HEARTPORT INC
SC 13G/A, 1999-02-01
SURGICAL & MEDICAL INSTRUMENTS & APPARATUS
Previous: BONE CARE INTERNATIONAL INC, SC 13G/A, 1999-02-01
Next: HEARTPORT INC, SC 13G/A, 1999-02-01



<PAGE>

                          SECURITIES AND EXCHANGE COMMISSION
                               Washington, D.C.  20549

                                     SCHEDULE 13G
                                    (Rule 13d-102)

          INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 


      13d-1 (b), (c)  AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
                                  (Amendment No. 2)*


                                   HEARTPORT, INC.
- --------------------------------------------------------------------------------
                                   (Name of Issuer)


                                     COMMON STOCK
- --------------------------------------------------------------------------------
                            (Title of Class of Securities)


                                      421969-106
- --------------------------------------------------------------------------------
                                    (CUSIP Number)


                                         n/a
- --------------------------------------------------------------------------------
               (Date of Event which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:

/ /  Rule 13d-1(b)       / /  Rule 13d-1(c)       /X/  Rule 13d-1(d)


*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).

                            (Continued on following pages)


                                  Page 1 of 7 Pages
                          Exhibit Index Contained on Page 7

<PAGE>

- --------------------------------------               ---------------------------
 CUSIP NO. 421969-106                       13 G         Page 2 of 8 Pages
- --------------------------------------               ---------------------------

- --------------------------------------------------------------------------------
 1      NAMES OF REPORTING PERSONS
        JOHN H. STEVENS, M.D.

        I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

                  Tax ID Number:
- --------------------------------------------------------------------------------
 2      CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
                                                            (a)  / /  (b) / /  
- --------------------------------------------------------------------------------
 3      SEC USE ONLY
- --------------------------------------------------------------------------------
 4      CITIZENSHIP OR PLACE OF ORGANIZATION
                  UNITED STATES OF AMERICA
- --------------------------------------------------------------------------------
       NUMBER OF         5     SOLE VOTING POWER
         SHARES 
      BENEFICIALLY 
      OWNED BY EACH            2,204,550
       REPORTING 
         PERSON 
          WITH
                        --------------------------------------------------------
                         6     SHARED VOTING POWER
                               NOT APPLICABLE.

                        --------------------------------------------------------
                         7     SOLE DISPOSITIVE POWER
                               2,204,550



                        --------------------------------------------------------
                         8     SHARED DISPOSITIVE POWER
                               NOT APPLICABLE.

- --------------------------------------------------------------------------------
 9      AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 
        REPORTING PERSON                                           2,204,550
- --------------------------------------------------------------------------------
 10     CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
        EXCLUDES CERTAIN SHARES*                                          / /
- --------------------------------------------------------------------------------
 11     PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                   8.7%        

- --------------------------------------------------------------------------------
 12     TYPE OF REPORTING PERSON*
                                                                   IN          

- --------------------------------------------------------------------------------

                       *  SEE INSTRUCTIONS BEFORE FILLING OUT!

<PAGE>

                                                               Page 3 of 7 Pages


ITEM 1(a).     NAME OF ISSUER:

               HEARTPORT, INC.

ITEM 1(b).     ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

               700 BAY ROAD, REDWOOD CITY, CA 94063

ITEM 2(a).     NAME OF PERSON FILING:

               JOHN H. STEVENS, M.D.

ITEM 2(b).     ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:

               C/O HEARTPORT, INC.

               700 BAY ROAD

               REDWOOD CITY, CA 94063

ITEM 2(c)      CITIZENSHIP:

               UNITED STATES OF AMERICA

ITEM 2(d).     TITLE OF CLASS OF SECURITIES:

               COMMON STOCK

ITEM 2(e).     CUSIP NUMBER:

               CUSIP NO. 421969-106

ITEM 3.        IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR
               13d-2(b) or (c), CHECK WHETHER PERSON FILING IS A:

               NOT APPLICABLE.


               If this Statement is filed pursuant to Rule 13d-1(c), check
               this box.    / /

<PAGE>

                                                               Page 4 of 7 Pages

ITEM 4.        OWNERSHIP:

               The following information with respect to the ownership of the
               Common Stock of the issuer by the person filing this Statement is
               provided as of December 31, 1998:

                    (a)  AMOUNT BENEFICIALLY OWNED:

                         See Row 9 of cover page.

                    (b)  PERCENT OF CLASS:

                         See Row 11 of cover page.

                    (c)  NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:

                         (i)    SOLE POWER TO VOTE OR TO DIRECT THE VOTE:

                                See Row 5 of cover page.

                         (ii)   SHARED POWER TO VOTE OR TO DIRECT THE VOTE: 

                                See Row 6 of cover page.

                         (iii)  SOLE POWER TO DISPOSE OR TO DIRECT THE
                                DISPOSITION OF: 

                                See Row 7 of cover page.

                         (iv)   SHARED POWER TO DISPOSE OR TO DIRECT THE
                                DISPOSITION OF:

                                See Row 8 of cover page.


<PAGE>

                                                               Page 5 of 7 Pages

ITEM 5.        OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

               NOT APPLICABLE.

ITEM 6.        OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

               NOT APPLICABLE.


ITEM 7.        IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
               ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
               COMPANY:

               NOT APPLICABLE.

ITEM 8.        IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

               NOT APPLICABLE.

ITEM 9.        NOTICE OF DISSOLUTION OF GROUP:

               NOT APPLICABLE.

ITEM 10.       CERTIFICATION:

               NOT APPLICABLE.

<PAGE>

                                                               Page 6 of 7 Pages

                                      SIGNATURE

          After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.

Dated:  February 1, 1999


/s/ John H. Stevens, M.D.
- ------------------------------------
John H. Stevens, M.D.

<PAGE>

                                                               Page 7 of 7 Pages

                                    EXHIBIT INDEX

<TABLE>
<CAPTION>
                                                                 Found on
                                                               Sequentially
Exhibit                                                       Numbered Page
- -------                                                       -------------
<S>                                                           <C>
NOT APPLICABLE.
</TABLE>



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission