SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
January 12, 2001
FILM ROMAN, INC.
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(Exact name of registrant as specified in charter)
Delaware 000-29642 95-4585357
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
12020 Chandler Blvd., Suite 200
North Hollywood, California 91607
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(Address of Principal Executive Offices) (ZIP Code)
(818) 761-2544
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Registrant's Telephone Number, Including Area Code
N/A
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(Former Name or Former Address, if Changed Since Last Report)
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ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE.
On January 11, 2001, Nasdaq advised the Company that its common stock would
be no longer traded on the NASDAQ SmallCap Market effective with the open of
business on January 12, 2001.
The Company is considering an appeal as permitted under the Nasdaq rules.
Film Roman's common stock is eligible for quotation on the Over-the-Counter
Bulletin Board (OTCBB) and will be traded on the OTCBB under the symbol ROMN.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
FILM ROMAN, INC.
By: /s/ Dixon Q. Dern
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Dixon Q. Dern, Secretary and Director
Dated: January 12, 2001
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