UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rochdale Investment Management Inc.
Address: 570 Lexington Avenue
New York, NY 10022
13F File Number: 28-5392
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew M. Miranda
Title: Chief Compliance Officer
Phone: 212-702-3500
Signature, Place, and Date of Signing:
Andrew M. Miranda New York, New York November 9, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 228
Form 13F Information Table Value Total: $729,868
List of Other Included Managers:
No. 13F File Number Name
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<TABLE>
Rochdale Investment Management Inc.
FORM 13F
September 30, 2000
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T Corp. COM 001957109 908 30912 SH SOLE 30912
AT&T Corp Wireless Grp COM 001957406 1334 63890 SH SOLE 63890
Abbott Laboratories COM 002824100 449 9433 SH SOLE 9433
Advanced Radio Telecom Corp COM 00754U101 111 13000 SH SOLE 13000
Aetna Inc Com COM 008117103 206 3540 SH SOLE 3540
Alcoa Inc Com formerly Alumi COM 013817101 211 8342 SH SOLE 8342
Alpha Inds Inc COM 020753109 5393 158325 SH SOLE 158325
America Online Inc Del Com COM 02364j104 4032 75010 SH SOLE 75010
American Express Company COM 025816109 236 3880 SH SOLE 3880
American Home Prods Corp COM 026609107 380 6722 SH SOLE 6722
American International Group COM 026874107 13196 137906 SH SOLE 137906
American Power Conversion Co COM 029066107 4685 245787 SH SOLE 245787
Amgen Inc COM 031162100 518 7431 SH SOLE 7431
Applied Materials Inc COM 038222105 472 7964 SH SOLE 7964
Associates First Cap Corp Cl COM 046008108 8471 222927 SH SOLE 222927
Automatic Data Processing In COM 053015103 372 5560 SH SOLE 5560
B M C Software Inc. COM 055921100 2038 106893 SH SOLE 106893
Bank One Corp Com COM 06423a103 290 7507 SH SOLE 7507
Bank of America Corp New COM 060505104 5312 101423 SH SOLE 101423
Bard (C.R.), Inc. COM 067383109 1262 29860 SH SOLE 29860
Bed Bath & Beyond Inc COM 075896100 10015 410876 SH SOLE 410876
Bellsouth Corp COM 079860102 846 21030 SH SOLE 21030
Benton Oil & Gas Co COM 083288100 232 88500 SH SOLE 88500
Best Buy Company Inc COM 086516101 3849 60492 SH SOLE 60492
Biovail Corp Com COM 09067j109 9783 120130 SH SOLE 120130
Boeing Company COM 097023105 236 3749 SH SOLE 3749
Bowater Inc COM 102183100 1214 26133 SH SOLE 26133
Bp Amoco P L C Sponsored Adr COM 055622104 443 8360 SH SOLE 8360
Bristol-Myers Squibb Co COM 110122108 8870 155272 SH SOLE 155272
Broadvision Inc Com COM 111412102 5346 208100 SH SOLE 208100
Brocade Communctns Sys Com COM 111621108 283 1200 SH SOLE 1200
Caldwell Partners Intl Cl A COM 12913l104 28 18300 SH SOLE 18300
Carnival Corp COM 143658102 3936 159850 SH SOLE 159850
Celeritek Inc Com COM 150926103 215 5708 SH SOLE 5708
CenturyTel Inc. COM 156700106 232 8515 SH SOLE 8515
Chase Manhattan Corp Com New COM 16161A108 7012 151818 SH SOLE 151818
Checkpoint Sys Inc COM 162825103 2362 312330 SH SOLE 312330
Chevron Corp COM 166751107 445 5217 SH SOLE 5217
