|
|
|
|
|
|
|
|
|
|
|
|
|
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-HR
NAME OF REPORTING MANAGER:
DFS ADVISORS LLC
Report for the Calendar Year or Quarter Ended: 3/31/99
Institutional Investment Manager: DFS ADVISORS LLC
I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN
THIS FORM AND THE ATTACHMENTS TO IT ARE TRUE, CORRECT AND COMPLETE, AND I
UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Name, Title and Telephone Number of Person Submitting Report:
Michael DiCarlo, Member
(617) 261-2222
Signature, Place and Date of Signing:
/s/Michael DiCarlo
Boston, Massachusetts
5/14/99
<PAGE>
REPORT SUMMARY:
Number of Other Included Managers: None
----------
List of Other Included Managers: None
----------
Form 13F Information Table Entry Total: 72
----
Form 13F Information Table Value Total: 84,924,000
------------
<PAGE>
<TABLE> <S> <C>
PORTVUE-SEC13F.LNP SENECA CAPITAL ADVISORS PAGE 2
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/99
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
MANAGERS
NAME OF ISSUER TITLE OFCUSIP NUMBER FAIR MARKET SHARES OR a) SOLE c) NONE a)SOLE b)SHARED AS c)SHARED
CLASS VALUE ($) PRINCIPAL (b)SHARED DEFINED BY OTHER
(X 1000) AMOUNT INSTR. V
--------------- ------ ------------ --------- -------- ---------------------- ------- ----------------------------
ACT NETWORKS INC. COM 000975102 1867 97000 97000 97000
ADAPTEC INC COM 00651F108 1140 50000 50000 50000
ADC TELECOM. INC COM 000886101 238 5000 5000 5000
AMERICAN XTAL COM 03051403 450 20000 20000 20000
TECHNOLOGY
AMERITRADE COM 03072H109 1544 25000 25000 25000
HOLDING CORP CL A
ANADARKO COM 032511107 377 10000 10000 10000
PETROLEUM CORP
ANTRC CORP COM 03664P105 645 30000 30000 30000
BIG ENTMNT INC COM 089144109 907 74800 74800 74800
BIG FLOWER PRESS COM 089159107 778 25000 25000 25000
HLDGS INC
BUSINESS OBJECTS ADR 12328X107 1084 36500 36500 36500
SA SPONSORED
CABLETRON SYST CALL 1269209DU 82 10000 10000 10000
ENTRUST TECH CALL 2938489GF 844 25000 25000 25000
INKTOMI CORP CALL 4572779DF 1715 20000 20000 20000
SEPRACOR INC CALL 81731590B 1122 20000 20000 20000
STORAGE CALL 8621110AJ 279 10000 10000 10000
TECHNOLOGY CORP
CBS CORP COM 12490K107 1632 40000 40000 40000
CHANCELLOR COM 158915109 2121 45000 45000 45000
MEDIA CORP
CITADEL COM 172853202 1330 40000 40000 40000
COMMUNICATIONS
CORP
CLARIES STORES INC COM 179584107 603 20000 20000 20000
COM21 INC COM 205937105 525 20000 20000 20000
COMPUTER COM 204925101 13240 82100 82100 82100
NETWORK
TECHNOLOGY
CONCOR COM 206708109 1309 29000 29000 29000
TECHNOLOGIES INC
CONEXANT COM 207142100 1384 50000 50000 50000
SYSTEMS INC
CYMER INC COM 232572107 199 10000 10000 10000
DATA GENERAL COM 237688106 253 25000 25000 25000
CORP-W/RTS
DANKA BUSINESS ADR 236277109 100 20000 20000 20000
SYSTEMS PLC
DELIA'S INC COM 246885107 945 30000 30000 30000
EARTHWEB INC COM COM 27032C108 1644 30000 30000 30000
EMPOWER CORP. COM 999EMRST 150 50000 50000 50000
ENGINEERING COM 292872108 843 20000 20000 20000
ANIMATION INC
E SPIRE COM. INC. COM 269153102 337 24500 24500 24500
FLASHNET COM. INC COM 338527104 823 20000 20000 20000
FORWARD AIR CORP COM 349B53101 525 40000 40000 40000
FRIEDE GOLDMAN COM 358430106 160 10000 10000 10000
CORP
FUNDTECH LTD COM M47095100 603 20000 20000 20000
HALLIBURTON CO COM 406216101 385 10000 10000 10000
W/RTS
I-STAT CORP COM 450312103 1163 125700 125700 125700
INFONAUTICS CORP COM 45662105 823 212100 212100 212100
CL A
INFOSEEK CORP COM 45678M107 1480 20000 20000 20000
INNOVATIVE COM 99999INNV 300 15167 15167 15167
SOLUTIONS
INTEGRITY PTNRS COM 0019579DP 1330 25000 25000 25000
INTIMATE BRANDS COM 461156101 1346 30000 30000 30000
INC-CL A
KING COM 495582108 555 20000 20000 20000
PHARMACEUTICALS
INC
KNIGHT/TRIMARK COM 499067106 1340 20000 20000 20000
GROUP INC-CL A
MACROMEDIA INC COM 556100105 1133 25000 25000 25000
MGM/UA COM. CO. COM 591610100 788 60000 60000 60000
MICROGRAFX INC. COM 59507710B 165 18300 18300 18300
NETOPIA INC. COM 64114K104 142 17500 17500 17500
NEXTEL COM. INC- COM 65332V103 916 25000 25000 25000
CL A
NUEVO ENERGY CO COM 670509108 405 30000 30000 30000
OMNIPOINT CORP COM 68212D102 289 20000 20000 20000
OPEN MARKET INC COM 68370M100 518 40000 40000 40000
OPTI INC COM 683960108 106 18500 18500 18500
PARAMETRIC COM 699173100 395 20000 20000 20000
TECHNOLOGY INC
PERICOM COM 713831105 84 10000 10000 10000
SEMICONDUCTOR
INC
PHOTON DYNAMICS COM 719364101 98 12500 12500 12500
INC
PRE PAID LEGAL COM 740065107 980 40000 40000 40000
SVCS INC
PREMIERE COM 74058F102 569 50000 50000 50000
TECHNOLOGIES INC
QUANTUM CORP COM 747906105 450 25000 25000 25000
RCN CORP COM 749361101 1342 40000 40000 40000
RESEARCH IN COM 760975102 1050 100000 100000 100000
MOTION LTD
RESPONSE USA INC. COM 761235506 125 61500 61500 61500
SAVOIR COM 8053W107 565 65467 65467 65467
TECHNOLOGY
GROUP INC
SEPRACOR INC COM 817315104 3367 30000 30000 30000
SOFTNET SYS INC COM 833964109 2198 60000 60000 60000
THINK NEW IDEAS COM 884094103 625 40000 40000 40000
INC
UNIPHRASE CORP COM 909149106 1727 40000 40000 40000
UTI ENERGY CORP COM 903387108 106 10000 10000 10000
VERITY INC COM 92343C106 1116 33300 33300 33300
VICOR CORP COM 925815102 282 22600 22600 22600
VITESSE COM 928497106 14519 30000 30000 30000
SEMICONDUCTOR
WIND RIVER COM 973149107 344 19300 19300 19300
SYSTEMS INC
-----
REPORT SUMMARY 72 DATA RECORDS 84924 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
|
|