UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rochdale Investment Management Inc.
Address: 570 Lexington Avenue
New York, NY 10022
13F File Number: 28-5392
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew M. Miranda
Title: Chief Compliance Officer
Phone: 212-702-3500
Signature, Place, and Date of Signing:
Andrew M. Miranda New York, New York February 14, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 228
Form 13F Information Table Value Total: $576,882
List of Other Included Managers:
No. 13F File Number Name
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<TABLE>
Rochdale Investment Management Inc.
FORM 13F
December 31, 1999
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T Corp. COM 001957109 911 17936 SH SOLE 17936
Abbott Laboratories COM 002824100 406 11191 SH SOLE 11191
Aetna Inc Com COM 008117103 3235 57968 SH SOLE 57968
Agristar Inc. COM 00854C100 0 33000 SH SOLE 33000
Alcoa Inc Com formerly Aluminu COM 013817101 296 3570 SH SOLE 3570
Allied Waste Inds Inc Com Par$ COM 019589308 1079 122440 SH SOLE 122440
American General COM 026351106 307 4052 SH SOLE 4052
American Greetings Corporation COM 026375105 494 20900 SH SOLE 20900
American International Group I COM 026874107 8444 78093 SH SOLE 78093
American Power Conversion Corp COM 029066107 5458 207407 SH SOLE 207407
Amgen Inc COM 031162100 700 11670 SH SOLE 11670
Associates First Cap Corp Cl A COM 046008108 2001 72917 SH SOLE 72917
Atlantic Richfield Co Com COM 048825103 798 9222 SH SOLE 9222
Automatic Data Processing COM 053015103 375 6960 SH SOLE 6960
Avery Intl. COM 053611109 302 4145 SH SOLE 4145
Avon Prods Inc COM 054303102 404 12250 SH SOLE 12250
B M C Software Inc. COM 055921100 7319 91628 SH SOLE 91628
Bank One Corp Com COM 06423a103 258 8053 SH SOLE 8053
Bank of America Corp New Co COM 060505104 2735 54502 SH SOLE 54502
Bard (c.R.), Inc. COM 067383109 695 13110 SH SOLE 13110
Becton Dickinson & Co COM 075887109 1399 51947 SH SOLE 51947
Bed Bath & Beyond Inc COM 075896100 5565 160717 SH SOLE 160717
Bell Atlantic Corp COM 077853109 5309 86242 SH SOLE 86242
Bellsouth Corp COM 079860102 896 19142 SH SOLE 19142
Benton Oil & Gas Co COM 083288100 540 278850 SH SOLE 278850
Best Buy Company Inc COM 086516101 1978 39354 SH SOLE 39354
Bowater Inc COM 102183100 3506 64550 SH SOLE 64550
Bristol-Myers Squibbco COM 110122108 3816 59449 SH SOLE 59449
Carnival Corp COM 143658102 4748 99293 SH SOLE 99293
CenturyTel Inc. COM 156700106 1935 40840 SH SOLE 40840
Chase Manhattan Corpcom New COM 16161A108 7629 98199 SH SOLE 98199
Checkpoint Sys Inc COM 162825103 3159 310030 SH SOLE 310030
Chevron Corp COM 166751107 981 11321 SH SOLE 11321
Cisco Systems Inc COM 17275r102 25951 242393 SH SOLE 242393
Citigroup Inc Com COM 172967101 905 16243 SH SOLE 16243
Ck Witco Corp Com COM 12562C108 161 12040 SH SOLE 12040
Cnet Inc Com COM 125945105 255 4500 SH SOLE 4500
Coca-Cola Company COM 191216100 792 13590 SH SOLE 13590
Comcast Corp Specialclass A Co COM 200300200 6159 121961 SH SOLE 121961
