UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DDJ Capital Management, LLC
Address: 141 Linden Street, Suite 4
Wellesley, MA 02482-7910
Form 13F File Number: 28-6136
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that
the person signing the report is authorized to submit it, that all information
contained herein is true, correct and complete,
and that it is understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David J. Breazzano
Title: Member
Phone: 781-283-8500
Signature, Place, and Date of Signing:
/s/ David J. Breazzano Wellesley, MA November 15, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by
other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are
reported in this report and a portion are reported by other reporting
manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 35
Form 13F Information Table Value Total: 119,648
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional
investment managers with respect to which this report is filed, other than the
manager filing
this report.
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Column 1 Column Column Colu Colu Colum Column Colu
2 3 mn 4 mn 5 n 6 7 mn 8
Valu Shrs Pu Inves Other
Name of Title CUSIP e or SH/P t/ tment Manage Sole Shar Non
Issuer of (x$1 prn RN Ca discr rs ed e
Class 000) amt ll etion
Globalstar PUT G3930H 1,24 810 SH SOLE 810
Telecommunic 954 0
ations Ltd
Action SB NT 004933 1,29 4,500 SH SOLE 4,500
Performance CV AB3 4
Cos Inc 4.75%
05
Albertsons COM 013104 242 11,500 SH SOLE 11,50
Inc. 104 0
Ameristar COM 03070Q 211 45,000 SH SOLE 45,00
Casinos Inc 101 0
Argosy COM 040228 181 10,000 SH SOLE 10,00
Gaming Co 108 0
Bank COM 063671 909 20,000 SH SOLE 20,00
Montreal Que 101 0
Barnes & COM 067774 246 12,500 SH SOLE 12,50
Noble Inc 109 0
Digital Is SUB NT 25385N 5,23 9,000 SH SOLE 9,000
Inc Del CV 6% AA9 3
05
Efficient SB NT 282056 3,25 5,100 SH SOLE 5,100
Networks Inc CV 5% AB6 1
05
Federal PUT 313549 265 1,270 SH SOLE 1,270
Mogul Corp 957
Forbes Medi- COM 344907 277 65,700 SH SOLE 65,70
Tech Inc 100 0
Friendly Ice COM 358497 138 37,500 SH SOLE 37,50
Cream Corp 105 0
New
Frontier COM 359065 46,6 2,402, SH SOLE 2,402
Airlines Inc 109 97 400 ,400
New
Harrahs COM 413619 275 10,000 SH SOLE 10,00
Entmt Inc 107 0
Hasbro Inc COM 418056 114 10,000 SH SOLE 10,00
107 0
Internet Cap SUB NT 46059C 11,1 21,650 SH SOLE 21,65
Group Inc CV 5.5% AA4 51 0
04
Littlefield COM 537590 40 20,000 SH SOLE 20,00
Corp 101 0
Lodgian Inc COM 54021P 255 88,550 SH SOLE 88,55
106 0
Marvel COM 57383M 667 205,13 SH SOLE 205,1
Enterprises 108 8 38
Metretek COM 59159Q 1,65 600,00 SH SOLE 600,0
Tech Inc 107 0 0 00
Mission West COM 605203 139 10,000 SH SOLE 10,00
PPTYS Inc 108 0
Mountain COM NEW 62426E 854 2,102, SH SOLE 2,102
Prov Mng Inc 402 151 ,151
NCS SB DB 628874 2,32 22,953 SH SOLE 22,95
Healthcare CV AC3 4 3
Inc 5.75%04
PTEK Hldgs COM 69366M 2,53 819,66 SH SOLE 819,6
Inc 104 6 0 60
Penn Traffic COM NEW 707832 26,4 3,463, SH SOLE 3,463
Co New 200 10 569 ,569
Seagram Ltd COM 811850 369 6,400 SH SOLE 6,400
106
Station COM 857689 143 10,000 SH SOLE 10,00
Casinos Inc 103 0
TVX Gold Inc NT 87308K 1,64 2,000 SH SOLE 2,000
LNKED AA9 0
CV 5%
02
Toronto COM NEW 891160 735 25,000 SH SOLE 25,00
Dominion BK 509 0
Ont
Trikon COM NEW 896187 3,45 244,59 SH SOLE 244,5
Technologies 408 5 8 98
Inc
UCAR Intl COM 90262K 159 12,500 SH SOLE 12,50
Inc 109 0
Ventas Inc COM 92276F 55 11,000 SH SOLE 11,00
100 0
WMS Inds Inc COM 929297 225 10,000 SH SOLE 10,00
109 0
Waste Sys COM NEW 94106P 6,13 5,450, SH SOLE 5,450
Intl Inc 209 2 534 ,534
World Access COM NEW 98141A 136 25,136 SH SOLE 25,13
Inc 101 6
Grand Total 119, 15,796 15,79
648 ,119 6,119
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