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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
December 4, 2000
FILM ROMAN, INC.
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(Exact name of registrant as specified in charter)
Delaware 000-29642 95-4585357
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
12020 Chandler Blvd., Suite 200
North Hollywood, California 91607
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(Address of Principal Executive Offices) (ZIP Code)
(818) 761-2544
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Registrant's Telephone Number, Including Area Code
N/A
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(Former Name or Former Address, if Changed Since Last Report)
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ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE.
The Company received a Nasdaq Staff Determination on August 29, 2000,
indicating that the Company failed to comply with the minimum bid price
requirement for continued listing as set forth in Marketplace Rule 4310(c)(4),
and therefore, its securities are subject to delisting from the Nasdaq SmallCap
Market. The Company subsequently requested a hearing before a Nasdaq Listing
Qualifications Panel to review the Staff Determination. There can be no
assurance that the Panel will grant the Company's request for continued listing.
On November 28, 2000, the Company received notification from the Nasdaq
Listing Qualification Hearings Department that the hearing is to take place on
Tuesday, December 19, 2000. Pending such hearing, the delisting action has been
stayed.
A copy of the release is attached hereto as Exhibit 99.1 and is
incorporated herein by reference.
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ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
(a) Not applicable.
(b) Not applicable.
(c) Exhibits.
(1) 99.1 Press Release dated December 4, 2000, of the Company.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
FILM ROMAN, INC.
By: /s/ John Hyde
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John Hyde, President and
Chief Executive Officer and Director
Dated: December 4, 2000
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EXHIBIT INDEX
Exhibit Description
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99.1 Press Release of the Company dated December 4, 2000
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