FUSION MEDICAL TECHNOLOGIES INC
S-1MEF, 1999-04-01
SURGICAL & MEDICAL INSTRUMENTS & APPARATUS
Previous: ALTERNATIVE LIVING SERVICES INC, PRE 14A, 1999-04-01
Next: FUSION MEDICAL TECHNOLOGIES INC, 10-K405, 1999-04-01



<PAGE>
 
     As filed with the Securities and Exchange Commission on April 1, 1999
                                                     Registration No. 333-
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
 
                      SECURITIES AND EXCHANGE COMMISSION
                             Washington, DC 20549
 
                                ---------------
 
                                   FORM S-1
                            REGISTRATION STATEMENT
                                     UNDER
                          THE SECURITIES ACT OF 1933
 
                                ---------------
 
                       FUSION MEDICAL TECHNOLOGIES, INC.
            (Exact name of Registrant as specified in its charter)
 
<TABLE>
<S>                            <C>                            <C>
           Delaware                         3842                        94-3177221
          (State of             (Primary Standard Industrial         (I.R.S. Employer
        incorporation)          Classification Code Number)       Identification Number)
</TABLE>
 
  (Address, including zip code, and telephone number, including area code, of
                   Registrant's principal executive offices)
 
                               PHILIP M. SAWYER
                     President and Chief Executive Officer
                       Fusion Medical Technologies, Inc.
                             1615 Plymouth Street
                        Mountain View, California 94043
                                (650) 903-4000
(Name, address, including zip code, and telephone number, including area code,
                             of agent for service)
 
                                ---------------
 
                                  Copies to:
<TABLE>
<S>                                            <C>
           J. CASEY MCGLYNN, ESQ.                         FREDERICK T. MUTO, ESQ.
           JOHN T. SHERIDAN, ESQ.                          NANCY E. DENYES, ESQ.
             DAVID J. SAUL, ESQ.                             Cooley Godward LLP
      Wilson Sonsini Goodrich & Rosati                4365 Executive Drive, Suite 1100
          Professional Corporation                      San Diego, California 92121
             650 Page Mill Road                                (619) 550-6000
         Palo Alto, California 94304
               (650) 493-9300
</TABLE>
 
                                ---------------
 
   Approximate date of commencement of proposed sale to the public: As soon as
practicable after this Registration Statement becomes effective.
 
   If only the securities being registered on this Form are being offered
pursuant to dividend or interest reinvestment plans, please check the
following box. [_]
 
   If any of the securities being registered on this Form are to be offered on
a delayed or continuous basis pursuant to Rule 415 under the Securities Act of
1933, other than securities offered in connection with dividend or interest
reinvestment plans, check the following box. [_]
 
   If this Form is filed to register additional securities for an offering
pursuant to Rule 462(b) under the Securities Act, please check the following
box and list the Securities Act registration statement number of the earlier
effective registration statement for the same offering. [X] 333-72001
 
   If this Form is a post-effective amendment filed pursuant to Rule 462(c)
under the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
for the same offering. [_]
 
   If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. [_]
 
                        CALCULATION OF REGISTRATION FEE
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
<TABLE>
<CAPTION>
                                                        Proposed
                                            Proposed     Maximum
                                Amount      Maximum     Aggregate  Amount of
   Title of each Class of       to be    Offering Price Offering  Registration
 Securities to be Registered  Registered  Per Share(1)  Price(1)      Fee
- ------------------------------------------------------------------------------
<S>                           <C>        <C>            <C>       <C>
Common Stock, $.001 par val-
 ue.........................   100,000       $5.125     $512,500    $142.48
</TABLE>
- -------------------------------------------------------------------------------
(1) Estimated solely for the purpose of computing the amount of the
    registration fee in accordance with Rule 457(a) under the Securities Act
    of 1933, as amended.
 
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
<PAGE>
 
               INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
 
   This Registration Statement is filed with the Securities and Exchange
Commission (the "Commission") under the Securities Act of 1933, as amended (the
"Act") by Fusion Medical Technologies, Inc. (the "Company") pursuant to Rule
462(b) under the Act. This Registration Statement incorporates by reference the
contents of the Registration Statement on Form S-1 (File No. 333-72001) of the
Company, which was declared effective on March 31, 1999, including each of the
documents filed by the Company with the Commission and incorporated or deemed
to be incorporated by reference therein.
 
                                 CERTIFICATION
 
   The Company hereby certifies to the Commission that (i) it has instructed
its bank to pay the Commission the filing fee set forth on the cover page of
this Registration Statement by a wire transfer of such amount to the
Commission's account at Mellon Bank as soon as practicable (but no later than
the close of business on April 1, 1999), (ii) it will not revoke such
instructions, (iii) it has sufficient funds in this relevant account to cover
the amount of such filing fee, and (iv) it will confirm receipt of such
instructions by the bank during regular business hours on April 1, 1999.
<PAGE>
 
                                   SIGNATURES
 
   Pursuant to the requirements of the Securities Act, the Registrant has duly
caused this Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of Mountain View, State of
California, on this 1st day of April, 1999.
 
                                          FUSION MEDICAL TECHNOLOGIES, INC.
 
                                                  /s/ Philip M. Sawyer
                                          By: _________________________________
                                                      Philip M. Sawyer
                                               President and Chief Executive
                                                          Officer
 
 
   Pursuant to the requirements of the Act, this Registration Statement has
been signed by the following persons in the capacities and on the dates
indicated.
 
