*Morgan Stanley Dean Witter Invesment Management Advised Funds
Rule 10f-3 Transactions (Purchase of Securities by Portfolio From an
Underwriting Syndicate in which
an Affiliate is a Member)
May 1, 2000 through June 30, 2000
PARTICIPATING TRADE PRICE AMOUNT PURCHASED AMOUNT OF %
UNDERWRITING PORTFOLIO(s) DATE PER SHARE PURCHASED FROM OFFER UW
EGG PLC
UIF International Magnum Port. 6/12/00 1.60 16,300 Goldman Sachs
148,000,000 0.01%
China Unicom Limited
UIF Asian Equity Portfolio 6/15/00 19.99 13,200 Jardine Felmming
233,617,000 0.01%
UIF Emerging Markets Portfolio 19.99 184,400 Jardine Felmming 0.08%
ASM Lithography Holding N.V.
UIF Equity Growth Portfolio 6/16/00 38.15 11,000 CreditSwissFirstBoston
60,000,000 0.02%
UIF Technology Portfolio 38.15 14,300 ABN Amro 0.02%
Telmex ADR
UIF Emerging Markets Portfolio 6/19/00 53.25 11,500 SalomonSmithBarney
27,649,306 0.04%
Phoenix Satellite Television Holdings Limited
UIF Asian Equity Portfolio 6/25/00 HK$1.08 79,000 Merrill Lynch
727,060,000 0.01%
UIF Emerging Markets Portfolio HK$1.08 943,000 Merrill Lynch 0.13%
Stratos Lightwave, Inc.
UIF Equity Growth Portfolio 6/26/00 21.00 3,000 Lehman 8,750,000 0.03%
UIF Technology Portfolio 21.00 1,100 CIBC 0.01%
Genuity, Inc.
UIF Equity Growth Portfolio 6/27/00 11.00 17,900 Deutsche Bank Sec.Inc,
173,913,000 0.01%
UIF Equity Growth Portfolio 11.00 200 Warburg Dillion Read, 0.00%
UIF Equity Growth Portfolio 11.00 100 ABN Amro Inc, Chicago 0.00%
UIF Equity Growth Portfolio 11.00 400 Williams Capital 0.00%
UIF Technology Portfolio 11.00 6,000 Goldman Sachs, New York 0.00%
UIF Technology Portfolio 11.00 12,000 Merrill Lynch, New York 0.01%
UIF Technology Portfolio 11.00 6,000 Bear Stearns, New York 0.00%
UIF Technology Portfolio 11.00 6,000 Donaldson Lufkin Jenrette, NY 0.00%
UIF Technology Portfolio 11.00 1,600 Deutsche Bank Sec.,Inc., NY 0.00%
UIF Technology Portfolio 11.00 300 Warburg Dillion Read, NY 0.00%
UIF Technology Portfolio 11.00 100 ABN Amro Inc, Chicago 0.00%
UIF Technology Portfolio 11.00 700 Williams Capital 0.00%
UIF Mid Cap Growth Portfolio 11.00 2,100 Salomon Smith Barney 0.00%
Capstone Turbine Corp.
UIF Equity Growth Portfolio 6/28/00 16.00 1,900 Goldman Sachs
9,090,909 0.02%
UIF Technology Portfolio 16.00 700 Goldman Sachs 0.01%
1) All prices in U.S. Dollar unless otherwise noted
2) All transactions were completed in accordance with Rule 10f-3 and Board
approved Rule 10f-3 procedures.
* Morgan Stanley Dean Witter Institutional Funds, Inc. ("MSDWIF")
The Universal Institutional Funds, Inc. ("UIF")
The Proprietary Registered Closed-End Funds ("CEF")