Computer Associates Internatio COM 204912109 400 5715 SH SOLE 5715
Computer Sciences Corp. COM 205363104 3623 38284 SH SOLE 38284
Compuware Corp COM 205638109 1881 50581 SH SOLE 50581
Contifinancial Inc. COM 21075v107 23 96570 SH SOLE 96570
Cox Communications Inc Class A COM 224044107 608 11800 SH SOLE 11800
DVI Inc COM 233343102 7562 497917 SH SOLE 497917
De Rosa Foods Inc COM 241493105 0 25000 SH SOLE 25000
Dell Computer Corp COM 247025109 4362 85630 SH SOLE 85630
Deluxe Corp COM 248019101 3978 144997 SH SOLE 144997
Dial Corp COM 25247D101 5128 210932 SH SOLE 210932
Disney Walt Company Holding Co COM 254687106 593 20270 SH SOLE 20270
Dow Chem Co COM 260543103 448 3350 SH SOLE 3350
Du Pont E I De Nemours & COM 263534109 250 3796 SH SOLE 3796
E M C Corp (mass) COM 268648102 6969 63790 SH SOLE 63790
Electronic Data Sys Corp New COM 285661104 4712 70393 SH SOLE 70393
Emerson Electric Co COM 291011104 317 5529 SH SOLE 5529
Engelhard Corp. COM 292845104 2338 123890 SH SOLE 123890
Enron Corp COM 293561106 5545 124953 SH SOLE 124953
Exodus Communications Com COM 302088109 355 4000 SH SOLE 4000
Exxon Mobil Corp Com COM 30231g102 9702 120429 SH SOLE 120429
Federated Department Stores In COM 31410H101 3086 61023 SH SOLE 61023
Finova Group Inc COM 317928109 4222 118941 SH SOLE 118941
First Health Group Corp Com COM 320960107 281 10440 SH SOLE 10440
Fleetboston Finl Corp Com COM 339030108 1763 50643 SH SOLE 50643
Fluor Corp COM 343861100 234 5110 SH SOLE 5110
Fnma Com COM 313586109 1566 25088 SH SOLE 25088
Ford Motor Company COM 345370100 1130 21191 SH SOLE 21191
Forest Laboratories Inc. COM 345838106 7573 123258 SH SOLE 123258
G T E Corporation COM 362320103 808 11453 SH SOLE 11453
Gateway Inc Com COM 367626108 444 6165 SH SOLE 6165
General Electric Co COM 369604103 5441 35160 SH SOLE 35160
Gillette Company COM 375766102 321 7800 SH SOLE 7800
Global Crossing Ltd Com COM g3921a100 688 13771 SH SOLE 13771
Global Industries Ltd COM 379336100 632 73310 SH SOLE 73310
Graham Field Health Pr Com COM 384632105 1 10000 SH SOLE 10000
Hannaford Brothers Co. COM 410550107 1857 26795 SH SOLE 26795
Hartford Finl Svcs Group Inc C COM 416515104 529 11175 SH SOLE 11175
Healthsouth Corp COM 421924101 118 21900 SH SOLE 21900
Henley Healthcare Inc Com COM 42550v107 26 15000 SH SOLE 15000
Hewlett-Packard Ca COM 428236103 502 4415 SH SOLE 4415
Home Depot Inc COM 437076102 930 13526 SH SOLE 13526
Hon Industries Inc. COM 438092108 2671 121734 SH SOLE 121734
Honeywell Intl Inc Com COM 438516106 2236 38756 SH SOLE 38756
Hooper Holmes Inc. COM 439104100 7179 278790 SH SOLE 278790
Hormel Foods Corp Com COM 440452100 5582 137402 SH SOLE 137402
I2 Technologies Inc Com COM 465754109 3456 17755 SH SOLE 17755
ITT Industries Inc COM 450911102 690 20625 SH SOLE 20625
Intel Corp COM 458140100 1291 15693 SH SOLE 15693
Intelligent Med Imaging Inc Co COM 45815T106 4 53500 SH SOLE 53500
Interpublic Group Ofcos Inc COM 460690100 8392 145479 SH SOLE 145479
Intl Business Machines Corp COM 459200101 2364 21912 SH SOLE 21912
Intl Game Technology COM 459902102 5777 284416 SH SOLE 284416
Johnson & Johnson COM 478160104 2093 22445 SH SOLE 22445
Johnson Controls COM 478366107 3692 64909 SH SOLE 64909
Kinder Morgan Energy Partners COM 494550106 232 5600 SH SOLE 5600
Kohls Corporation COM 500255104 440 6100 SH SOLE 6100
Level Three Communications COM 52729n100 618 7563 SH SOLE 7563
Lexmark Intl Group Inc-Cl A COM 529771107 5338 58981 SH SOLE 58981
Lilly Eli & Co COM 532457108 680 10226 SH SOLE 10226
Linear Technology Corp Com COM 535678106 4522 63186 SH SOLE 63186
Lone Star Liquidating Tr Ctf COM 54229r102 1 36410 SH SOLE 36410
Lowes Cos Inc COM 548661107 4537 75925 SH SOLE 75925
Lucent Technologies Inc Com COM 549463107 6249 83322 SH SOLE 83322
Marsh & Mclennan Companies Inc COM 571748102 291 3040 SH SOLE 3040
Mcdonald's Corp COM 580135101 520 12894 SH SOLE 12894
Mci Worldcom Inc Com COM 55268b106 7160 135090 SH SOLE 135090
Mead Corp COM 582834107 5168 118981 SH SOLE 118981
Medquist Inc Com COM 584949101 2657 103700 SH SOLE 103700
Medtronic Inc COM 585055106 734 20150 SH SOLE 20150
Merck & Co Inc COM 589331107 2320 34530 SH SOLE 34530
Mercury Interactive Corp COM 589405109 373 3456 SH SOLE 3456
Metris Companies Inc. COM 591598107 11019 308746 SH SOLE 308746
Microsoft Corp COM 594918104 2085 17866 SH SOLE 17866
Millipore Corp. COM 601073109 1410 36512 SH SOLE 36512
Minnesota Mining & Manufactur COM 604059105 327 3345 SH SOLE 3345
Morgan Stanley Dean Witter & C COM 617446448 6566 45995 SH SOLE 45995
Motorola Inc COM 620076109 582 3952 SH SOLE 3952
N T L Inc Com COM 629407107 5432 43627 SH SOLE 43627
Nevada Manhattan Group Com COM 64133n105 4 79300 SH SOLE 79300
Newell Rubbermaid Inc Com COM 651229106 2238 77162 SH SOLE 77162
Nova Corp Ga Com COM 669784100 1798 56950 SH SOLE 56950
OM Group Inc COM 670872100 7369 213968 SH SOLE 213968
Omnicom Group Inc Com COM 681919106 329 3285 SH SOLE 3285
Oracle Corp Formerly Oracle Sy COM 68389X105 357 3187 SH SOLE 3187
Outback Steakhouse Inc COM 689899102 7922 305437 SH SOLE 305437
Paychex Inc COM 704326107 2950 73868 SH SOLE 73868
Pepsico Inc COM 713448108 230 6517 SH SOLE 6517
Pfizer Inc COM 717081103 516 15904 SH SOLE 15904
Pharmacia & Upjohn Inc Com COM 716941109 800 17773 SH SOLE 17773
Philip Svcs Corp Com COM 71819m103 3 29000 SH SOLE 29000
Platforms Intl Corp Com COM 72765a101 20 50000 SH SOLE 50000
Procter & Gamble Co COM 742718109 550 5019 SH SOLE 5019
Progress Software Corp Com COM 743312100 10993 194558 SH SOLE 194558
Provident Financial Group COM 743866105 3776 105260 SH SOLE 105260
Providian Financial Corp Com COM 74406a102 3801 41735 SH SOLE 41735
Quadrax Corp Com New COM 746905405 0 10000 SH SOLE 10000
Quaker Oats COM 747402105 3340 50899 SH SOLE 50899
RSTK Microsoft Corp. COM 594918138 662 5670 SH SOLE 5670
Radian Group Inc Com COM 750236101 1786 37410 SH SOLE 37410
Rational Software Corp. COM 75409p202 21285 433278 SH SOLE 433278
Redox Technology Corp Com COM 757722103 4 10000 SH SOLE 10000
Ross Stores Inc (state Of COM 778296103 1877 104650 SH SOLE 104650
Royal Caribbean Cruises Ltd COM v7780t103 1821 36920 SH SOLE 36920
Rtsk Beyond.Com Corp Com COM 08860e135 126 16251 SH SOLE 16251
S B C Communications Inc COM 78387G103 1280 26257 SH SOLE 26257
Sanmina Corp Com COM 800907107 8096 81473 SH SOLE 81473
Santa Fe Snyder Corp Com COM 80218k105 1598 199760 SH SOLE 199760
Schering-Plough Corp COM 806605101 7063 166686 SH SOLE 166686
Sealed Air Corp (new) COM 81211k100 1477 28512 SH SOLE 28512
Solectron Corp Com COM 834182107 554 5824 SH SOLE 5824
Southwest Airlines Co COM 844741108 628 38919 SH SOLE 38919
Sun Microsystems Inc. COM 866810104 1054 13617 SH SOLE 13617
Super Valu Stores COM 868536103 2421 121030 SH SOLE 121030
T C F Financial Corp COM 872275102 1611 64750 SH SOLE 64750
Texaco Inc COM 881694103 228 4195 SH SOLE 4195
Texas Instruments Inc COM 882508104 7519 77818 SH SOLE 77818
Thermo Instrs Sys Inc COM 883559106 200 18008 SH SOLE 18008
Trega Biosciences Inc Com COM 894699107 76 33768 SH SOLE 33768
Tribune Corp. COM 896047107 134 2440 SH SOLE 2440
Tyco Intl Ltd New COM 902124106 6744 172925 SH SOLE 172925
Unisys Corp COM 909214108 1246 39005 SH SOLE 39005
United Pete Corp Com $.01 1995 COM 911327401 0 20000 SH SOLE 20000
United Technologies Corp Del C COM 913017109 5476 84241 SH SOLE 84241
Valassis Communications Inc. COM 918866104 1730 40945 SH SOLE 40945
Veritas Software Co. COM 923436109 17464 122074 SH SOLE 122074
Viacom Inc Class B COM 925524308 3176 52548 SH SOLE 52548
Vicor Corp COM 925815102 30265 747294 SH SOLE 747294
Wal-Mart Stores COM 931142103 245 3540 SH SOLE 3540
Warner Lambert Co COM 934488107 4143 50558 SH SOLE 50558
Wells Fargo & Co New Com COM 949746101 795 19653 SH SOLE 19653
Xilinx Inc COM 983919101 3163 69616 SH SOLE 69616
Zions Bancorporation COM 989701107 3839 65062 SH SOLE 65062
Rstk Intouch Inc PFD 46116b232 0 16667 SH SOLE 16667
Allied Irish Bks P L C Sponsd COM- FOREIGN STO 2019703 312 14770 SH SOLE 14770
Almanij NV COM- FOREIGN STO 4021104 238 4510 SH SOLE 4510
Ayala Corp Php COM- FOREIGN STO 6087063 101 346412 SH SOLE 346412
Baja Auto Ltd GDR COM- FOREIGN STO 4039077 91 9584 SH SOLE 9584
Bank Austria AG COM- FOREIGN STO 4999621 255 4530 SH SOLE 4530
Bank of Ireland COM- FOREIGN STO 0764403 300 37720 SH SOLE 37720
Bp Amoco P L C Sponsored ADR COM- FOREIGN STO 055622104 447 7536 SH SOLE 7536
Bp Amoco P L C Sponsored Adr COM- FOREIGN STO 316 5323 SH SOLE 5323
Cemig SA Spons ADR COM- FOREIGN STO 2178938 92 4070 SH SOLE 4070
City Devs Ltd Ord COM- FOREIGN STO 6197928 235 40090 SH SOLE 40090
Crh Ord 0.25 COM- FOREIGN STO 0182704 522 24221 SH SOLE 24221
DNB Holdings ASA COM- FOREIGN STO 4263304 202 49330 SH SOLE 49330
De Beers Cons Mines ADR Defd COM- FOREIGN STO 2260631 224 7725 SH SOLE 7725
Delhaize Freres Et Cie SA NPV COM- FOREIGN STO 4262118 197 2620 SH SOLE 2620
Distribucion Servicio ADR COM- FOREIGN STO 2111513 316 16230 SH SOLE 16230
