U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Zuroff Bernard Lucking
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(Last) (First) (Middle)
161 Inverness Drive West
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(Street)
Englewood, CO 80112
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
October 15, 2000
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Issuer Name and Ticker or Trading Symbol
ICG Communications, Inc. (ICGX)
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5. Relationship of Reporting Person to Issuer
(Check all applicable)
[ ] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Executive Vice President, General Counsel & Secretary
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6. If Amendment, Date of Original (Month/Day/Year)
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form Filed by One Reporting Person
[_] Form Filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned
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<TABLE>
<CAPTION>
3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4)
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<S> <C> <C> <C>
None.
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</TABLE>
<PAGE>
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Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Derivative Exer- tion of Derivative (I) Ownership
Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5)
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<S> <C> <C> <C> <C> <C> <C> <C>
Employee Incentive
Stock Option (right
to buy) (1) 4/16/07 Common Stock 1,000 $10.375 D
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Employee Incentive
Stock Option (right
to buy) (2) 6/3/08 Common Stock 1,000 $16.875 D
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Employee Incentive
Stock Option (right
to buy) (3) 6/3/08 Common Stock 1,250 $16.875 D
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Employee Incentive
Stock Option (right
to buy) (4) 10/22/07 Common Stock 150 $16.875 D
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Employee Incentive
Stock Option (right
to buy) (5) 5/31/09 Common Stock 2,300 $17.875 D
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Employee Incentive
Stock Option (right
to buy) (6) 5/31/09 Common Stock 1,000 $17.875 D
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Employee Incentive
Stock Option (right
to buy) (7) 2/28/10 Common Stock 7,068 $34.3125 D
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Employee Non-Qualified
Stock Option (right
to buy) (8) 2/28/10 Common Stock 432 $34.3125 D
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Employee Non-Qualified
Stock Option (right
to buy) (9) 4/27/10 Common Stock 25,800 $29.75 D
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</TABLE>
Explanation of Responses:
(1) Option vests and becomes exercisable in four equal annual installments
beginning April 16, 1998.
(2) Option vests and becomes exercisable in two equal annual installments
beginning June 3, 1999.
(3) Option vests and becomes exercisable in four equal annual installments
beginning June 3, 1999.
(4) Option vests and becomes exercisable in four annual installments beginning
October 22, 1998. 38 shares on 10/22/98, 38 shares on 10/22/99, 37 shares
on 10/22/00, and 37 shares on 10/22/01.
(5) Option vests and becomes exercisable in four equal annual installments
beginning June 1, 2000.
(6) Option vests and becomes exercisable in two equal annual installments
beginning June 1, 2000.
(7) Option vests and becomes exercisable in three annual installments: 2,107
shares on 3/1/01, 2,461 shares on 3/1/02, and 2,500 shares on 3/1/03.
(8) Option vests and becomes exercisable in two annual installments: 393 shares
on 3/1/01, and 39 shares on 3/1/02.
(9) Option vests and becomes exercisable in three annual installments: 2,580
shares on 4/28/01, 5,160 shares on 4/28/02, and 18,060 shares on 4/28/03.
/s/ Bernard L. Zuroff November 14, 2000
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Signature of Reporting Person Date
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