<TABLE>
<CAPTION>
             Signature                              Title                      Date
             ---------                              -----                      ----
 
<S>                                  <C>                                  <C>
      /s/ Philip M. Sawyer           President, Chief Executive Officer    April 1, 1999
____________________________________  and Director (Principal Executive
          Philip M. Sawyer            Officer)
 
        /s/ Keith Thomas             Controller                            April 1, 1999
____________________________________
            Keith Thomas
 
          Gordon Russell*            Chairman of the Board of Directors    April 1, 1999
____________________________________
           Gordon Russell
 
                                     Director
____________________________________
          Olav B. Bergheim
 
          Vaughn Bryson*             Director                              April 1, 1999
____________________________________
           Vaughn Bryson
 
       Douglas Kelly, M.D.*          Director                              April 1, 1999
____________________________________
        Douglas Kelly, M.D.
 
         Lawrence G. Mohr*           Director                              April 1, 1999
____________________________________
          Lawrence G. Mohr
</TABLE>
 
*By: /s/ Philip M. Sawyer
   __________________________
     Philip M. Sawyer
     Attorney-in-Fact
<PAGE>
 
                               INDEX TO EXHIBITS
 
<TABLE>
<CAPTION>
 Exhibit
  Index  Description of Document
 ------- -----------------------
 <C>     <S>
 5.1     Opinion of Wilson Sonsini Goodrich & Rosati, Professional Corporation.
 23.1    Consent of PricewaterhouseCoopers LLP, independent accountants.
 23.2    Consent of Wilson Sonsini Goodrich & Rosati, Professional Corporation
         (include in Exhibit 5.1).
 24.1*   Power of Attorney.
</TABLE>
- --------
 * Previously filed as part of the Registration Statement on Form S-1 (file no.
   333-72001) at page II-4, filed with the Commission on February 9, 1999.

<PAGE>
 
                                                                     EXHIBIT 5.1
                                                                                
                [LETTERHEAD OF WILSON SONSINI GOODRICH & ROSATI]
                                        
                                 April 1, 1999
                                        
Fusion Medical Technologies, Inc.
1615 Plymouth Street
Mountain View, CA 94043

     Re: Registration Statement on Form S-1

Ladies and Gentlemen:

     We have examined the Registration Statement on Form S-1 (File No. 333-
72001) filed with the Securities and Exchange Commission on February 9, 1999 (as
amended by Amendment No. 1 thereto filed on March 11, 1999, Amendment No. 2
thereto filed on March 25, 1999, Amendment No. 3 thereto filed on March 30,
1999, the "Registration Statement" and a related registration statement that is
to be effective upon filing pursuant to Commission Rule 462(b) (the "Abbreviated
Registration Statement")), in connection with the registration under the
Securities Act of 1933, as amended, of 1,800,000 shares of Common Stock of
Fusion Medical Technologies, Inc. (the "Shares"). The Shares, are to be sold in
a registered direct offering as described in such Registration Statement for the
sale to the public. As your counsel in connection with this transaction, we have
examined the proceedings proposed to be taken in connection with said sale and
issuance of the Shares.

     In connection with this opinion, we have (i) examined and relied upon the
Registration Statement the Abbreviated Registration Statement, and related
Prospectus, the Company's Certificate of Incorporation and Bylaws, and the
originals or copies certified to our satisfaction of such records, documents,
certificates, memoranda and other instruments as in our judgment are necessary
or appropriate to enable us to render the opinion expressed below and (ii)
assumed that the shares of Common Stock will be sold at the price established by
the Pricing Committee of the Board of Directors of the Company.

     On the basis of the foregoing, and in reliance thereon, we are of the 
opinion that the  Common Stock is duly authorized and, when sold and issued
in accordance with the Registration Statement, the Abbreviated Registration 
Statement, and related Prospectus, will be validly issued, fully paid, and
nonassessable.

     We consent to the use of this opinion as an exhibit to the Registration
Statement, and further consent to the use of our name wherever appearing in the
Registration Statement, including the prospectus constituting a part hereof, and
any amendment thereto. We further consent to the incorporation by reference of 
this opinion and the incorporation by reference of our consent to the use of 
this opinion into a related registration statement that is effective upon filing
pursuant to Commission Rule 462(b).

                       Very truly yours,

                       WILSON SONSINI GOODRICH & ROSATI

                       Professional Corporation

                       /s/ Wilson Sonsini Goodrich & Rosati


<PAGE>
 
                                                                    EXHIBIT 23.1
 
                       CONSENT OF INDEPENDENT ACCOUNTANTS
 
   We consent to the inclusion in this Registration Statement of Fusion Medical
Technologies, Inc. on Amendment No. 3 on Form S-1 (File No. 333-72001) of our
report dated January 28, 1999, on our audits of the consolidated financial
statements of Fusion Medical Technologies, Inc. as of December 31, 1997 and
1998 and for each of the three years in the period ended December 31, 1998. We
further consent to incorporation by reference of this consent into a related
registration statement that is effective upon filing pursuant to Commission
Rule 462(b) under the Securities Act 1933, as amended. We also consent to the
references to our Firm under the captions "Experts."
 
/s/ PricewaterhouseCoopers LLP
 
San Jose, California
April 1, 1999
 


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission