UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended December 31, 1996
OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from ________ to ________
Commission file number 0-28450
FARALLON COMMUNICATIONS, INC.
(Exact name of registrant as specified in its charter)
Delaware, 94-3033136
(State or other jurisdiction of (I.R.S. Employer Identification Number)
incorporation or organization)
2470 Mariner Square Loop
Alameda, California 94501
(Address of principal executive offices, including Zip Code)
(510) 814-5100
(Registrant's telephone number, including area code)
Indicate by check X whether the registrant (1) has filed all reports required
to be filed by Sections 13 or 15(d) of the Securities Exchange Act of 1934
during the preceding 12 months (or for such shorter period that the registrant
was required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days
Yes x No
As of February 1, 1997 there were 11,329,289 shares of the
Registrant's common stock outstanding.
FARALLON COMMUNICATIONS, INC.
FORM 10-Q
INDEX
Note: This filing is made solely to conform exhibits to EDGAR
specifications. No material information has changes for
Farallon Communications, Inc. for the reporting period ended
December 31, 1996.
SIGNATURE 2
INDEX TO EXHIBITS 3
Exhibit 27.1 Financial Data Schedule
PART I. FINANCIAL INFORMATION
Item 1. Financial Statements
See Form 10-Q filed on February 14, 1997.
PART II. OTHER INFORMATION
Item 6. Exhibits and Reports on Form 8-K
27.1 Financial Data Schedule
(b) Reports on Form 8-K
No Reports on Form 8-K were filed during the quarter ended
December 31, 1996.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Date: April 1, 1997 FARALLON COMMUNICATIONS, INC.
(Registrant)
By: /s/ James A. Clark
James A. Clark
Vice President and Chief Financial Officer
(Duly Authorized Officer and Principal Financial Officer)
INDEX TO EXHIBITS
Exhibit Description
27.1 Financial Data Schedule
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<CIK> 0001012482
<NAME> FARALLON COMMUNICATIONS, INC.
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> 3-MOS
<FISCAL-YEAR-END> SEP-30-1997
<PERIOD-START> OCT-01-1996
<PERIOD-END> DEC-31-1996
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<SECURITIES> 21202
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<ALLOWANCES> 1450
<INVENTORY> 6770
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<PP&E> 12325
<DEPRECIATION> 9514
<TOTAL-ASSETS> 60565
<CURRENT-LIABILITIES> 7287
<BONDS> 0
0
0
<COMMON> 12
<OTHER-SE> 53263
<TOTAL-LIABILITY-AND-EQUITY> 60565
<SALES> 13463
<TOTAL-REVENUES> 13463
<CGS> 6864
<TOTAL-COSTS> 6864
<OTHER-EXPENSES> 6805
<LOSS-PROVISION> 1450
<INTEREST-EXPENSE> (388)
<INCOME-PRETAX> 182
<INCOME-TAX> 64
<INCOME-CONTINUING> 118
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 118
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