Cigna Corp COM 125509109 1093 10466 SH SOLE 10466
Cisco Systems Inc COM 17275r102 17542 317502 SH SOLE 317502
Citigroup Inc Com COM 172967101 2292 42403 SH SOLE 42403
Coca-Cola Company COM 191216100 676 12257 SH SOLE 12257
Comcast Cl A COM 200300101 416 10150 SH SOLE 10150
Comcast Corp Specialclass A COM 200300200 718 17545 SH SOLE 17545
Computer Associates Internat COM 204912109 914 36299 SH SOLE 36299
Computer Network Tech Com COM 204925101 12280 357235 SH SOLE 357235
Computer Sciences Corp. COM 205363104 3014 40586 SH SOLE 40586
Compuware Corp COM 205638109 116 13923 SH SOLE 13923
Conagra Inc COM 205887102 638 31800 SH SOLE 31800
Convergys Corp Com COM 212485106 4676 120271 SH SOLE 120271
Corning Inc COM 219350105 218 733 SH SOLE 733
Cvs Corp Com COM 126650100 379 8179 SH SOLE 8179
DVI Inc COM 233343102 9050 465587 SH SOLE 465587
Danaher Corp COM 235851102 466 9360 SH SOLE 9360
De Rosa Foods Inc COM 241493105 0 25000 SH SOLE 25000
Dell Computer Corp COM 247025109 3610 117385 SH SOLE 117385
Deluxe Corp COM 248019101 3373 166074 SH SOLE 166074
Dendrite Intl Inc Com COM 248239105 5001 186940 SH SOLE 186940
Devon Energy Corp New Com COM 25179m103 7842 130381 SH SOLE 130381
Disney Walt Company Holding COM 254687106 318 8326 SH SOLE 8326
Dover Corp COM 260003108 3051 65010 SH SOLE 65010
E M C Corp (Mass) COM 268648102 10125 102145 SH SOLE 102145
Emerson Electric Co COM 291011104 295 4396 SH SOLE 4396
Enron Corp COM 293561106 10816 123432 SH SOLE 123432
Exodus Communications Com COM 302088109 344 6950 SH SOLE 6950
Express Scripts Inc Cl A COM 302182100 7467 103352 SH SOLE 103352
Extreme Networks Inc Com COM 30226d106 802 7000 SH SOLE 7000
Exxon Mobil Corp Com COM 30231g102 11057 124061 SH SOLE 124061
Federated Department Stores COM 31410H101 3346 128068 SH SOLE 128068
First Data Corp Common COM 319963104 615 15746 SH SOLE 15746
First Health Group Corp Com COM 320960107 310 9640 SH SOLE 9640
Fleetboston Finl Corp Com COM 339030108 3474 89070 SH SOLE 89070
Fnma Com COM 313586109 442 6185 SH SOLE 6185
Ford Motor Co Del Com Par COM 345370860 233 9217 SH SOLE 9217
Freddie Mac COM 313400301 221 4088 SH SOLE 4088
Gannett Company Inc COM 364730101 1145 21600 SH SOLE 21600
General Electric Co COM 369604103 5226 90598 SH SOLE 90598
Gillette Company COM 375766102 913 29580 SH SOLE 29580
Global Industries Ltd COM 379336100 352 28300 SH SOLE 28300
HCA Healthcare Co Com COM 404119109 2266 61046 SH SOLE 61046
Harcourt Gen Inc Com COM 41163g101 413 7000 SH SOLE 7000
Healthsouth Corp COM 421924101 183 22500 SH SOLE 22500
Hewlett-Packard Ca COM 428236103 374 3858 SH SOLE 3858
Home Depot Inc COM 437076102 712 13416 SH SOLE 13416
Hon Industries Inc. COM 438092108 919 37335 SH SOLE 37335
Honeywell Intl Inc Com COM 438516106 2965 83220 SH SOLE 83220
Hooper Holmes Inc. COM 439104100 8693 914052 SH SOLE 914052
Hormel Foods Corp Com COM 440452100 385 23045 SH SOLE 23045
I2 Technologies Inc Com COM 465754109 3073 16435 SH SOLE 16435
