SECURITIES AND EXCHANGE COMMISSION
FORM 13F-HR
NAME OF REPORTING MANAGER:
D.F.S. ADVISORS, LLC
Report for the Calendar Year or Quarter Ended: 6/30/99
Institutional Investment Manager: D.F.S. ADVISORS, LLC
I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN
THIS FORM AND THE ATTACHMENTS TO IT ARE TRUE, CORRECT AND COMPLETE, AND I
UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Name, Title and Telephone Number of Person Submitting Report:
Michael DiCarlo, Member
(617) 261-2222
Signature, Place and Date of Signing:
/s/ Michael DiCarlo
Boston, Massachusetts
8/16/99
REPORT SUMMARY:
Number of Other Included Managers: None
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List of Other Included Managers: None
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Form 13F Information Table Entry Total: 69
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Form 13F Information Table Value Total: 56,818,000
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F-E
NAME OF REPORTING MANAGER: D.F.S. ADVISORS, LLC
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VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Act Networks Inc. COM 000975102 48 819000 SH 819000 819,000
American Online COM 02364J104 1100 10000 SH 10000 10,000
Anadarko Petroleum Corp COM 032511107 294 8000 SH 8000 8,000
Big Entertainment Inc COM 089144109 1067 68300 SH 68300 68,300
Bradlees Inc. COM 104499207 252 35000 SH 35000 35,000
Broadvision Inc. COM 111412102 1475 20000 SH 20000 20,000
CBS Corp. COM 12490K107 871 20000 SH 20000 20,000
Cabletron Systems Inc. COM 126920107 325 25000 SH 25000 25,000
Carrier Access Corp COM 144460102 2300 52500 SH 52500 52,500
Cisco Systems Inc. COM 17275R102 1610 25000 SH 25000 25,000
Clearnet Communications COM 184902104 418 30000 SH 30000 30,000
Comdisco Inc. COM 200336105 384 15000 SH 15000 15,000
Concurrent Computer Corp. COM 206710204 316 50000 SH 50000 50,000
Corning Inc. COM 219350105 1753 25000 SH 25000 25,000
Covad Communications Group Inc. COM 222814204 800 15000 SH 15000 15,000
Data General Corp. COM 237688106 531 36500 SH 36500 36,500
Dset Corp. COM 262504103 355 25500 SH 25500 25,500
E Spire Communications Inc. COM 269153102 264 25000 SH 25000 25,000
Entrust Technologies Inc. COM 293848107 764 23000 SH 23000 23,000
Excel Switching Corp. COM 30067V108 299 10000 SH 10000 10,000
Exodus Communications COM 302088109 2182 18200 SH 18200 18,200
Fidelity Hldg Inc. COM 31617J108 204 10000 SH 10000 10,000
Forte Software Inc. COM 349546101 145 15000 SH 15000 15,000
Friede Goldman International COM 358430106 138 10000 SH 10000 10,000
Go2net Inc. COM 383486107 919 10000 SH 10000 10,000
Hadco Corp. COM 404681108 397 10000 SH 10000 10,000
Halliburton Co. COM 406216101 452 10000 SH 10000 10,000
Hypersion Telecommunications Inc COM 44914K306 564 30000 SH 30000 30,000
Hibernia Corp. COM 428656102 784 50000 SH 50000 50,000
I-Stat Corp. COM 450312103 1147 125700 SH 125700 125,700
IXL Enterprises Inc. COM 450718101 269 10000 SH 10000 10,000
Infonautics Corp. COM 456662105 891 173800 SH 173800 173,800
Informix Corp. COM 456779107 85 10000 SH 10000 10,000
Intel Corp. COM 458140100 1487 25000 SH 25000 25,000
Intermedia Communications of Fl. Inc. COM 458801107 300 10000 SH 10000 10,000
Intimate Brands Inc. COM 461156101 1492 31500 SH 31500 31,500
Lasersight Inc. COM 517924106 803 49400 SH 49400 49,400
Lucent Technolgies Inc. COM 549463107 1686 25000 SH 25000 25,000
MCI Worldcom Inc. COM 55268B106 2152 25000 SH 25000 25,000
Metro One Telecommunications COM 59163F105 344 25000 SH 25000 25,000
Microstrategy Inc. COM 594972101 379 10000 SH 10000 10,000
Motorola Inc. COM 620076109 947 10000 SH 10000 10,000
Natural Microsystems Corp. COM 638882100 143 15000 SH 15000 15,000
Netegrity COM 64110P107 742 45000 SH 45000 45,000
Nielsen Media Research Inc. COM 653929307 951 32500 SH 32500 32,500
Nuevo Energy Co. COM 670509108 397 30000 SH 30000 30,000
Omnipoint Corp. COM 68212D102 289 10000 SH 10000 10,000
OneSource Information Svcs Inc. COM 68272J106 219 25000 SH 25000 25,000
P-Com Inc. COM 693262107 105 20000 SH 20000 20,000
Pinnacle Holdings Inc. COM 72346N101 490 20000 SH 20000 20,000
Premier Pks Inc. COM 740540208 919 25000 SH 25000 25,000
Province Healthcare Co. COM 743977100 585 30000 SH 30000 30,000
R& B Falcon Corp. COM 74912E101 187 20000 SH 20000 20,000
RCN Corp. COM 749361101 2065 49600 SH 49600 49,600
Research In Motion Ltd. COM 760975102 2025 100000 SH 100000 100,000
Safty Kleen Corp. COM 78648R203 362 20000 SH 20000 20,000
Savoir Technology Group Inc. COM 80533W107 281 29967 SH 29967 29,967
Semtech COM 816850101 782 15000 SH 15000 15,000
Seachange Technology Group Inc. COM 811699107 181 10000 SH 10000 10,000
Sensormatic Electronics Corp. COM 817265101 697 50000 SH 50000 50,000
Softworks Inc. COM 83404P102 1100 100000 SH 100000 100,000
Station Casinos Inc. COM 857689103 407 20000 SH 20000 20,000
Ticketmaster Online CitySearch COM 88633P203 605 20000 SH 20000 20,000
Transwitch Corp.Westwood One Inc. COM 894065101 947 20000 SH 20000 20,000
Vicor Corp. COM 925815102 549 25900 SH 25900 25,900
Westwood One Inc. COM 961815107 714 20000 SH 20000 20,000
Research in Motion Ltd. COM 760975102 2025 100000 SH 100000 100,000
Entrust Technology CALL 2938489GF 831 25000 SH 25000 25,000
Storage Technology CALL 8621110AJ 227 10000 SH 10000 10,000
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