UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended March 31, 1998
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from to
Commission File Number 0-28402
ARADIGM CORPORATION
(Exact name of registrant as specified in its charter)
California 94-3133088
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
26219 Eden Landing Road, Hayward, CA 94545
(Address of principal executive offices including zip code)
(510) 783-0100
(Registrant's telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed
all reports required to be filed by Section 13 or 15(d) of the
Securities Exchange Act of 1934 during the preceding 12 months
(or for such shorter period that the registrant was required to
file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes X No
Indicate the number of shares outstanding of each of the
issuer's classes of common stock, as of the latest practicable
date.
Common Stock, no par value 11,764,660 shares
(Class) (Outstanding at April 22, 1998)
PART II OTHER INFORMATION
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K.
(a) Exhibits
Item Description
10.1* 1996 Equity Incentive Plan, as amended
10.2* Employee Stock Purchase Plan, as amended
27.1** Financial Data Schedule
27.2** Restated Financial Data Schedule
* Filed as an exhibit to the Company's Proxy
Statement filed on April 16, 1998 and
incorporated herein by reference.
**Previously filed.
(b) Reports on Form 8-K
The Company did not file any reports on Form 8-K
during the quarter ended March 31, 1998.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
Dated: July 6, 1998
ARADIGM CORPORATION
(Registrant)
/s/ Mark A. Olbert
Mark A. Olbert
Vice President, Finance and
Administration and Chief Financial
Officer
FORM 10-Q/A
INDEX TO EXHIBITS
Exhibit Number Description
10.1* 1996 Equity Incentive Plan, as amended
10.2* Employee Stock Purchase Plan, as amended
27.1** Financial Data Schedule
27.2** Restated Financial Data Schedule
* Filed as an exhibit to the Company's Proxy Statement filed
on April 16, 1998 and incorporated herein by reference.
** Previously filed.
