UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30,1999
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DDJ Capital Management, LLC
Address: 141 Linden Street, Suite 4
Wellesley, MA 02482-7910
Form 13F File Number: 28-6136
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David J. Breazzano
Title: Member
Phone: 781-283-8500
Signature, Place, and Date of Signing:
/s/ David J. Breazzano Wellesley, MA November 15, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 14
Form 13F Information Table Value Total: 106,251
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
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Column 1 Colum Column Colu Colu Colum Colu Colu
n 2 3 mn 4 mn 5 n 6 mn 7 mn 8
Name of Title Valu Shrs Inves Othe
Issuer of CUSIP e or SH/P Put/ tment r Sole Shar No
Class (x$1 prn RN Call discr Mana ed ne
000) amt etion gers
Alcan COM 013716 157 5,000 SH SOLE 5,000
Aluminiu 105
m LTD
BCE Inc- COM 05534B 248 5,000 SH SOLE 5,000
Cad 109
Bank COM 063671 522 15,00 SH SOLE 15,00
Montreal 101 0 0
Que
Cadillac COM 126929 2,93 136,0 SH SOLE 136,0
Fairview 207 6 00 00
Corp
Checkers WT 162809 4 94,96 SH SOLE 94,96
Drive-In EXP 115 3 3
Restaura 12220
nts 0
Frontier COM 359065 24,4 2,575 SH SOLE 2,575
Airlines 109 65 ,300 ,300
Inc New
Marvel COM 57383M 1,12 207,1 SH SOLE 207,1
Enterpri 108 6 38 38
ses
Mountain COM 62426E 4,75 3,800 SH SOLE 3,800
Prov Mng 402 1 ,900 ,900
Inc
Penn COM 707832 22,8 2,686 SH SOLE 2,686
Traffic NEW 200 33 ,280 ,280
Co
Premier SB NT 74058F 6,76 12,85 SH SOLE 12,85
Technolo CV AC6 8 0 0
gies Inc 5.75%
04
S3 Inc SB NT 784849 10,5 11,75 SH SOLE 11,75
CV AC5 16 0 0
5.75%
03
Streamli COM 863239 101 12,49 SH SOLE 12,49
ne Com 109 9 9
Inc
Toronto COM 891160 484 25,00 SH SOLE 25,00
Dominion NEW 509 0 0
BK Ont
Waste COM 94106P 31,3 5,450 SH SOLE 5,450
Sys Intl NEW 209 40 ,533 ,533
Inc
Grand 106, 15,03
Total 251 8,213
</TABLE>