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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
Award Software International, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
054531 10 8
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [_]. (A fee
is not required only if the filing person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 7 pages
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CUSIP NO. 054531 10 8 13G PAGE 2 OF 7 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
George C. Huang
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
California, United States
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 547,058
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
-0-
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 547,058
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
-0-
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
594,664*
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
X
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11
8.4%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
* Includes 434,232 shares held by the George C. Huang and Margaret J. Huang,
Trustees of the Huang Living Trust UA 09/14/90 and 30,000 shares held by
the George C. Huang and Margaret J. Huang Charitable Foundation. Also
includes 13,609 shares held by Margaret Huang and 14,727 shares held by
Dwight Huang, Dr. Huang's wife and son, respectively. Dr. Huang disclaims
beneficial ownership over the shares held by his wife and son.
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 7 pages
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CUSIP NO. 054531 10 8 13G PAGE 3 OF 7 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
George C. Huang and Margaret J. Huang, Trustees of the Huang Living
Trust UA 09/14/90
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
California, United States
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 434,232
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
-0-
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 434,232
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
-0-
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
434,232
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11
6.3%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
OO
- ------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 3 of 7 pages
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CUSIP NO. 054531 10 8 13G PAGE 4 OF 7 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
George C. Huang and Margaret J. Huang Charitable Foundation
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
California, United States
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 30,000
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
-0-
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 30,000
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
-0-
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
30,000
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11
0.4%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
OO
- ------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 4 of 7 pages
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ITEM 1.
(a) Name of Issuer: Award Software International, Inc.
(b) Address of Issuer's Principal Executive Offices:
777 E. Middlefield Road
Mountain View, CA 94043
ITEM 2.
(a) Name of Person Filing:
- George C. Huang
- George C. Huang and Margaret J. Huang, Trustees of the Huang
Living Trust UA 09/14/90 ("Trust")
- George C. Huang and Margaret J. Huang Charitable Foundation
("Foundation")
(b) Address of Principal Business Office or, if none, Residence:
777 E. Middlefield Road
Mountain View, CA 94043
(c) Citizenship:
- George C. Huang: California, United States
- Trust: California, United States
- Foundation: California, United States
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 054531 10 8
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b),
CHECK WHETHER THE PERSON FILING IS A:
Not applicable.
ITEM 4. OWNERSHIP
(a) Amount Beneficially Owned:
- George C. Huang: 594,664*
- Trust: 434,232
- Foundation: 30,000
* Includes 434,232 shares held in the George C. Huang and
Margaret J. Huang, Trustees of the Huang Living Trust UA 09/14/90 and 30,000
shares held in the George C. Huang and Margaret J. Huang Charitable
Foundation. Also includes 13,609 shares held by Margaret Huang and 14,727
shares held by Dwight Huang, Dr. Huang's wife and son, respectively. Dr. Huang
disclaims beneficial ownership over the shares held by his wife and son.
Page 5 of 7 pages
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(b) Percent of Class:
- George C. Huang: 8.4%
- Trust: 6.3%
- Foundation: 0.4%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
- George C. Huang: 547,058
- Trust: 434,232
- Foundation: 30,000
(ii) shared power to vote or to direct the vote:
- George C. Huang: 0
- Trust: 0
- Foundation: 0
(iii) sole power to dispose or to direct the disposition of:
- George C. Huang: 547,058
- Trust: 434,232
- Foundation: 30,000
(iv) shared power to dispose or to direct the disposition of:
- George C. Huang: 0
- Trust: 0
- Foundation: 0
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF A GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
Page 6 of 7 pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete
and correct.
February 12, 1998
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Date
/s/ George C. Huang
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George C. Huang
GEORGE C. HUANG AND MARGARET J. HUANG, TRUSTEES
OF THE HUANG LIVING TRUST UA 09/14/90
/s/ George C. Huang
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George C. Huang, Trustee
GEORGE C. HUANG AND MARGARET J. HUANG
CHARITABLE FOUNDATION
/s/ George C. Huang
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George C. Huang, Trustee
Page 7 of 7 pages
