SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Schedule 13G
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
(Amendment No. 2)*
OPTIKA INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
68 3973 101
(CUSIP Number)
* The remainder of this cover page shall be filled out for a
reporting person's filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover
page.
The information required on the remainder of this cover page shall
not be deemed to be "filed" for the purposes of Section 18 of the
Securities Exchange Act of 1934 (the "Act") or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
(Continued on following page(s))
(Page 1 of 5 Pages)
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Paul Carter
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) (b)
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States Permanent Resident Alien; Citizen of United
Kingdom
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5 SOLE VOTING POWER
NUMBER 696,518 shares Includes 91,555 shares held of
OF record by the Paul Carter Irrevocable Trust and
SHARES 120,000 shares issuable upon exercise of options.
See box 9.
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BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 50,668 shares Includes shares held by spouse.
See box 9.
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REPORTING 7 SOLE DISPOSITIVE POWER
PERSON 629,018 shares Includes 91,555 shares held of
WITH record by the Paul Carter Irrevocable Trust and
120,000 shares issuable upon exercise of options. See
box 9..
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8 SHARED DISPOSITIVE POWER
118,168 shares Includes 67,500 shares subject to
currently exercisable options held by third
parties and 50,668 shares held by spouse. See
box 9.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
747,186 shares. Includes 50,668 shares held of record by Iris
C. Carter, the spouse of the Reporting Person, and 91,555 shares
held of record by the Paul Carter Irrevocable Trust, which shares
the Reporting Person disclaims beneficial ownership. Includes
120,000 shares pursuant to the exercise of options. Also includes
67,500 shares subject to currently exercisable options held by
third parties.
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.4%
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12 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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Item 1(a) Name of Issuer:
Optika Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
7450 Campus Drive, Suite 200
Colorado Springs, CO 80920
Item 2(a) Name of Person Filing:
Paul Carter
Item 2(b) Address of Principal Business Office or, if none, Residence:
7450 Campus Drive, Suite 200
Colorado Springs, CO 80920
Item 2(c) Citizenship:
See Row 4 of cover page.
Item 2(d) Title of Class of Securities:
Common Stock, Par Value $.001 per share
Item 2(e) CUSIP Number:
68 3973 101
Item 3. If this statement is filed pursuant to Rules 13d-1(b) or
13d-2(b), check whether the person filing is a:
Not Applicable
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Item 4. Ownership.
(a) Amount Beneficially Owned: See Row 9 of cover page.
(b) Percent of Class: See Row 11 of cover page.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: See Row 5 of cover
page.
(ii) shared power to vote or to direct the vote: See Row 6 of cover
page.
(iii) sole power to dispose or to direct the disposition of: See Row
7 of cover page.
(iv) shared power to dispose or to direct the disposition of: See
Row 8 of cover page.
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not Applicable
Item 8. Identification and Classification of Members of the Group.
Not Applicable
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 16, 1999
/s/ Paul Carter
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Paul Carter
