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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
(Mark One)
[X] Amendment to Annual Report pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934 for the fiscal year ended December 31, 1998
OR
[ ] Transition Report pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934 for the transition period from _______________ to
_______________.
Commission File Number 1-11999
ALTERNATIVE LIVING SERVICES, INC.
(Exact Name of Registrant as Specified in its Charter)
DELAWARE 39-1771281
(State of Incorporation) (I.R.S. Employer Identification No.)
450 N. Sunnyslope Road, Suite 300
Brookfield, WI 53005
(Address of Principal Executive Offices) (Zip Code)
(414) 641-5100
(Registrant's Telephone Number)
SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
<TABLE>
<CAPTION>
TITLE OF EACH CLASS NAME OF EXCHANGE ON WHICH REGISTERED
<S> <C>
Common Stock, Par Value $.01 Per Share American Stock Exchange
5.75% Convertible Subordinated Debenture Due 2002 American Stock Exchange
Series A Junior Preferred Stock Purchase Rights American Stock Exchange
</TABLE>
SECURITIES REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT:
None
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
Registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. YES X NO
--- ---
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendments to
this Form 10-K. [ ]
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The aggregate market value of the voting stock held by non-affiliates of
the Registrant was $282,215,480 as of March 5, 1999. The number of outstanding
shares of the Registrant's Common Stock was 22,018,458 shares as of March 5,
1999.
EXPLANATORY NOTE
This Report on Form 10-K/A amends and restates in their entirety the
following Items of the Annual Report on Form 10-K of Alternative Living
Services, Inc. (the "Company") for the fiscal year ended December 31, 1998 (the
"1998 Form 10-K").
Items 9 and 10 of the 1998 Form 10-K have been amended to correct the
information reported. The information in Item 10 of the 1998 Form 10-K was
incorrectly reported in Item 9.
PART III
ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND
FINANCIAL DISCLOSURE
None.
ITEM 10. DIRECTORS AND EXECUTIVE OFFICERS OF THE REGISTRANT
The information required under this item with respect to the Company's
directors and executive officers and compliance with Section 16(a) of the
Securities and Exchange Act of 1934, as amended, is incorporated herein by
reference to the Alternative Living Services, Inc. definitive proxy statement to
be filed with the Securities and Exchange Commission in connection with the 1999
Annual Meeting of Stockholders (the "1999 Proxy Statement").
SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Company has duly caused this Amendment to be signed on
its behalf by the undersigned, thereunto duly authorized.
ALTERNATIVE LIVING SERVICES, INC.
By: /s/ Thomas E. Komula
-------------------------------------
Thomas E. Komula
Senior Vice President, Treasurer,
Chief Financial Officer and Secretary
Dated April 12, 1999
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