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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. )*
UGLY DUCKLING CORPORATION
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(Name of Issuer)
COMMON STOCK, $.001 par value
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(Title of Class of Securities)
903512 10 1
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(CUSIP Number)
Check the following box if a fee is being paid with this statement /X /. (A fee
is not required only if the filing person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
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SCHEDULE 13G
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CUSIP NO. 903512 10 1 Page 2 of 5 Pages
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1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NOS. OF PERSONS LISTED BELOW
Ernest C. Garcia, II
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
NOT APPLICABLE
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
Arizona, United States of America
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5. SOLE VOTING POWER
4,640,000
NUMBER OF -------------------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY -------------------------------------------------------------
EACH REPORTING 7. SOLE DISPOSITIVE POWER
PERSON 4,640,000
WITH -------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,640,000
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / /
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
55.7%
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12. TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP NO. 903512 10 1 Page 3 of 5 Pages
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Item 1(a) Name of Issuer:
UGLY DUCKLING CORPORATION
Item 1(b) Address of Issuer's Principal Executive Offices:
2525 East Camelback Road, Suite 1150
Phoenix, Arizona 85016
Item 2(a) Name of Person Filing:
Ernest C. Garcia, II
Item 2(b) Address of Principal Business Office or, if none, Residence:
2525 East Camelback Road, Suite 1150
Phoenix, Arizona 85016
Item 2(c) Citizenship:
United States of America
Item 2(d) Title of Class of Securities:
Common Stock, $.001 par value
Item 2(e) CUSIP Number:
903512 10 1
Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b),
check whether the person filing is a:
(a) / / Broker of Dealer registered under Section 15 of the Act
(b) / / Bank as defined in Section 3(a)(6) of the Act
(c) / / Insurance Company as defined in Section 3(a)(19) of the Act
(d) / / Investment Company registered under Section 8 of the
Investment Company Act
(e) / / Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940
(f) / / Employee Benefit Plan, Pension Fund which is subject
to the provisions of the Employee Retirement Income
Security Act of 1974 or Endowment Fund; see
SubSection 240.13d-1(b)(1)(ii)(F)
(g) / / Parent Holding Company, in accordance with
SubSection 240.13d-1(b)(1)(ii)(G) (NOTE: See Item 7)
(h) / / Group, in accordance with Subsection 240.13d-1(b)(1)(ii)(H)
NOT APPLICABLE.
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CUSIP NO. 903512 10 1 Page 4 of 5 Pages
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Item 4. Ownership.
If the percent of the class owned, as of December 31 of the year
covered by the statement, or as of the last day of any month described in Rule
13d-1(b)(2), if applicable, exceeds five percent, provide the following
information as of that date and identify those shares which there is a right
to acquire.
(a) Amount Beneficially Owned:
4,640,000
(b) Percent of Class:
55.7%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
4,640,000
(ii) shared power to vote or to direct the vote
0
(iii) sole power to dispose or to direct the disposition of
4,640,000
(iv) shared power to dispose or to direct the disposition of
0
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following / /
NOT APPLICABLE
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
If any other person is known to have the right to receive or the
power to direct the receipt of dividends from, or the proceeds from the sale
of, such securities, a statement to that effect should be included in
response to this item and, if such interest relates to more than five
percent of the class, such person should be identified. A listing of the
shareholders of an investment company registered under the Investment Company
Act of 1940 or the beneficiaries of employee benefit plan, pension fund or
endowment fund is not required.
NOT APPLICABLE
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CUSIP NO. 903512 10 1 Page 5 of 5 Pages
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Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company
If a parent holding company has filed this Schedule pursuant to
Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit
stating the identity and the Item 3 classification of the relevant
subsidiary. If a parent holding company has filed this Schedule pursuant to
Rule 13d-1(c), attach an exhibit stating the identification of the relevant
subsidiary.
NOT APPLICABLE
Item 8. Identification and Classification of Members of the Group
If a group has filed this Schedule pursuant to Rule 13d-1(b)(ii)(H),
so indicate under Item 3(h) and attach an exhibit stating the identity and Item
3 classification of each member of the group. If a group has filed this
Schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identity of
each member of the group.
NOT APPLICABLE
Item 9. Notice of Dissolution of Group
Notice of dissolution of a group may be furnished as an exhibit
stating the date of the dissolution and that all further filings with respect
to transactions in the security reported on will be filed, if required, by
members of the group, in their individual capacity. See Item 5.
NOT APPLICABLE
Item 10. Certification
The following certification shall be included if the statement is
filed pursuant to Rule 13d-1(b):
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the ordinary
course of business and were not acquired for the purpose of and do not have
the effect of changing or influencing the control of the issuer of such
securities and were not acquired in connection with or as a participant
in any transaction having such purposes or effect.
NOT APPLICABLE
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
June 26, 1996
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Date
/s/ Ernest C. Garcia, II
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Chairman and Chief Executive Officer
