File No. 73-00049
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-57
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
Filed under section 33(a) of the
Public Utility Holding Company Act of 1935, as amended
(Name and address of foreign utility company)
Shandong International Power Development Company Limited
14 Jingsan Road
Jinan, Shandong Province
People's Republic of China
(Name and address of filing company)
Southern Energy , Inc.
900 Ashwood Parkway - Suite 500
Atlanta, Georgia 30338
The Commission is requested to address communications to:
Thomas Boren, President John D. McLanahan, Esq.
Southern Energy, Inc. Troutman Sanders LLP
900 Ashwood Parkway 600 Peachtree Street, N.E.
Suite 500 Suit 5200
Atlanta, Georgia 30338 Atlanta, Georgia 30308-2216
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1. Name of the entity(ies) on whose behalf foreign utility company status is
claimed, its (their) business address(es), and a description of the facilities
used for the generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured gas. Identity
of each person that holds five percent (5%) or more of any class of voting
securities of the foreign utility company(ies) and description of the amount and
nature of the interest.
Southern Energy, Inc., a Delaware corporation ("Southern Energy ")1, is
filing this Notification of Foreign Utility Company Status pursuant to Section
33(a) of the Act and Rule 57, 17 C. F. R. ss. 250.57, thereunder on behalf of
Shandong International Power Development Company ( hereinafter "Foreign
Utility"), with its principal offices at 14 Jingsan Road, Jinan, Shandong
Province, People's Republic of China.
The Foreign Utility owns thirteen coal-fired electric generating units
in the Shandong Province of the Republic of China and generates power for sale
within the regional power supply network. The following persons are known to
Southern to hold 5% or more of the voting securities in the Foreign Utility:
Southern Energy -- 9.9% of ordinary share capital.
Shandong Electric Power (Group Corporation), a provincial power group
company approved by the State Economic and Trade Commission,
wholly-owned by the State Power Commission of the Peoples Republic of
China -- 56.95% of ordinary share capital.
Shandong International Trust and Investment Corporation - 15% of
ordinary share capital.
2. Name of any domestic associate public-utility company and, if applicable, its
holding company, and a description of the relationship between the foreign
utility company and such company, and the purchase price paid by any such
domestic associate public-utility company for its interest in the foreign
utility company.
The following domestic public-utility companies, each of which is a
direct or indirect wholly-owned subsidiary of Southern, would be "associate
companies" of the Foreign Utility if the transaction described herein were
consummated:
Alabama Power Company
Georgia Power Company
Gulf Power Company
Mississippi Power Company
Mobile Energy Services Company, L.L.C.
Mobile Energy Services Holdings, Inc.
Savannah Electric and Power Company
Southern Electric Generating Company
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1 Southern Energy is a wholly-owned subsidiary of The Southern Company, a
registered holding company.
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None of the foregoing domestic public utility companies has made an
investment in or has any contractual relationship with the Foreign Utility, and
no such investment or contractual relationship is contemplated.
EXHIBIT A
Inapplicable
SIGNATURE
The undersigned company has duly caused this statement to be signed on
its behalf by the undersigned duly authorized agent.
Southern Energy, Inc.
By: /s/Samuel H. Dabbs, Jr.
Samuel H. Dabbs, Jr.
Assistant Secretary
Date: July 19, 1999