U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1
to
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Chase Venture Capital Associates, L.P. ("CVCA")
c/o Chase Capital Partners
380 Madison Avenue, 12th Floor
New York, New York 10017
2. Date of Event Requiring Statement 08/02/99
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary)
4. Issuer Name and Ticker or Trading Symbol
1-800-FLOWERS.COM, Inc. ("FLWS")
5. Relationship of Reporting Person to Issuer (Check all applicable)
/ / Director /X/ 10% Owner
/ / Officer (give title below) / / Other (specify below)
6. If Amendment, Date of Original (Month/Day/Year)
August 3, 1999
7. Individual or Joint/Group Reporting (Check applicable line)
/ / Form filed by One Reporting Person
/X/ Form filed by More than One Reporting Person
* If the Form is filed by more than one Reporting Person, see instruction
5(b)(v).
<TABLE>
<CAPTION>
Table I -- Non-Derivative Securities Beneficially Owned
2. Amount 3. Ownership
of Secu- Form:
rities Direct 4. Nature of
Bene- (D) or Indirect
ficially Indirect Beneficial
Owned (I) Ownership
1. Title of Security (Instr. 4) (Instr. 5) (Instr. 5)
- -------------------------------- ------------- ------------- ----------------
<S> <C> <C> <C>
Class A Common Stock 263,452 (FN 1) D
</TABLE>
<TABLE>
<CAPTION>
Table II--Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
2. Date Exercisable
and Expiration Date 3. Title and Amount of Securities Underlying Derivative
(Month/Day/Year) Security (Instr. 4)
---------------------- -----------------------------------------------------------
Date Amount or
1. Title of Derivative Exercis- Expiration Title Number of
Security (Instr. 4) able Date Shares
- ---------------------------------------------- ---------- ---------- ---------------------------------------------- -----------
<S> <C> <C> <C> <C>
Warrant (FN 2) 1/16/05 Common Stock 2,371,040
Voting Series A Preferred stock (FN 3) N/A Common Stock 1,430,530
<CAPTION>
5. Ownership
Form of
Derivative
4. Conver- Security:
sion or Direct 6. Nature of
Exercise (D) or Indirect
Price of Indirect Beneficial
1. Title of Derivative Derivative (I) Ownership
Security (Instr. 4) Security (Instr. 5) (Instr. 5)
- ---------------------------------------------- ------------- ------------- --------------
<S> <C> <C> <C>
Warrant $0.002 D
Voting Series A Preferred Stock N/A D
</TABLE>
Explanation of Responses:
(1) Amounts have been adjusted to reflect 10 for 1 stock split effective upon
the closing of the Issuer's initial public offering.
(2) The warrant is currently exercisable.
(3) The Voting Series A Preferred Stock will automatically convert into an equal
number of shares of Class A Common Stock upon the closing of the initial public
offering.
Chase Venture Capital Associates, L.P.
**Signature of Reporting Person
By: Chase Capital Partners, its general partner
By: /s/ Jeffrey C. Walker
----------------------------
Title: Managing General Partner of Chase
Capital Partners Date August 2, 1999
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
<PAGE>
- ----------------------------------------------------------------------------
Date of Event
Name and Address of Designated Requiring Issuer Name, Ticker
Reporting Person Reporter1 Statement or Trading Symbol
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
John R. Baron Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
Chris C. Behrens Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
Arnold L. Chavkin Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
Michael R. Hannon Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
Donald J. Hofmann Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
Stephen P. Murray Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
John M.B. O'Connor Chase Venture August 2, 1999 1-800-FLOWERS.COM,
C/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
<PAGE>
- ----------------------------------------------------------------------------
Shahan D. Soghikian Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
50 California
Street, Suite 2940
San Francisco, CA
94111
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
Jonas Steinmann Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
Jeffrey C. Walker Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
Damion E. Wicker Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
<PAGE>
- ----------------------------------------------------------------------------
CCP European Chase Venture August 2, 1999 1-800-FLOWERS.COM,
Principals, L.P. Capital Inc. ("FLWS")
c/o Chase Capital Associates, L.P.
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
CCP Principals, L.P. Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Chase Capital Capital Inc. ("FLWS")
Partners Associates, L.P.
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
<PAGE>
- ----------------------------------------------------------------------------
Chase Capital Chase Venture August 2, 1999 1-800-FLOWERS.COM,
Corporation Capital Inc. ("FLWS")
(f/k/a Chemical Associates, L.P.
Capital Corporation)
c/o Chase Capital
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
<PAGE>
- ----------------------------------------------------------------------------
Chase Capital Chase Venture August 2, 1999 1-800-FLOWERS.COM,
Partners Capital Inc. ("FLWS")
380 Madison Avenue Associates, L.P.
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
The Chase Manhattan Chase Venture August 2, 1999 1-800-FLOWERS.COM,
Corporation Capital Inc. ("FLWS")
270 Park Avenue Associates, L.P.
35th Floor
New York, NY 10017
- ----------------------------------------------------------------------------
- ----------------------------------------------------------------------------
I. Robert Greene Chase Venture August 2, 1999 1-800-FLOWERS.COM,
c/o Flatiron Partners Capital Inc. ("FLWS")
257 Park Avenue Associates, L.P.
South 12th Floor
New York, NY 10010
- ----------------------------------------------------------------------------
<PAGE>
<TABLE>
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------
Title of
Derivative
Title and Securities and Ownership Form: Nature of Indirect Disclaims
Name and Address of Amount of Title and Amount Direct (D) or Beneficial Ownership Pecuniary
Reporting Person Security of Securities Indirect (I) Interest5
Underlying
Derivative
Securities
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
John R. Baron Common Stock See Table II above I See Explanatory Yes
c/o Chase Capital 4,065,022 Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
Chris C. Behrens Common Stock See Table II above I See Explanatory Yes
c/o Chase Capital 4,065,022 Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
Arnold L. Chavkin Common Stock See Table II above I See Explanatory Yes
c/o Chase Capital 4,065,022 Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
Michael R. Hannon Common Stock See Table II Above I See Explanatory Yes
c/o Chase Capital 4,065,022 Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
Donald J. Hofmann Common Stock See Table II above I See Explanatory Yes
c/o Chase Capital 4,065,022 Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
Stephen P. Murray Common Stock See Table II above I See Explanatory Yes
c/o Chase Capital 4,065,022 Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
John M.B. O'Connor Common Stock See Table II above I See Explanatory Yes
C/o Chase Capital 4,065,022 Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- -----------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Shahan D. Soghikian Common Stock See Table II above I See Explanatory Yes
c/o Chase Capital 4,065,022 Note 2 below
Partners
50 California
Street, Suite 2940
San Francisco, CA
94111
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
Jonas Steinmann Common Stock See Table II above I See Explanatory Yes
c/o Chase Capital 4,065,022 Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
Jeffrey C. Walker Common Stock See Table II above I See Explanatory Yes
c/o Chase Capital 4,065,022 Notes 2 and 5 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
Damion E. Wicker Common Stock See Table II above I See Explanatory Yes
c/o Chase Capital 4,065,022 Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
CCP European Common Stock See Table II above I See Explanatory Yes
Principals, L.P. 4,065,022 Note 2 below
c/o Chase Capital
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
CCP Principals, L.P. Common Stock See Table II above I See Explanatory Yes
c/o Chase Capital 4,065,022 Note 2 below
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Chase Capital Common Stock See Table II above I See Explanatory Yes
Corporation 4,065,022 Note 2 below
(f/k/a Chemical
Capital Corporation)
c/o Chase Capital
Partners
380 Madison Avenue
12th Floor
New York, NY 10017
- ----------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Page 5 of 5
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Chase Capital Common Stock See Table II above I See Explanatory Yes
Partners 4,065,022 Note 3 below
380 Madison Avenue
12th Floor
New York, NY 10017
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
The Chase Manhattan Common Stock See Table II above I See Explanatory Yes
Corporation 4,065,022 Note 4 below
270 Park Avenue
35th Floor
New York, NY 10017
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
I. Robert Greene Common Stock See Table II above I See Explanatory Yes
c/o Flatiron Partners 4,065,022 Note 6 below
257 Park Avenue
South 12th Floor
New York, NY 10010
- -----------------------------------------------------------------------------------------------------------------
</TABLE>
Explanatory Note:
1) The Designated Reporter is executing this report on behalf of all reporting
persons, each of whom has authorized it to do so.
2) The amounts shown in Tables I and II represent the beneficial ownership of
the Issuer's equity securities by CVCA, L.P., a portion of which may be deemed
attributable to the reporting person because the reporting person is a general
partner of Chase Capital Partners ("CCP"), the general partner of CVCA, L.P. The
actual pro rata portion of such beneficial ownership that may be deemed to be
attributable to the reporting person is not readily determinable because it is
subject to several variables, including internal rate of return and vesting of
interests within CCP and CVCA, L.P.
3) The amounts shown in Tables I and II represent the beneficial ownership of
the Issuer's equity securities by CVCA, L.P., a portion of which may be deemed
attributable to the reporting person because it is the general partner of CVCA,
L.P. The actual pro rata portion of such beneficial ownership that may be deemed
to be attributable to the reporting person is not readily determinable because
it is subject to several variables, including the internal rate of return and
vesting of interests within CCP and CVCA, L.P.
4) The amounts shown in Tables I and II represent beneficial ownership of the
Issuer's equity securities by CVCA, L.P., a portion of which may be deemed
attributable to the reporting person because it is the sole stockholder of Chase
Capital Corporation, a general partner of CCP, the sole general partner of CVCA,
L.P. The actual pro rata portion of such beneficial ownership that may be
attributable to the reporting person is not readily determinable because it is
subject to several variables, including the internal rate of return and vesting
of interests within CCP and CVCA, L.P.
5) The amounts shown in Tables I and II represent the beneficial ownership of
the Issuer's equity securities by CVCA, L.P., a portion of which may be deemed
attributable to the reporting person because he is a general partner of CCP (the
general partner of CVCA, L.P.). The actual pro rata portion of such beneficial
ownership that may be deemed attributable to the reporting person is not readily
determinable because it is subject to several variables, including the internal
rate of return and vesting within CCP and CVCA, L.P. The reporting person is a
director of FLWS.
6) The amounts shown in Tables I and II represent the beneficial ownership of
the Issuer's equity securities by CVCA, L.P., a portion of which may be deemed
attributable to the reporting person because he was a general partner of CCP,
the general partner of CVCA, L.P., until May 31, 1999. The actual pro rata
portion of such beneficial ownership that may be deemed to be attributable to
the reporting person is not readily determinable because it is subject to
several variables, including the internal rate of return and vesting within CCP
and CVCA, L.P.
