SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)
THE LAMAUR CORPORATION
(Name of Issuer)
Common Stock, par value $.01 per Share
(Title of Class of Securities)
285722 10 4
(CUSIP Number)
John D. Hellmann
Vice President Finance and Secretary
The Lamaur Corporation
One Lovell Avenue
Mill Valley, California 94941
(415) 380-8200
with a copy to:
Gerald A. Eppner
Cadwalader, Wickersham & Taft
100 Maiden Lane
New York, New York 10038
(212) 504-6286
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
March 18, 1998
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|.
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP NO. 285722 10 4
<PAGE>
SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
INTERTEC HOLDINGS, INC. -- I.R.S. IDENTIFICATION NO. 22-3239597
- ------- ------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)(a) | | (b) | |
- ------- ------------------------------------------------------------------------
3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
00
- ------- ------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------- ------ ---------------------------------------------------
7 SOLE VOTING POWER
0
------ ---------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES 1,810,425
BENEFICIALLY
OWNED BY
EACH ------ ---------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH
------ ---------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,810,425
- ------- ------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,810,425
- ------- ------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) |X|
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
30.9%
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
PN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
INTERTEC HOLDINGS, INC. -- I.R.S. IDENTIFICATION NO. 22-3239597
- ------- ------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)(a) | | (b) | |
- ------- ------------------------------------------------------------------------
3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
00
- ------- ------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------- ------ ---------------------------------------------------
7 SOLE VOTING POWER
0
------ ---------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES 1,810,425
BENEFICIALLY
OWNED BY
EACH ------ ---------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH
------ ---------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,810,425
- ------- ------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,810,425
- ------- ------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) |X|
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
30.9%
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
C0
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Mark R. Hoff -- I.R.S. IDENTIFICATION NO. ###-##-####
- ------- ------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)(a) | | (b) | |
- ------- ------------------------------------------------------------------------
3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
00
- ------- ------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- --------------------- ------ ---------------------------------------------------
7 SOLE VOTING POWER
3,960
------ ---------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES 1,810,425
BENEFICIALLY
OWNED BY
EACH ------ ---------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 3,960
WITH
------ ---------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,810,425
- ------- ------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,814,385
- ------- ------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) |X|
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.0%
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Vance A. Hoff -- I.R.S. IDENTIFICATION NO. ###-##-####
- ------- ------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)(a) | | (b) | |
- ------- ------------------------------------------------------------------------
3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
00
- ------- ------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- --------------------- ------ ---------------------------------------------------
7 SOLE VOTING POWER
3,960
------ ---------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES 1,811,425
BENEFICIALLY
OWNED BY
EACH ------ ---------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 3,960
WITH
------ ---------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,811,425
- ------- ------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,815,385
- ------- ------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) |X|
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.0%
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Perry D. Hoff -- I.R.S. IDENTIFICATION NO. ###-##-####
- ------- ------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)(a) | | (b) | |
- ------- ------------------------------------------------------------------------
3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
00
- ------- ------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- --------------------- ------ ---------------------------------------------------
7 SOLE VOTING POWER
23,760
------ ---------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES 1,810,425
BENEFICIALLY
OWNED BY
EACH ------ ---------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 23,760
WITH
------ ---------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,810,425
- ------- ------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,834,185
- ------- ------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) |X|
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.3%
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sandra L. Hoff -- I.R.S. IDENTIFICATION NO. ###-##-####
- ------- ------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)(a) | | (b) | |
- ------- ------------------------------------------------------------------------
3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
00
- ------- ------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- --------------------- ------ ---------------------------------------------------
7 SOLE VOTING POWER
0
------ ---------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES 2,044,725
BENEFICIALLY
OWNED BY
EACH ------ ---------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 0
WITH
------ ---------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,044,725
- ------- ------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,044,725
- ------- ------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) |X|
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
33.6%
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Don G. Hoff -- I.R.S. IDENTIFICATION NO. ###-##-####
- ------- ------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)(a) | | (b) | |
- ------- ------------------------------------------------------------------------
3 SEC USE ONLY
- ------- ------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
00
- ------- ------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
- ------- ------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- --------------------- ------ ---------------------------------------------------
7 SOLE VOTING POWER
234,300
------ ---------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES 1,810,425
BENEFICIALLY
OWNED BY
EACH ------ ---------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 234,300
WITH
------ ---------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,810,425
- ------- ------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,044,725
- ------- ------------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) |X|
- ------- ------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
33.6%
- ------- ------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
This Amendment No. 2 to Schedule 13D (this "Amendment") is being filed on
behalf of Intertec Holdings, L.P., a Delaware limited partnership ("Holdings,
L.P."), Intertec Holdings, Inc., a Delaware corporation ("Holdings, Inc." and
together with Holdings, L.P., the "Intertec Entities"), Mark R. Hoff, Vance A.
Hoff, Perry D. Hoff, Sandra L. Hoff and Don G. Hoff (collectively, the "Hoff
Individuals" and, together with the Intertec Entities, the "Reporting Persons").
On February 3, 1997, the Reporting Persons, together with certain other
persons, filed an initial Schedule 13D with the Commission, which was amended by
Amendment No. 1 to Schedule 13D, filed with the Commission on September 12, 1997
(as so amended, the "Schedule 13D"). This Amendment amends and restates Schedule
13D.
Item 1. Security and Issuer.
This Amendment relates to the shares of Common Stock, par value $.01 per
share (the "Common Stock"), of The Lamaur Corporation, a Delaware corporation
(the "Company"). The principal executive offices of the Company are located at
One Lovell Avenue, Mill Valley, California 94941.
Item 2. Identity and Background.
INFORMATION RELATING TO EACH OF THE REPORTING PERSONS:
The shares of the Company's Common Stock held by the Intertec Entities are
held directly by Holdings, L.P. Holdings, Inc. is the general partner of
Holdings, L.P. Each of the Hoff Individuals is a director of Holdings, Inc. Mark
R. Hoff, Vance A. Hoff, Perry D. Hoff and Sandra L. Hoff are officers of
Holdings, Inc. and the Hoff Individuals together constitute all of the
stockholders of Holdings, Inc. The sole limited partner of Holdings, L.P. is an
entity of which the Hoff Individuals beneficially own all of the equity
interest. Don G. Hoff and Sandra L. Hoff are husband and wife, and the other
Hoff Individuals are their adult children.
NAME: Intertec Holdings, L.P.
Intertec Holdings, Inc.
RESIDENCE OR BUSINESS ADDRESS: 25 Corte Madera Avenue
Mill Valley, CA 94941
PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT AND THE NAME, PRINCIPAL BUSINESS AND
ADDRESS OF ANY CORPORATION OR OTHER ORGANIZATION IN WHICH SUCH EMPLOYMENT IS
CONDUCTED: Holdings, L.P. is engaged principally in business development, acting
as a holding company. Holdings, Inc. is engaged principally in business
development.
NAME: Don G. Hoff
RESIDENCE OR BUSINESS ADDRESS: One Lovell Avenue
Mill Valley, CA 94941
PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT AND THE NAME, PRINCIPAL BUSINESS AND
ADDRESS OF ANY CORPORATION OR OTHER ORGANIZATION IN WHICH SUCH EMPLOYMENT IS
CONDUCTED: Chairman and CEO of the Company
NAME: Mark R. Hoff
Vance A. Hoff
Perry D. Hoff
Sandra L. Hoff
RESIDENCE OR BUSINESS ADDRESS: 25 Corte Madera Avenue
Mill Valley, CA 94941
PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT AND THE NAME, PRINCIPAL BUSINESS AND
ADDRESS OF ANY CORPORATION OR OTHER ORGANIZATION IN WHICH SUCH EMPLOYMENT IS
CONDUCTED: Each of Mark R. Hoff, Vance A. Hoff, Perry D. Hoff, and Sandra L.
Hoff are officers of Innovative Capital Management, Inc., a corporation located
at 25 Corte Madera Avenue, Mill Valley, CA 94941, engaged principally in the
business of making investments.
INFORMATION APPLICABLE TO ALL REPORTING PERSONS:
(a) None of the Reporting Persons, and none of the directors, executive
officers or general partners of the Intertec Entities, has, during the last five
years, been convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors).
(b) None of the Reporting Persons, and none of the directors, executive
officers or general partners of the Intertec Entities, has, during the last five
years, been a party to a civil proceeding of a judicial or administrative body
to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities laws
or finding any violation with respect to such laws.
(c) Each of the Reporting Persons, and each of the directors, executive
officers or general partners of the Intertec Entities, is a United States
citizen or entity.
Item 3. Source And Amount Of Funds Or Other Compensation.
In May 1993, the Company acquired from Intertec Ltd., a Delaware limited
partnership and the sole limited partner of Holdings, L.P. ("Intertec Ltd."), a
30-year, exclusive, worldwide right to use certain technology owned by Intertec
Ltd. (the "License"). The Company issued, as consideration for the grant of the
License, a promissory note in the principal amount of $1.0 million. The
Company's promissory note, as amended effective as of May, 1993 (the "Note"), is
payable to Holdings, L.P., as agent for Intertec Ltd., in four equal annual
installments of $250,000, commencing on May 29, 1997. In March 1996, the Company
and Holdings, L.P. entered into a Subscription and Purchase Agreement (the
"Agreement") pursuant to which Holdings, L.P. agreed to purchase from the
Company, and the Company agreed to sell to Holdings, L.P., shares of Common
Stock at $8.00 per share. The aggregate number of shares of Common Stock which
Holdings, L.P. is required to purchase is equal to (x) the outstanding principal
of, and all accrued and unpaid interest on, the Note as of May 29, 1996 (the
"IPO Closing Date"), divided by (y) $8.00. Holdings, L.P. is obligated, subject
to certain conditions, to purchase and pay for such shares in four equal
installments commencing on the first anniversary of the IPO Closing Date. The
Agreement provides that Holdings, L.P. may elect to accelerate one or more
purchase dates under the Agreement on 30 days' prior notice to the Company. By
letter, dated February 16, 1998, Holdings, L.P. elected to accelerate the three
remaining purchase dates under the Agreement to March 18, 1998 (the "Final
Purchase Date"). The number of shares of Common Stock purchasable by Holdings,
L.P. on the Final Purchase Date was 109,581 (the "Shares"). Pursuant to the
Agreement, in satisfaction of the purchase price of the Shares, Holdings, L.P.
has tendered the Note to the Company for cancellation of the indebtedness due
and owing by the Company to Intertec on the Note on the IPO Closing Date
(approximately $876,645).
Immediately following the closing of the purchase of the Shares on the
Final Purchase Date, Holdings, L.P. made gifts of an aggregate of 12,000 shares
of Common Stock to certain individuals. Except for a gift of 1,000 shares of
Common Stock to the spouse of one of the Hoff Individuals, none of the
individuals to whom any such gift was made was or is affiliated with any of the
Reporting Persons.
This Amendment reports a net increase in the beneficial ownership of the
Reporting Persons of 97,541 shares of Common Stock, which reflects an adjustment
of 12,000 shares of Common Stock as a result of the above-described gifts and an
adjustment of 40 shares of Common Stock that were overreported on the Reporting
Persons' previous Schedule 13D.
Item 4. Purpose Of Transaction.
Except as set forth herein or in Item 6 and except in their capacity as
officers or directors of the Company, none of the Reporting Persons has any
plans or proposals that relate to or would result in: (a) the acquisition by any
person of additional securities of the Company, or the disposition of securities
of the Company; (b) an extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the Company or any of its subsidiaries;
(c) a sale or transfer of a material amount of assets of the Company or any of
its subsidiaries; (d) any change in the present Board of Directors or management
of the Company, including any plans or proposals to change the number or term of
directors or to fill any existing vacancies on the board; (e) any material
change in the present capitalization or dividend policy of the Company; (f) any
other material change in the Company's business or corporate structure; (g)
changes in the Company's charter, bylaws or instruments corresponding thereto or
other actions that may impede the acquisition of control of the Company by any
person; (h) causing a class of securities of the Company to be delisted from a
national securities exchange or to cease to be authorized to be quoted in an
inter-dealer quotation system of a registered national securities association;
(i) a class of equity securities of the Company becoming eligible for
termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or
(j) any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer.
(a) NO. OF SHARES % OF
NAME OF REPORTING PERSON BENEFICIALLY OWNED CLASS
------------------------ ------------------ -----
Intertec Entities (1) 1,810,425 30.9%
Mark R. Hoff (2) 1,814,385 31.0%
Vance A. Hoff (2) 1,815,385 31.0%
Perry D. Hoff (3) 1,834,185 31.3%
Don G. Hoff (4) 2,044,725 33.6%
Sandra L. Hoff (4) 2,044,725 33.6%
- ------------------------------------
(1) Represents shares held of record by Holdings, L.P.
(2) Includes 1,810,425 shares held of record by Holdings, L.P.
(3) Includes 1,810,425 shares held of record by Holdings, L.P. and presently
exercisable options to purchase 13,200 shares.
(4) Includes 1,810,425 shares held of record by Holdings, L.P. and presently
exercisable options to purchase 234,300 shares. Don G. Hoff and Sandra L.
Hoff are husband and wife.
(b) The Reporting Persons together may be deemed to share the power to vote
or to direct the vote and to dispose or to direct the disposition of 1,810,425
shares of the Common Stock held of record by Holdings, L.P. Each Hoff Individual
has, subject to community property laws, sole power to vote or to direct the
vote and to dispose or to direct the disposition of the shares of Common Stock
held by him or her, except for 1,000 shares of Common Stock as to which Vance A.
Hoff has shared voting and dispositive power with his spouse.
(c) Except for the gift of 12,000 shares of Common Stock described in Item
3, none of the Reporting Persons has effected any transactions in shares of the
Company's Common Stock during the preceding 60 days.
(d) Except as set forth in this Item 5, no person other than each
respective record owner referred to herein of securities is known to have the
right to receive or the power to direct the receipt of dividends from, or the
proceeds from the sale of, such securities
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect
to Securities of the Issuer.
Pursuant to Rule 13d-1(f) promulgated under the Exchange Act, the Reporting
Persons have entered into an agreement with respect to the joint filing of this
Amendment, and any amendment or amendments hereto, which is attached hereto as
Exhibit 1 and is incorporated herein by reference.
Except as described herein, there are no contracts, arrangements,
understandings or relationships among the persons named in Item 2 or between
such persons and any other person with respect to any securities of the Company.
Item 7. Material to be Filed as Exhibits.
Exhibit 1: Joint Filing Agreement
Exhibit 2: Subscription and Purchase Agreement, dated as of March 19, 1996, by
and between the Company and Intertec Holdings, L.P. (incorporated
herein by reference to the Company's Registration Statement
on Form S-1 (File no.: 333-2722))
Exhibit 3: Promissory Note, dated May 5, 1993, from the Company to Intertec
Holdings, L.P. (incorporated herein by reference to the Company's
Registration Statement on Form S-1 (File no.: 333-2722))
<PAGE>
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: March 20, 1998
INTERTEC HOLDINGS, L.P.
By: INTERTEC HOLDINGS, INC.
By: /s/ Sandra L. Hoff
Name: Sandra L. Hoff
Title: Secretary and Treasurer
<PAGE>
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: March 20, 1998
INTERTEC HOLDINGS, L.P.
By: INTERTEC HOLDINGS, INC.
By: /s/ Sandra L. Hoff
Name: Sandra L. Hoff
Title: Secretary and Treasurer
<PAGE>
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: March 20, 1998
By: /s/ Mark R. Hoff
Mark R. Hoff
<PAGE>
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: March 20, 1998
By: /s/ Vance A. Hoff
Vance A. Hoff
<PAGE>
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: March 20, 1998
By: /s/ Perry D. Hoff
Perry D. Hoff
<PAGE>
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: March 20, 1998
By: /s/ Sandra L. Hoff
Sandra L. Hoff
<PAGE>
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: March 20, 1998
By: /s/ Don G. Hoff
Don G. Hoff
JOINT FILING AGREEMENT
Agreement, dated as of March 20, 1998, by and among Intertec Holdings,
L.P., a Delaware limited partnership; Intertec Holdings, Inc., a Delaware
corporation; Mark R. Hoff; Vance A. Hoff; Perry D. Hoff; Don G. Hoff; and Sandra
L. Hoff (collectively, the "Reporting Persons").
W I T N E S S E T H
WHEREAS, the Reporting Persons may be required to file a statement, and
amendments thereto, containing the information required by Schedule 13D pursuant
to Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"),
and Rule 13d-1 promulgated thereunder, in connection with the acquisition of
shares of common stock of The Lamaur Corporation, a Delaware corporation; and
WHEREAS, pursuant to Paragraph (f) of Rule 13d-1, the undersigned desire to
satisfy any Schedule 13D filing obligation under Rule 13d-1 by a single joint
filing.
NOW, THEREFORE, in consideration of the foregoing, the undersigned hereto
hereby agree as follows:
1. The undersigned agree that any Statement on Schedule 13D to which this
Agreement is attached, and any Amendments to such Statement, are filed on behalf
of each one of them.
2. This Agreement may be executed in any number of counterparts and all of
such counterparts taken together shall be deemed to constitute one and the same
instrument.
<PAGE>
IN WITNESS WHEREOF, the undersigned have caused this Agreement to be duly
executed and delivered on the date above indicated.
INTERTEC HOLDINGS, L.P.
BY: INTERTEC HOLDINGS, INC.
/s/ SANDRA L. HOFF
Signature
SANDRA L. HOFF
Print Name of Signatory
INTERTEC HOLDINGS, INC.
/s/ SANDRA L. HOFF
Signature
SANDRA L. HOFF
Print Name of Signatory
/s/ MARK R. HOFF
Mark R. Hoff
/s/ VANCE A. HOFF
Vance A. Hoff
/s/ PERRY D. HOFF
Perry D. Hoff
/s/ DON G. HOFF
Don G. Hoff
/s/ SANDRA L. HOFF
Sandra L. Hoff
