OPTIKA IMAGING SYSTEMS INC
SC 13G/A, 1998-02-13
PREPACKAGED SOFTWARE
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<PAGE>   1

                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                             ----------------------

                                  Schedule 13G

            INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
                               (Amendment No. 1)*


                          OPTIKA IMAGING SYSTEMS, INC.
- --------------------------------------------------------------------------------
                                (Name of Issuer)


                                  COMMON STOCK
- --------------------------------------------------------------------------------
                         (Title of Class of Securities)


                                  68 3973 101
- --------------------------------------------------------------------------------
                                 (CUSIP Number)


         * The remainder of this cover page shall be filled out for a reporting
         person's filing on this form with respect to the subject class of
         securities, and for any subsequent amendment containing information
         which would alter disclosures provided in a prior cover page.

         The information required on the remainder of this cover page shall not
         be deemed to be "filed" for the purposes of Section 18 of the
         Securities Exchange Act of 1934 (the "Act") or otherwise subject to
         the liabilities of that section of the Act but shall be subject to all
         other provisions of the Act (however, see the Notes).


                        (CONTINUED ON FOLLOWING PAGE(S))

                              (Page 1 of 5 Pages)
<PAGE>   2

CUSIP No. 68 3973 101                 13G                  Page 2 of 5 Pages



- --------------------------------------------------------------------------------
 1    NAME OF REPORTING PERSONS
      S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS

      PAUL CARTER
- --------------------------------------------------------------------------------
 2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*       
                                                             (a) /  /
                                                             (b) /  /

- --------------------------------------------------------------------------------
 3    SEC USE ONLY



- --------------------------------------------------------------------------------
 4    CITIZENSHIP OR PLACE OF ORGANIZATION

      UNITED STATES PERMANENT RESIDENT ALIEN; CITIZEN OF UNITED KINGDOM
- --------------------------------------------------------------------------------
                               5     SOLE VOTING POWER

          NUMBER OF            
                                     617,463 SHARES
           SHARES              -------------------------------------------------
                               6     SHARED VOTING POWER
        BENEFICIALLY           
                               
          OWNED BY                   O SHARES
                               ------------------------------------------------
            EACH               7     SOLE DISPOSITIVE POWER
                    
          REPORTING 
                                     617,463 SHARES
           PERSON              ------------------------------------------------
                               8     SHARED DISPOSITIVE POWER                  
            WITH    
                                     
                                     0 SHARES
- ------------------------------------------------------------------------------- 
 9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON


      779,686 SHARES. INCLUDES 50,668 SHARES HELD OF RECORD BY IRIS C.
      CARTER, THE SPOUSE OF THE REPORTING PERSON, AND 111,555 SHARES HELD OF
      RECORD BY THE PAUL CARTER IRREVOCABLE TRUST, WHICH SHARES THE REPORTING 
      PERSON DISCLAIMS BENEFICIAL OWNERSHIP.  
- --------------------------------------------------------------------------------
10    CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*


                                                                      / /
- --------------------------------------------------------------------------------
11    PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9


      11.2%
- --------------------------------------------------------------------------------
12    TYPE OF REPORTING PERSON*


      IN
- --------------------------------------------------------------------------------



                     *SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>   3

ITEM 1(a)        NAME OF ISSUER:

                          Optika Imaging Systems, Inc.


ITEM 1(b)        ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

                          7450 Campus Drive, Suite 200
                          Colorado Springs, CO  80920


ITEM 2(a)        NAME OF PERSON FILING:

                          Paul Carter


ITEM 2(b)        ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

                          7450 Campus Drive, Suite 200
                          Colorado Springs, CO  80920


ITEM 2(c)        CITIZENSHIP:

                          See Row 4 of cover page.


ITEM 2(d)        TITLE OF CLASS OF SECURITIES:

                          Common Stock, Par Value $.001 per share


ITEM 2(e)        CUSIP NUMBER:

                          68 3973 101


ITEM 3.          IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR
                 13d-2(b), CHECK WHETHER THE PERSON FILING IS A:

                          Not Applicable
<PAGE>   4
ITEM 4.          OWNERSHIP.

         (a)     Amount Beneficially Owned:  See Row 9 of cover page.

         (b)     Percent of Class:  See Row 11 of cover page.

         (c)     Number of shares as to which such person has:

                 (i)      sole power to vote or to direct the vote:  See Row 5
                          of cover page.

                 (ii)     shared power to vote or to direct the vote:  See Row
                          6 of cover page.
 
                 (iii)    sole power to dispose or to direct the disposition
                          of:  See Row 7 of cover page.

                 (iv)     shared power to dispose or to direct the disposition
                          of:  See Row 8 of cover page.


ITEM 5.          OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.

                          Not Applicable


ITEM 6.          OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
                 PERSON.

                          Not Applicable


ITEM 7.          IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
                 ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
                 COMPANY.

                          Not Applicable


ITEM 8.          IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

                          Not Applicable


ITEM 9.          NOTICE OF DISSOLUTION OF GROUP.

                          Not Applicable


ITEM 10.         CERTIFICATION.

                          Not Applicable
<PAGE>   5
                                   SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.


Date:  February 11, 1998



 /s/ Paul Carter                  
- -----------------------------
Paul Carter


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