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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 30, 2000.
STAN LEE MEDIA, INC.
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(Exact name of registrant as specified in its charter)
Colorado 0-28530 84-1341980
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(State or other (Commission (I.R.S. Employer
jurisdiction of File Number) Identification
incorporation) Number)
15821 Ventura Boulevard, Suite 675, Encino, California 91436
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(Address of Principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (818) 461-1757
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Not Applicable
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(Former name or former address, if changed since last report.)
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Item 5. Other Items
On November 30, 2000, Stan Lee Media, Inc. announced that it had
executed definitive agreements with respect to bridge financing of up to $2.2
million, pursuant to which it had sold $1 million in convertible debentures, and
that it had reached an agreement in principle with Alborz Select Opportunities
Fund with respect to an equity line of up to $40 million, subject to certain
conditions. The press release attached hereto as Exhibit 99.1 is incorporated by
reference herein.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(a) Financial Statements of Businesses Acquired.
None
(b) Pro Forma Financial Information.
None
(c) Exhibits
The following exhibits are filed with this report:
Exhibit
Number Description
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10.1 Securities Purchase Agreement, dated as of November 30, 2000, between the
Registrant and Bond Street Partners, L.P.
10.2 6% Convertible Debenture, dated as of November 30, 2000, by the Registrant
in favor of Bond Street Partners, L.P.
10.3 Form of Registration Rights Agreement, dated as of November 30, 2000,
between the Registrant and Bond Street Partners, L.P.
10.4 Warrant, dated as of November 30, 2000, by the Registrant in favor of Bond
Street Partners, L.P.
99.1 Press Release
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SIGNATURE
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Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
STAN LEE MEDIA, INC.
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(Registrant)
Date: December 4, 2000 By: /s/ Stephen Gordon
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Stephen Gordon
Executive Vice President - Operations
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EXHIBIT INDEX
EXHIBIT
NUMBER DESCRIPTION
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10.1 Securities Purchase Agreement, dated as of November 30, 2000, between the
Registrant and Bond Street Partners, L.P.
10.2 6% Convertible Debenture, dated as of November 30, 2000, by the Registrant
in favor of Bond Street Partners, L.P.
10.3 Form of Registration Rights Agreement, dated as of November 30, 2000,
between the Registrant and Bond Street Partners, L.P.
10.4 Warrant, dated as of November 30, 2000, by the Registrant in favor of Bond
Street Partners, L.P.
99.1 Press Release