Intel Corp COM 458140100 1309 31538 SH SOLE 31538
Intelligent Med Imaging Inc COM 45815T106 0 10000 SH SOLE 10000
Interpublic Group Of Compani COM 460690100 5615 164844 SH SOLE 164844
Intertape Polymer Gp Inc COM 460919103 4901 361355 SH SOLE 361355
Intl Business Machines Corp COM 459200101 2733 24294 SH SOLE 24294
Intl Game Technology COM 459902102 10482 311739 SH SOLE 311739
Ishares Inc Msci Germany In COM 464286806 293 15150 SH SOLE 15150
Ishares Inc Msci Japan Index COM 464286848 1069 80700 SH SOLE 80700
Ishares Inc Msci Singapore I COM 464286673 220 31950 SH SOLE 31950
Johnson & Johnson COM 478160104 1886 20079 SH SOLE 20079
Johnson Controls COM 478366107 4964 93335 SH SOLE 93335
Kemet Corp Com COM 488360108 4649 168273 SH SOLE 168273
Kinder Morgan Energy Partner COM 494550106 289 6100 SH SOLE 6100
Level Three Communications COM 52729n100 6883 89250 SH SOLE 89250
Lexmark International Inc. COM 529771107 264 7043 SH SOLE 7043
Lilly Eli & Co COM 532457108 406 5003 SH SOLE 5003
Linear Technology Corp Com COM 535678106 8974 138594 SH SOLE 138594
Lone Star Liquidating Tr Ctf COM 54229r102 1 15604 SH SOLE 15604
Lowes Cos Inc COM 548661107 279 6225 SH SOLE 6225
Lucent Technologies Inc Com COM 549463107 884 28917 SH SOLE 28917
Mcdonald's Corp COM 580135101 213 7044 SH SOLE 7044
Medicis Pharmaceutical Cl A COM 584690309 7670 124710 SH SOLE 124710
Medtronic Inc COM 585055106 624 12048 SH SOLE 12048
Merck & Co Inc COM 589331107 2324 31219 SH SOLE 31219
Mercury Interactive Corp COM 589405109 823 5250 SH SOLE 5250
Metris Companies Inc. COM 591598107 13303 336797 SH SOLE 336797
Microsoft Corp COM 594918104 1223 20283 SH SOLE 20283
Millipore Corp. COM 601073109 3109 64186 SH SOLE 64186
Minnesota Mining & Manufact COM 604059105 231 2531 SH SOLE 2531
Morgan Stanley Dean Witter & COM 617446448 8020 87715 SH SOLE 87715
Motorola Inc COM 620076109 794 28111 SH SOLE 28111
Newell Rubbermaid Inc Com COM 651229106 3203 140408 SH SOLE 140408
Nortel Networks Corp Com COM 656568102 2515 42231 SH SOLE 42231
Notify Technology Corp Com COM 669956104 36 10801 SH SOLE 10801
Nova Corp Ga Com COM 669784100 3432 200396 SH SOLE 200396
Om Group Inc Com COM 670872100 1213 27796 SH SOLE 27796
Oracle Corp Formerly Oracle COM 68389X105 666 8452 SH SOLE 8452
Outback Steakhouse Inc COM 689899102 8981 331108 SH SOLE 331108
Paychex Inc COM 704326107 9550 180621 SH SOLE 180621
Pegasus Communications Corp COM 705904100 6631 137250 SH SOLE 137250
Pepsico Inc COM 713448108 222 4829 SH SOLE 4829
Pfizer Inc COM 717081103 11102 247045 SH SOLE 247045
Pharmacia Corp Com COM 71713u102 369 6132 SH SOLE 6132
Price T Rowe & Assoc Com COM 741477103 435 9260 SH SOLE 9260
Procter & Gamble Co COM 742718109 459 6853 SH SOLE 6853
Progress Software Corp Com COM 743312100 1346 98776 SH SOLE 98776
Provident Financial Group COM 743866105 577 19640 SH SOLE 19640
Providian Financial Corp Com COM 74406a102 8694 68457 SH SOLE 68457
Quaker Oats COM 747402105 3997 50521 SH SOLE 50521
