SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 6, 2000
----------------
GENESEE & WYOMING INC.
---------------------
(Exact Name of registrant specified in its charter)
---------------------------------------------------
Delaware 0-20847 06-0984624
-------- ------- ----------
(State or other Jurisdiction (Commission File Number (I.R.S. employer
of Incorporation) Identification No.)
66 Field Point Road
Greenwich, Connecticut 06830
(Address of principal executive offices)
----------------------------------------
Registrant's telephone number: (203) 629-3722
<PAGE>
Item 9. Regulation FD Disclosure
Genesee & Wyoming Inc. (GWI) is furnishing this Report on Form 8-K
pursuant to Regulation FD in connection with the planned disclosure of
information at a meeting with prospective investors on November 6, 2000.
The information in this report (including the exhibit) is furnished
pursuant to Item 9 and shall not be deemed to be "filed" for the purposes
of Section 18 of the Securities and Exchange Act of 1934 or otherwise subject
to the liabilities of that section. This report will not be deemed an
admission as to the materiality of any information in the report that is
required to be disclosed solely by Regulation FD.
"Safe Harbor" Statement under the Private Securities Litigation Reform Act
of 1995: The information in this report (including the exhibit) contains
forward-looking statements, within the meaning of the "safe harbor"
provisions of the Private Securities Litigation Reform Act of 1995, regarding
future events and the future performance of GWI that involve risks and
uncertainties that could cause actual results to differ materially including,
but not limited to, economic conditions, customer demand, increased
competition in relevant markets, and others. Such statements may be
identified by words such as anticipate, believe, estimate, expect, intend,
predict, hope or similar expressions. We refer you to the documents that GWI
files from time to time with the Securities and Exchange Commission, such as
GWI's Forms 10-Q and 10-K which contain additional important factors that
could cause its actual results to differ from its current expectations and
from the forward-looking statements contained in the information in this
report (including the exhibit). All monetary references are in US dollars
and based on current exchange rates.
GWI does not have, and expressly disclaims, any obligation to release
publicly any updates or any changes in GWI's expectations or any changes in
events, conditions or circumstances on which any forward-looking statement is
based.
Exhibit 99.1 Information to be disclosed at a meeting with prospective
investors on November 6, 2000.
-2-
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
GENESEE & WYOMING INC.
(Registrant)
By: /s/
----------------
Name: John C. Hellmann
Title: Chief Financial Officer
November 6, 2000
<PAGE>
INDEX TO EXHIBITS
-----------------
Exhibit Number Exhibit Title
-------------- -------------
99.1 Information to be disclosed at a meeting with prospective
investors on November 6, 2000.
-3-