Elan Corp Plc - Spon ADR COM- FOREIGN STO 284131208 289 9800 SH SOLE 9800
Ericsson L M Tel Co ADR Class COM- FOREIGN STO 294821400 260 3960 SH SOLE 3960
Erste Bank Der Oester Spark COM- FOREIGN STO 5289837 205 4630 SH SOLE 4630
Fortis (B) COM- FOREIGN STO 5596593 184 5103 SH SOLE 5103
Fortis Amev N.V. ADR COM- FOREIGN STO 34956j101 290 8082 SH SOLE 8082
Groupe Bruxelles Lambert COM- FOREIGN STO 4391551 541 2690 SH SOLE 2690
Grupo Televisa Sa De Cv Spon G COM- FOREIGN STO 40049J206 705 10325 SH SOLE 10325
Hyundai Motor Co. Ltd Sp GDR COM- FOREIGN STO 4443021 382 85930 SH SOLE 85930
Itc Ltd GDR COM- FOREIGN STO 4438094 264 13580 SH SOLE 13580
Koninklijke Philips Electrs N COM- FOREIGN STO 2425720 232 1718 SH SOLE 1718
Korea Elec Power Corp Sp ADR COM- FOREIGN STO 2480495 560 33415 SH SOLE 33415
KredietBank NV Belgium Shs COM- FOREIGN STO 4497749 230 4268 SH SOLE 4268
Mahanagar Tele GDR Regs COM- FOREIGN STO 5374227 217 19250 SH SOLE 19250
Natsteel Electronics Ltd COM- FOREIGN STO 6073750 247 46740 SH SOLE 46740
Nokia Corp Sponsored ADR COM- FOREIGN STO 2640891 802 4198 SH SOLE 4198
Norsk Hydro As ADR COM- FOREIGN STO 2642819 528 12350 SH SOLE 12350
Omv AG COM- FOREIGN STO 4651459 324 3340 SH SOLE 3340
Oversea-Chinese Banking ORD COM- FOREIGN STO 6663689 277 30135 SH SOLE 30135
Petroleum Geo-Services A/S ADR COM- FOREIGN STO 2693743 294 16530 SH SOLE 16530
Petron Corp COM- FOREIGN STO 6684130 179 2233701 SH SOLE 2233701
Philippine Long Distance Tel C COM- FOREIGN STO 2685654 431 16670 SH SOLE 16670
Reliance Inds Inc. GDS COM- FOREIGN STO 4731146 285 26546 SH SOLE 26546
Ryanair Holdings Plc ADR COM- FOREIGN STO 783513104 171 3105 SH SOLE 3105
S K Telecom COM- FOREIGN STO 2495648 873 22760 SH SOLE 22760
Singapore Press Holdings COM- FOREIGN STO 6133966 206 9500 SH SOLE 9500
Sm Prime Holdings Inc COM- FOREIGN STO 6818843 390 2065691 SH SOLE 2065691
Storebrand Asa Ord A COM- FOREIGN STO 4852832 216 28350 SH SOLE 28350
Telefonos De Mexico Sa De Cv A COM- FOREIGN STO 879403780 266 2365 SH SOLE 2365
Total Fina S A COM- FOREIGN STO 4905413 687 5156 SH SOLE 5156
United O/S Bank Foreign COM- FOREIGN STO 6916780 411 46671 SH SOLE 46671
Vodafone AirTouch ADS COM- FOREIGN STO 92857T107 465 9390 SH SOLE 9390
Webs Index Fd Inc Japan Webs COM- FOREIGN STO 92923h889 49 3000 SH SOLE 3000
Wienerberger Baustoff Industr COM- FOREIGN STO 5699384 334 15820 SH SOLE 15820
Danka Business Sys Plc CONV 236277AB5 57 70000 PRN SOLE 70000
Hexcel Corp New CONV 428291AA6 35 50000 PRN SOLE 50000
Kollmorgen Corp Sub Deb Conv CONV 500440AA0 15 15000 PRN SOLE 15000
Rochdale Alpha Portfolio 771193307 4487 149871.079SH SOLE 149871.079
Rochdale Atlas Portfolio 771193208 39520 1018293.396SH SOLE 1018293.396
Rochdale Magna Portfolio 771193109 12782 384771.652SH SOLE 384771.652
California St Vets Bds Ser An 130623CT6 32 25000 PRN SOLE 25000
Hyundai Mtr Co Rts Exp 11/26/9 449187996 0 23567 SH SOLE 23567
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