Qwest Communications Com COM 749121109 8484 176524 SH SOLE 176524
RSTK Microsoft Corp. COM 594918138 342 5670 SH SOLE 5670
Radian Group Inc Com COM 750236101 2432 36030 SH SOLE 36030
Rational Software Corp. COM 75409p202 24966 359867 SH SOLE 359867
Redback Networks Inc Com COM 757209101 4189 25435 SH SOLE 25435
Royal Caribbean Cruises Ltd COM v7780t103 259 10060 SH SOLE 10060
Rstk Celeritek Inc COM 150926137 0 55687 SH SOLE 55687
S B C Communications Inc COM 78387G103 1595 31899 SH SOLE 31899
Sanmina Corp Com COM 800907107 12802 136740 SH SOLE 136740
Sara Lee Corp COM 803111103 373 18340 SH SOLE 18340
Schering-Plough Corp COM 806605101 8980 193121 SH SOLE 193121
Sealed Air Corp (New) COM 81211k100 3618 79966 SH SOLE 79966
Solectron Corp Com COM 834182107 3624 78575 SH SOLE 78575
Sun Microsystems Inc. COM 866810104 3229 27452 SH SOLE 27452
Symantec Corp Com COM 871503108 1897 43164 SH SOLE 43164
Team Inc Com COM 878155100 135 45000 SH SOLE 45000
Tenet Healthcare Corp COM 88033G100 8866 243730 SH SOLE 243730
Texaco Inc COM 881694103 228 4339 SH SOLE 4339
Texas Instruments Inc COM 882508104 7002 148392 SH SOLE 148392
Time Warner Hldgs COM 887315109 250 3191 SH SOLE 3191
Tribune Corp. COM 896047107 1376 31545 SH SOLE 31545
Tyco Intl Ltd New COM 902124106 9586 184793 SH SOLE 184793
Unisys Corp COM 909214108 1703 151365 SH SOLE 151365
United Technologies Corp Del COM 913017109 6387 92233 SH SOLE 92233
Valassis Communications Inc. COM 918866104 2876 129237 SH SOLE 129237
Van Kampen Amern Capsr Incom COM 920961109 121 13882 SH SOLE 13882
Verisgn Inc Com COM 92343e102 322 1590 SH SOLE 1590
Veritas Software Co. COM 923436109 4801 33724 SH SOLE 33724
Verizon Communications COM 92343v104 7686 158677 SH SOLE 158677
Vicor Corp COM 925815102 25629 475719 SH SOLE 475719
Vishay Intertechnology Com COM 928298108 4268 138791 SH SOLE 138791
Vodafone Group PLC New S A COM 92857w100 476 12855 SH SOLE 12855
Wal-Mart Stores COM 931142103 212 4399 SH SOLE 4399
Weatherford Intl Inc Com COM 947074100 6317 146909 SH SOLE 146909
Wells Fargo & Co New Com COM 949746101 3272 71225 SH SOLE 71225
Worldcom Inc Ga New Com COM 98157d106 22706 747508 SH SOLE 747508
Xilinx Inc COM 983919101 8917 103908 SH SOLE 103908
Zions Bancorporation COM 989701107 7074 138024 SH SOLE 138024
Rstk Intouch Inc PFD 46116b232 0 16667 SH SOLE 16667
Allied Irish Bks P L C Spons COM- FOREIGN S 2019703 230 10510 SH SOLE 10510
Bank of Ireland COM- FOREIGN S 0764403 154 19307 SH SOLE 19307
Bp Amoco P L C Sponsored ADR COM- FOREIGN S 055622104 388 7324 SH SOLE 7324
Cemig SA Spons ADR COM- FOREIGN S 2178938 148 8930 SH SOLE 8930
City Devs Ltd Ord COM- FOREIGN S 6197928 131 26800 SH SOLE 26800
Companhia De Bebidas Das Ame COM- FOREIGN S 20441w203 392 17700 SH SOLE 17700
Crh Ord 0.25 COM- FOREIGN S 0182704 271 17001 SH SOLE 17001
DNB Holdings ASA COM- FOREIGN S 4263304 132 30380 SH SOLE 30380
E.On AG Adr COM- FOREIGN S 268780103 151 2920 SH SOLE 2920
