2640891 377 4194 SH SOLE 4194
Norsk Hydro As ADR COM- FOREIGN STO 2642819 641 14910 SH SOLE 14910
OCBC Foreign COM- FOREIGN STO 6663690 249 32000 SH SOLE 32000
Omv AG COM- FOREIGN STO 4651459 328 3530 SH SOLE 3530
Petroleo Brasileiro SA Sponsor COM- FOREIGN STO 71654v101 42 2800 SH SOLE 2800
Petroleum Geo-Services A/S ADR COM- FOREIGN STO 2693743 863 45280 SH SOLE 45280
Petron Corp COM- FOREIGN STO 6684130 216 2401701 SH SOLE 2401701
Philippine Long Distance Tel C COM- FOREIGN STO 2685654 442 20320 SH SOLE 20320
Quinenco S.A. Sponsored ADR COM- FOREIGN STO 2035312 121 11960 SH SOLE 11960
Reliance Inds Inc. GDS COM- FOREIGN STO 4731146 279 26546 SH SOLE 26546
Ryanair Holdings Plc ADR COM- FOREIGN STO 2014441 148 3235 SH SOLE 3235
S K Telecom COM- FOREIGN STO 2495648 248 24510 SH SOLE 24510
Singapore Press Holdings COM- FOREIGN STO 6133966 155 9800 SH SOLE 9800
Sm Prime Holdings Inc COM- FOREIGN STO 6818843 374 2212691 SH SOLE 2212691
Storebrand Asa Ord A COM- FOREIGN STO 4852832 240 31820 SH SOLE 31820
Total Fina S A COM- FOREIGN STO 514 4077 SH SOLE 4077
Unibanco-Sponsored GDR COM- FOREIGN STO 90458e107 3 180 SH SOLE 180
United O/S Bank Foreign COM- FOREIGN STO 6916770 357 47000 SH SOLE 47000
Vodafone AirTouch ADS COM- FOREIGN STO 92857T107 703 2959 SH SOLE 2959
Wienerberger Baustoff Industr COM- FOREIGN STO 5699373 391 17830 SH SOLE 17830
Danka Business Sys Plc CONV 236277AB5 53 70000 PRN SOLE 70000
Hexcel Corp New CONV 428291AA6 75 100000 PRN SOLE 100000
Kollmorgen Corp Sub Deb Conv CONV 500440AA0 15 15000 PRN SOLE 15000
VLSI Tech Sub Nts Conv CONV 918270ab5 102 100000 PRN SOLE 100000
Rochdale Alpha Portfolio 771193307 1904 79745.607SH SOLE 79745.607
Rochdale Atlas Portfolio 771193208 23579 676587.533SH SOLE 676587.533
Rochdale Magna Portfolio 771193109 10266 343119.366SH SOLE 343119.366
Dow Chem Co 260543AT0 54 50000 PRN SOLE 50000
Dow Chemical Co Notes 260543AZ6 227 225000 PRN SOLE 225000
California St Vets Bds Ser An 130623CT6 33 25000 PRN SOLE 25000
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