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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check this box if no longer subject of Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
NEWMAN STEVEN A.
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(Last) (First) (Middle)
1100 Dogwood Drive
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(Street)
McLean Virginia 22101-2218
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Xybernaut Corporation (XYBR)
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Statement for Month/Year
September 1999
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[ X ] Director [ ] 10% Owner
[ ] Officer (give title below) [ ] Other (specify below)
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7. Individual or Joint/Group Filing (Check applicable line)
[ X ] Form filed by one Reporting Person
[ ] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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<TABLE>
<CAPTION>
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock, $.01 par value 09/21/99 P 500 A $1.09375 1,612,190 D
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Common Stock, $.01 par value 09/21/99 P 1,500 A $1.0625
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Common Stock, $.01 par value 09/15/99 P 500 A $1.09375
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Common Stock, $.01 par value 09/10/99 P 300 A $1.28125
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Common Stock, $.01 par value 09/09/99 P 500 A $1.3125
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Common Stock, $.01 par value 09/09/99 P 500 A $1.4375
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Common Stock, $.01 par value 09/01/99 P 200 A $1.5625
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Common Stock, $.01 par value 08/31/99 P 200 A $1.53125
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Common Stock, $.01 par value 08/30/99 P 500 A $1.59375
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Common Stock, $.01 par value 08/26/99 P 500 A $1.84375
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Common Stock, $.01 par value 08/25/99 P 500 A $1.75
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Common Stock, $.01 par value 5,000 I(1) By Son
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Common Stock, $.01 par value 5,000 I(2) By Daughter
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Common Stock, $.01 par value 100,000 I(3) By Trust
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</TABLE>
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
Page 1 of 2
<PAGE>
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
9. 10.
Number Owner-
of ship
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
of Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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Explanation of Responses:
1. Mr. Newman disclaims beneficial ownership of all securities held by his son and this report shall not be deemed an admission
that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
2. Mr. Newman disclaims beneficial ownership of all securities held by his daughter and this report shall not be deemed an
admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other
purpose.
3. Represents 100,000 shares beneicially owned by an irrevocable trust Mr. Newman established for the benefit of his children.
Mr. Newman disclaims beneficial ownership of all such shares and this report shall not be deemed an admission that the
reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
</TABLE>
/s/ / Steven A. Newman October 9, 1999
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedures.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
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