Elan Corp Plc - Spon ADR COM- FOREIGN S 284131208 403 7360 SH SOLE 7360
Ericsson L M Tel Co ADR Clas COM- FOREIGN S 294821400 190 12840 SH SOLE 12840
Fortis (B) COM- FOREIGN S 5596593 111 3599 SH SOLE 3599
Fortis Amev N.V. ADR COM- FOREIGN S 34956j101 199 6504 SH SOLE 6504
Groupe Bruxelles Lambert COM- FOREIGN S 4391551 287 1180 SH SOLE 1180
Grupo Televisa Sa De Cv Spon COM- FOREIGN S 40049J206 480 8325 SH SOLE 8325
India Fund Inc COM- FOREIGN S 454089103 383 31620 SH SOLE 31620
Japan Otc Equity Fd Com COM- FOREIGN S 471091108 333 40700 SH SOLE 40700
Koninklijke Philips Electrs COM- FOREIGN S 500472303 308 7252 SH SOLE 7252
Korea Elec Power Corp Sp ADR COM- FOREIGN S 2480495 269 20580 SH SOLE 20580
Korea Fund COM- FOREIGN S 500634100 307 25580 SH SOLE 25580
KredietBank NV Belgium Shs COM- FOREIGN S 4497749 95 2258 SH SOLE 2258
Mahanagar Tele GDR Regs COM- FOREIGN S 5374227 35 7000 SH SOLE 7000
Natsteel Electronics Ltd COM- FOREIGN S 6073750 71 27310 SH SOLE 27310
Nestle Sa Sponsored ADRs Reg COM- FOREIGN S 641069406 381 3660 SH SOLE 3660
New Germany Fund COM- FOREIGN S 644465106 248 20236 SH SOLE 20236
Nokia Corp Sponsored ADR COM- FOREIGN S 2640891 559 13685 SH SOLE 13685
Norsk Hydro ASA COM- FOREIGN S 4645805 19 450 SH SOLE 450
Norsk Hydro As ADR COM- FOREIGN S 2642819 394 9305 SH SOLE 9305
Oversea-Chinese Banking ORD COM- FOREIGN S 6663689 109 17220 SH SOLE 17220
Petroleo Brasileiro SA Spons COM- FOREIGN S 2683410 86 3000 SH SOLE 3000
Petroleum Geo-Services A/S A COM- FOREIGN S 716597109 225 13020 SH SOLE 13020
Reliance Inds Inc. GDS COM- FOREIGN S 4731146 298 18889 SH SOLE 18889
Roche Hldgs Ltd Sponsored Ad COM- FOREIGN S 771195104 222 2525 SH SOLE 2525
Ryanair Holdings Plc ADR COM- FOREIGN S 783513104 189 4914 SH SOLE 4914
S K Telecom COM- FOREIGN S 2495648 263 10270 SH SOLE 10270
Singapore Press Holdings COM- FOREIGN S 6133966 72 4800 SH SOLE 4800
Storebrand Asa Ord A COM- FOREIGN S 4852832 124 17440 SH SOLE 17440
Telecomunicacoes Brasileiras COM- FOREIGN S 879287308 130 1640 SH SOLE 1640
Telefonica De Espana S.A. Am COM- FOREIGN S 879382208 73 1232 SH SOLE 1232
Telefonos De Mexico Sa De Cv COM- FOREIGN S 879403780 203 3830 SH SOLE 3830
Total Fina S A COM- FOREIGN S 4905413 391 2669 SH SOLE 2669
Total Fina S A Sponsored Adr COM- FOREIGN S 89151e109 24 332 SH SOLE 332
Ubs Ag Sponsored Adr COM- FOREIGN S 90261r105 0 21150 SH SOLE 21150
United O/S Bank Foreign COM- FOREIGN S 6916781 194 27886 SH SOLE 27886
Danka Business Sys Plc CONV 236277AB5 28 70000 PRN SOLE 70000
Hexcel Corp New CONV 428291AA6 50 50000 PRN SOLE 50000
Rochdale Alpha Portfolio 771193307 12873 362825.048 SH SOLE 362825.048
Rochdale Atlas Portfolio 771193208 66494 2018022.049SH SOLE 2018022.049
Rochdale Magna Portfolio 771193109 15559 489289.695 SH SOLE 489289.695
Rochdale Mid\Small Growth Po 771193505 227 6846.479 SH SOLE 6846.479
California St Vets Bds Ser A 130623CT6 32 25000 PRN SOLE 25000
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