UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31,1999
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DDJ Capital Management, LLC
Address: 141 Linden Street, Suite 4
Wellesley, MA 02482-7910
Form 13F File Number: 28-6136
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David J. Breazzano
Title: Member
Phone: 781-283-8500
Signature, Place, and Date of Signing:
/s/ David J. Breazzano Wellesley, MA February 15, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 20
Form 13F Information Table Value Total: 115,350
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
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Column 1 Colum Column Colu Colu Colum Colu Colu
n 2 3 mn 4 mn 5 n 6 mn 7 mn 8
Name of Title Valu Shrs Inves Othe
Issuer of CUSIP e or SH/P Put/ tment r Sole Shar No
Class (x$1 prn RN Call discr Mana ed ne
000) amt etion gers
Action SB NT 004933 1,06 2000 SH SOLE 2,000
Performan CV AB3 5
ce Cos 4.75%
Inc 05
Bank COM 063671 511 15,00 SH SOLE 15,00
Montreal 101 0 0
Que
Cadillac COM 126929 2,30 100,0 SH SOLE 100,0
Fairview 207 3 00 00
Corp
Checkers WT 162809 8 94,96 SH SOLE 94,96
Drive-In EXP 115 3 3
Restauran 12220
ts 0
Fruit of PUT G3682L 732 1,210 SH SOLE 1,210
the Loom 955
Ltd
Frontier COM 359065 29,2 2,575 SH SOLE 2,575
Airlines 109 94 ,300 ,300
Inc New
Marvel COM 57383M 1,13 207,1 SH SOLE 207,1
Enterpris 108 9 38 38
es
Metretek COM 59159Q 1,27 290,0 SH SOLE 290,0
Tech Inc 107 4 00 00
Metretek WT 59159Q 412 1,450 SH SOLE 1,450
Tech Inc EXP 115
09100
3
Mountain COM 62426E 4,51 3,800 SH SOLE 3,800
Prov Mng 402 4 ,900 ,900
Inc
Penn COM 707832 26,5 2,866 SH SOLE 2,866
Traffic NEW 200 14 ,376 ,376
Co
Pillowtex PUT 721550 37 500 SH SOLE 500
Corp 1954
Premier SB NT 74058F 9,08 15,85 SH SOLE 15,85
Technolog CV AC6 4 0 0
ies Inc 5.75%
04
Revlon PUT 761525 257 650 SH SOLE 650
Inc 950
S3 Inc SB NT 784849 10,9 11,75 SH SOLE 11,75
CV AC5 13 0 0
5.75%
03
Seagram COM 811850 224 5,000 SH SOLE 5,000
Ltd 106
Streamlin COM 863239 26 3,46 SH SOLE 3,046
e Com Inc 109
Toronto COM 891160 669 25,00 SH SOLE 25,00
Dominion NEW 509 0 0
BK Ont
Waste Sys COM 94106P 25,8 5,450 SH SOLE 5,450
Intl Inc NEW 209 90 ,533 ,533
World COM 98141A 484 25,13 SH SOLE 25,13
Access NEW 101 6 6
Inc
Grand 115, 15,49
Total 350 1,802
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