SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Amendment #1)
Under the Securities Exchange Act of 1934
Fusion Medical Technologies
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
0003611281
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(CUSIP Number)
December 31, 1999
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
| | Rule 13d-1(b)
|X| Rule 13d-1(c)
| | Rule 13d-1(d)
<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: John F. Shoch ("Shoch")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Unites States
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 0
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
1,293,492 shares, of which 708,492 are directly owned
by AMA89 and 585,000 are directly owned by limited
partnerships of which Alloy98 is the general partner.
Shoch is a general partner of AMCP89, which is the
general partner of AMA89 and a managing member of
Alloy98 and may be deemed to have shared power to
dispose of or vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER 0
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 1,293,492
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 14.2%
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(12) Type of reporting person IN
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<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Craig C. Taylor ("Taylor")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Unites States
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 3,000
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
1,293,492 shares, of which 708,492 are directly owned
by AMA89 and 585,000 are directly owned by limited
partnerships of which Alloy98 is the general partner.
Taylor is a general partner of AMCP89, which is the
general partner of AMA89 and a managing member of
Alloy98 and may be deemed to have shared power to
dispose of or vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 1,296,492
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 14.2%
- ---------------------------------------------------------------
(12) Type of reporting person IN
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<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: W. Ferrell Sanders ("Sanders")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Unites States
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 0
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
708,492 shares which are directly owned by AMA89.
Sanders is a general partner of AMCP89, which is the
general partners of AMA89 and may be deemed to have
shared power to dispose of or vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 708,492
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 7.8%
- ---------------------------------------------------------------
(12) Type of reporting person IN
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<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Douglas E. Kelly ("Kelly")
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(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Unites States
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 48,756
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
585,000 shares are directly owned by limited
partnerships of which Alloy98 is the general partner.
Kelly is a managing member of Alloy98 and may be
deemed to have shared power to dispose of or vote
these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 633,756
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 6.9%
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(12) Type of reporting person IN
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<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Tony Di Bona ("Di Bona")
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(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
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(4) Citizenship or Place of Organization: Australia
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(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 4,900
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
585,000 shares are directly owned by limited
partnerships of which Alloy98 is the general partner.
Di Bona is a managing member of Alloy98 and may be
deemed to have shared power to dispose of or vote
these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 589,900
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 6.5%
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(12) Type of reporting person IN
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<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Franklin P. Johnson, Jr. ("Johnson")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: Unites States
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 0
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
708,492 shares which are directly owned by AMA89.
Johnson is a general partner of AMCP89, which is the
general partners of AMA89 and may be deemed to have
shared power to dispose of or vote these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see response to (5)
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see response to (6)
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 708,492
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 7.8%
- ---------------------------------------------------------------
(12) Type of reporting person IN
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<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons:
Asset Management Associates 1989, L.P. ("AMA89")
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(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
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(3) SEC use only
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(4) Citizenship or Place of Organization: California
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(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER
708,492 shares, except that AMCP89, the general
partner of AMA89, and Johnson, Taylor, Sanders,
and Shoch, the general partners of AMCP89, may be
deemed to have shared power to vote or dispose of
these shares.
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER see item 5 above
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER see item 5 above
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see item 5 above
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 708,492
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 7.8%
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(12) Type of reporting person PN
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<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: Alloy Ventures 1998, LLC ("Alloy98")
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(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
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(4) Citizenship or Place of Organization: California
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 0
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
585,000 shares, in total, are owned directly by AMA98
Partners, L.P., AMA98 Ventures, L.P., AMA98 Corporate,
L.P., AMA98 Investors, L.P. Alloy98 is the general
partner of each of these limited partnerships and may
be deemed to have shared power to vote or dispose of
these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER 0
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see item 6 above
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 585,000
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 6.4%
- ---------------------------------------------------------------
(12) Type of reporting person CO
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<PAGE>
(1) Names of Reporting Persons. SS or I.R.S. Identification Nos.
of Above Persons: AMC Partners 89, L.P. ("AMCP89")
- ---------------------------------------------------------------
(2) Check The Appropriate Box If A Member Of A Group.
(a) | |
(b) |X|
- ---------------------------------------------------------------
(3) SEC use only
- ---------------------------------------------------------------
(4) Citizenship or Place of Organization: California
- ---------------------------------------------------------------
(5) Number of shares beneficially owned by each reporting
person with SOLE VOTING POWER 0
- ---------------------------------------------------------------
(6) Number of shares beneficially owned by each reporting
person with SHARDED VOTING POWER
708,492 shares all of which are directly owned by
AMA89. AMCP89 is the general partner of AMA89 and may
be deemed to have shared power to vote or dispose of
these shares.
- ---------------------------------------------------------------
(7) Number of shares beneficially owned by each reporting
person with SOLE DISPOSITIVE POWER 0
- ---------------------------------------------------------------
(8) Number of shares beneficially owned by each reporting
person with SHARDED DISPOSITIVE POWER see item 6 above
- ---------------------------------------------------------------
(9) Aggregate amount beneficially owned by
each reporting person 708,492
- ---------------------------------------------------------------
(10) Check if the aggregate amount in row 9 excludes certain
shares | |
- ---------------------------------------------------------------
(11) Percent of class represented by amount in row 9 7.8%
- ---------------------------------------------------------------
(12) Type of reporting person PN
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<PAGE>
Item 1.
(a) Name of Issuer:
Fusion Medical Technologies, Inc. ("Issuer")
(b) Address of Issuer's Principal Executive Offices:
1615 Plymouth Street, Mountain View, CA 94043
Item 2.
(a) Name of Person Filing:
John F. Shoch
Craig C. Taylor
W. Ferrell Sanders
Douglas E. Kelly
Tony Di Bona
Franklin P. Johnson, Jr.
AMC Partners 89, L.P.
Asset Management Associates 1989, L.P.
Alloy Ventures 1998, LLC
The foregoing entities and individuals are collectively
referred to as the "Reporting Person".
(b) Address of Principal Business Office:
Alloy Ventures, Inc.
480 Cowper Street, 2nd Floor
Palo Alto, CA 94301
<PAGE>
(c) Citizenship/Place of Organization:
The following entities are organized in California:
AMC Partners 89, L.P.
Asset Management Associates 1989, L.P.
Alloy Ventures 1998, LLC
Individuals:
John F. Shoch United States
Craig C. Taylor United States
W. Ferrell Sanders United States
Douglas E. Kelly United States
Franklin P. Johnson, Jr United States
Tony Di Bona Australia
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 0003611281
Item 3. Not applicable.
Item 4. Ownership
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
<PAGE>
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for each Reporting Person.
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that
as of the date hereof the reporting person has ceased to
be the beneficial owner of more than five percent of the
class of securities, check the following: | |
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not Applicable
Item 7. Identification and classification of the subsidiary which
acquired the security being reported on by the parent
holding company.
Not applicable.
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group Not applicable.
Not Applicable
<PAGE>
Item 10. Certification.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct. By signing below I certify that, to
the best of my knowledge and belief, the securities referred to
above were acquired and are held in the ordinary course of
business and were not acquired and are not held for the purpose of
or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that
purpose or effect.
Dated: February 10, 2000
Alloy Ventures 1998, LLC
By: /s/ Tony Di Bona
-----------------------
Managing Member
AMC Partners 89, L.P.
By: /s/ Craig C. Taylor
------------------------
General Partner
ASSET MANAGEMENT ASSOCIATES 1989, L.P.
By: AMC Partners 89, L.P.
By: /s/ Craig C. Taylor
------------------------
General Partner
/S/ John F. Shoch
------------------------
John F. Shoch
/S/ Craig C. Taylor
------------------------
Craig C. Taylor
/S/ W. Ferrell Sanders
------------------------
W. Ferrell Sanders
/S/ Douglas E. Kelly
------------------------
Douglas E. Kelly
/S/ Tony Di Bona
------------------------
Tony Di Bona
/S/ Franklin P. Johnson, Jr.
------------------------
Franklin P. Johnson, Jr.
<PAGE>
EXHIBIT A
Agreement of Joint Filing
We, the undersigned, hereby express our agreement that the
attached Schedule 13G is filed on behalf of us.
Date: February 10, 2000
Alloy Ventures 1998, LLC
By: /s/ Tony Di Bona
-----------------------
Managing Member
AMC Partners 89, L.P.
By: /s/ Craig C. Taylor
------------------------
General Partner
ASSET MANAGEMENT ASSOCIATES 1989, L.P.
By: AMC Partners 89, L.P.
By: /s/ Craig C. Taylor
------------------------
General Partner
/S/ John F. Shoch
------------------------
John F. Shoch
/S/ Craig C. Taylor
------------------------
Craig C. Taylor
/S/ W. Ferrell Sanders
------------------------
W. Ferrell Sanders
/S/ Douglas E. Kelly
------------------------
Douglas E. Kelly
/S/ Tony Di Bona
------------------------
Tony Di Bona
/S/ Franklin P. Johnson, Jr.
------------------------
Franklin P. Johnson, Jr.
