<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4)(1)
Dura Automotive Systems, Inc.
-----------------------------
(Name of Issuer)
Class A Common Stock, par value $.01 per share
----------------------------------------------
(Title of Class of Securities)
265903 10 4
(CUSIP Number)
Page 1
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ X ] Rule 13d-1(d)
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 2
------------ -
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Alkin Co.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware; U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
1,266,810 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,266,810 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,266,810 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 3
------------ -
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
William L. Orscheln
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
1,266,810 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,266,810 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,266,810 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 4
------------ -
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
John C. Jorgensen
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
1,266,810 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,266,810 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,266,810 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 5
------------ -
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
J2R Corporation
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
308,211 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
308,211 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
308,211 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 6
------------ -
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.A. Johnson
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
330,379 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
330,379 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
330,379 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/ /
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.3%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 7
------------ -
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Mary L. Johnson
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
309,461 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
309,461 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
309,461 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 8
------------ -
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Scott D. Rued
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
311,961 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
311,961 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
311,961 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 9
------------ -
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Robert R. Hibbs
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
319,910 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
319,910 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
319,910 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 10
------------ --
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
David R. Bovee
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
46,308 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
46,308 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
46,308 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 11
------------ --
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Joe A. Bubenzer
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
46,264 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
46,264 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
46,264 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 12
------------ --
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
David P. Klosterman
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
34,000 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
34,000 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,000 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 13
------------ --
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Milton D. Kniss
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
32,095 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
32,095 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
32,095 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 14
------------ --
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Carl W. Kucsera
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
41,364.008 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
41,364.008 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
41,364.008 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
------------------------ ---------------
CUSIP No. 265903 10 4 13G Page 15
------------ --
------------------------ ---------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Karl F. Storrie
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
None
SHARES
--------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
232,431 (See Item 4)
OWNED BY
--------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
None
REPORTING
--------------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
232,431 (See Item 4)
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
232,431 (See Item 4)
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
/X/
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.6%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
ITEM 1(a) NAME OF ISSUER:
Dura Automotive Systems, Inc. (the "Company").
ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
4508 IDS Center
Minneapolis, Minnesota 55402
ITEM 2(a) NAMES OF PERSONS FILING:
Alkin Co.
William L. Orscheln
John C. Jorgensen
(Such persons are collectively referred to as the
"Alkin Reporting Persons.")
J2R Corporation
S.A. Johnson
Mary L. Johnson
Scott D. Rued
Robert R. Hibbs
(Such persons are collectively referred to as the
"J2R Reporting Persons.")
David R. Bovee
Joe A. Bubenzer
David P. Klosterman
Milton D. Kniss
Carl W. Kucsera
Karl F. Storrie
(Such persons are collectively referred to as the
"Management Reporting Persons.")
(The Alkin Reporting Persons, J2R Reporting Persons
and Management Reporting Persons may each be referred
to individually as a "Reporting Person," or
collectively as "Reporting Persons.")
As of December 31, 1999, Alkin Co. ("Alkin") was the
record owner of the 1,266,810 shares of common stock
covered in part by this joint statement and set forth
on the cover page naming Alkin as a Reporting Person
(the "Alkin Shares"). The Alkin Shares consist
exclusively of the Company's Class B Common Stock,
par value $0.01 per share, which is convertible on a
1-for-1 basis into shares of Class A Common Stock at
the holder's option, as well as under certain
circumstances, as set forth in the Company's charter.
William L. Orscheln is the President of Alkin and
shares in the exercise of voting power over
securities held by Alkin. John C. Jorgensen is the
Senior Vice President of Manufacturing of all
Orscheln Industries companies,
<PAGE>
which are affiliates of Alkin. Messrs. Orscheln and
Jorgensen are Directors of the Company.
As of December 31, 1999, J2R Corporation ("J2R") was
the record owner of the 308,211 shares of common
stock covered in part by this joint statement and set
forth on the cover page naming J2R as a Reporting
Person (the "J2R Shares"). The J2R Shares consist
exclusively of the Company's Class B Common Stock.
S.A. Johnson is a Director, the President and a
controlling stockholder of J2R. Mary Johnson is a
Vice President and stockholder of J2R. Scott D. Rued
is a Vice President and stockholder of J2R. Robert R.
Hibbs is a stockholder of J2R. Mr. Johnson is
Chairman of the Board of the Company and a Director.
Mr. Hibbs was a Director and an officer of the
Company through December 31, 1999. Mr. Rued is an
officer of the Company.
This statement is filed jointly by the Alkin
Reporting Persons, the J2R Reporting Persons and the
Management Reporting Persons pursuant to Rule
13d-1(d) promulgated under Section 13 of the
Securities Exchange Act of 1934, as amended (the
"Exchange Act"). The Alkin Reporting Persons, the J2R
Reporting Persons and the Management Reporting
Persons may each respectively be deemed to constitute
a "group" for purposes of Section 13(d)(3) under the
Exchange Act. The Alkin Reporting Persons, the J2R
Reporting Persons and the Management Reporting
Persons may also collectively be deemed to constitute
a "group" for purposes of Section 13(d)(3) along with
the other parties to the Stockholders Agreement (as
defined in Item 4). Each of the Alkin Reporting
Persons, the J2R Reporting Persons and the Management
Reporting Persons expressly disclaims that they have
agreed to act as a group other than as specifically
described in this statement.
ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE,
RESIDENCE:
The principal business address of the Alkin Reporting
Persons is 2000 U.S. Highway 63 South, Moberly, MO
65270.
The principal business address of the J2R Reporting
Persons is c/o Hidden Creek Industries, 4508 IDS
Center, Minneapolis, MN 55402.
The principal business address of the Management
Reporting Persons is c/o Dura Automotive Systems,
Inc., 2791 Research Drive, Rochester Hills, MI
48309-3571.
ITEM 2(c) CITIZENSHIP:
Alkin and J2R are corporations organized under the
laws of the state of Delaware. All of the other Alkin
Reporting Persons, J2R Reporting
2
<PAGE>
Persons and Management Reporting Persons are
individuals who are citizens of the United States.
ITEM 2(d) TITLE OF CLASS OF SECURITIES:
Class A Common Stock, par value $.01 per share.
ITEM 2(e) CUSIP NO.:
265903 10 4
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT
TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) OR (c),
CHECk WHETHER THE PERSON FILING IS A:
This statement is filed pursuant to Rule 13d-1(d). As
such, the listed alternatives are not applicable.
ITEM 4 OWNERSHIP:
(a) AMOUNT BENEFICIALLY OWNED:
Alkin is the direct beneficial owner of the Alkin
Shares, which includes a currently exercisable option
to purchase 14,420 shares. As officers of Alkin or
one or more of its affiliates, and as stockholders of
Alkin, each of the Alkin Reporting Persons who are
individuals may be deemed to be a beneficial owner of
the Alkin Shares. Mr. Jorgensen expressly disclaims
beneficial ownership of the Alkin Shares. The filing
of this form shall not constitute an admission that
Mr. Jorgensen is, for purposes of Section 13(d) or
13(g) of the Exchange Act or otherwise, the
beneficial owner of such securities.
J2R is the direct beneficial owner of the J2R Shares.
Messrs. Johnson and Hibbs are the direct beneficial
owners of 9,668 and 7,949 shares of Class B Common
Stock, respectively. The J2R Reporting Persons are
also the direct beneficial owners of vested options
to purchase the following number of shares of Class A
Common Stock: Mr. Johnson - 12,500; Mr. Hibbs -
3,750; Mr. Rued - 3,750; and Ms. Johnson - 1,250. As
officers and/or stockholders of J2R, each of the J2R
Reporting Persons who are individuals may be deemed
to be a beneficial owner of the J2R Shares. Messrs.
Johnson, Rued and Hibbs and Ms. Johnson each
expressly disclaims beneficial ownership of the J2R
Shares, and the filing of this form shall not
constitute an admission that any of such individuals
is, for purposes of Section 13(d) or 13(g) of the
Exchange Act or otherwise, the beneficial owner of
such securities.
Each of the Management Reporting Stockholders is the
direct beneficial owner of the number of shares of
Class B Common Stock
3
<PAGE>
and Class A Common Stock listed beside such person's
name as set forth on Schedule A hereto. The shares of
Class A Common Stock listed on Schedule A includes
vested options to purchase the following number of
shares of Class A Common Stock: Mr. Bovee - 20,000;
Mr. Bubenzer - 21,250; Mr. Klosterman - 2,750; Mr.
Kniss - 23,128; and Mr. Storrie - 112,500.
The Company, the Alkin Reporting Persons, the J2R
Reporting Persons and the Management Reporting
Persons have entered into an agreement (the
"Stockholders Agreement," dated August 13, 1996, as
amended on July 1, 1997) with Onex DHC LLC, the
Company's second largest shareholder, which provides,
among other things, that the parties shall vote their
shares of Class A Common Stock and Class B Common
Stock (collectively "Common Stock") and take any
other action necessary to ensure that the Board of
Directors is comprised of eleven persons, including a
certain number of representatives nominated by Onex,
J2R, and certain individuals affiliated with J2R, and
a certain number of representatives nominated by
Alkin. In addition, J2R and Messrs. Johnson, Rued and
Hibbs have entered into a separate agreement (the
"Investor Stockholders Agreement," dated August 13,
1996) with Onex to vote their shares of Common Stock
as directed by Onex, and to grant Onex certain first
offer rights in connection with private sales of
Common Stock.
As members to the Stockholders Agreement, each of the
Alkin Reporting Persons, the J2R Reporting Persons
and the Management Reporting Persons could be deemed
to be a beneficial owner of the aggregate number of
shares held by such parties and by Onex, which is
approximately 3,234,723 shares of Class B Common
Stock and 206,534 shares of Class A Common Stock, or
approximately 19.6% of the outstanding Class A Common
Stock on a converted basis. Each of the Alkin
Reporting Persons, the J2R Reporting Persons and the
Management Reporting Persons expressly disclaims
beneficial ownership of the shares owned by other
parties to the Stockholders Agreement, including each
others', and the filing of this form shall not
constitute an admission that any of such persons is,
for purposes of Section 13(d) or 13(g) of the
Exchange Act or otherwise, the beneficial owner of
such securities.
As members of the Investor Stockholders Agreement,
each of J2R and Messrs. Johnson, Rued and Hibbs could
be deemed to be the beneficial owner of the aggregate
number of shares held by such parties and by Onex,
which is approximately 1,740,741 shares of Class B
Common Stock, or approximately 11% of the outstanding
Class A Common Stock on a converted basis. Each of
J2R and Messrs. Johnson, Rued and Hibbs expressly
disclaims beneficial ownership of the shares owned by
other parties to the Investors Stockholders
Agreement, including each others', and the filing of
this form shall not constitute an admission that any
of such persons are, for purposes of
4
<PAGE>
Section 13(d) or 13(g) of the Exchange Act or
otherwise, the beneficial owners of such securities.
(b) PERCENT OF CLASS: (Based on 14,101,511
shares of Class A Common Stock outstanding as of
December 31, 1999, plus a certain additional amount
which accounts for that respective Reporting Person's
shares of Class B Common Stock on a converted basis
plus the number of vested options to purchase shares
of Class A Common Stock held by such Reporting
Person.)
Reference is made hereby to Box 11 (subject to Box
10) of the Cover Page for each respective Reporting
Person for purposes of disclosing the percent of the
class owned by such Reporting Person.
(C) NUMBER OF SHARES AS TO WHICH SUCH PERSON
HAS:
(i) Sole power to vote or direct the vote:
(ii) Shared power to direct the vote:
(iii) Sole power to dispose of or to direct the
disposition of:
(iv) Shared power to dispose of or direct the
disposition of:
Reference is made hereby to Boxes 5,6,7 and 8
(subject to Box 10) of the Cover Page for each
respective Reporting Person for purposes of
disclosing the number of shares to which such
Reporting Person has sole or shared voting or
dispositive power. Reference is also made to Items
2(a) and 4(a) of this Schedule for a description of
the shares beneficially owned by, and relationships,
if any, existing between, the parties.
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is filed to report the fact that as
of the date hereof, the Reporting Persons have ceased
to be the beneficial owners of more than five percent
of the class of securities, check the following [ ].
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF
ANOTHER PERSON:
Not applicable
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY:
Not applicable
5
<PAGE>
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE
GROUP:
Not applicable
ITEM 9 NOTICE OF DISSOLUTION OF GROUP:
Not applicable
ITEM 10 CERTIFICATION:
Not applicable
6
<PAGE>
EXHIBITS AND APPENDICES
Exhibit I Joint Filing Agreement among the Reporting Persons pursuant
to Rule 13d-1(f) under the Securities Exchange Act of 1934, as
amended.
Schedule A Shares of Common Stock Owned By the Management Stockholders
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000 Alkin Co.
By: /s/ William L. Orscheln
-----------------------
Its: President
---------
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ William L. Orscheln
-----------------------
William L. Orscheln
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ John C. Jorgensen
---------------------
John C. Jorgensen
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000 J2R Corporation
By: /s/ S.A. Johnson
----------------
Its: President
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ S.A. Johnson
-----------------
S.A. Johnson
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ Mary L. Johnson
-------------------
Mary L. Johnson
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ Scott D. Rued
-----------------
Scott D. Rued
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ Robert R. Hibbs
-------------------
Robert R. Hibbs
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ David R. Bovee
------------------
David R. Bovee
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ Joe A. Bubenzer
-------------------
Joe A. Bubenzer
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ David P. Klosterman
-----------------------
David P. Klosterman
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ Milton D. Kniss
-------------------
Milton D. Kniss
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ Carl W. Kucsera
-------------------
Carl W. Kucsera
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 11, 2000
/s/ Karl F. Storrie
-------------------
Karl F. Storrie
<PAGE>
EXHIBIT I
SCHEDULE 13G JOINT FILING AGREEMENT
The undersigned and each other person executing this joint filing agreement
(this "Agreement") agree as follows:
(i) The undersigned and each other person executing this Agreement are
individually eligible to use the Schedule 13G to which this Exhibit is attached
and such Schedule 13G is filed on behalf of the undersigned and each other
person executing this Agreement; and
(ii) The undersigned and each other person executing this Agreement are
responsible for the timely filing of such Schedule 13G and any amendments
thereto, and for the completeness and accuracy of the information concerning
such person contained therein; but none of the undersigned or any other person
executing this Agreement is responsible for the completeness or accuracy of the
information statement concerning any other persons making the filing, unless
such person knows or has reason to believe that such information is inaccurate.
This Agreement may be executed in any number of counterparts, each of which
shall be deemed to be an original, but all of which, taken together, shall
constitute one and the same instrument.
* * * * * *
Date: February 11, 2000
Alkin Co. J2R Corporation
By: /s/ William L. Orscheln By: /s/ S.A. Johnson
------------------------ ----------------
Its: President Its: President
/s/ William L. Orscheln /s/ S.A. Johnson
----------------------- ----------------
William L. Orscheln S.A. Johnson
/s/ John C. Jorgensen /s/ Mary L. Johnson
--------------------- -------------------
John C. Jorgensen Mary L. Johnson
/s/ Scott D. Rued
-----------------
Scott D. Rued
/s/ Robert R. Hibbs
-------------------
Robert R. Hibbs
<PAGE>
/s/ David R. Bovee
------------------
David R. Bovee
/s/ Joe A. Bubenzer
-------------------
Joe A. Bubenzer
/s/ David P. Klosterman
-----------------------
David P. Klosterman
/s/ Milton D. Kniss
-------------------
Milton D. Kniss
/s/ Carl W. Kucsera
-------------------
Carl W. Kucsera
/s/ Karl F. Storrie
-------------------
Karl F. Storrie
<PAGE>
SCHEDULE A
Shares of Common Stock Owned By the Management Stockholders
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------
CLASS B SHARES CLASS A SHARES TOTAL
- ------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
David R. Bovee 26,308 20,000(1) 46,308
- ------------------------------------------------------------------------------------------------------
Joe A. Bubenzer 23,814 22,450(2) 46,264
- ------------------------------------------------------------------------------------------------------
David P. Klosterman 31,250 2,750(1) 34,000
- ------------------------------------------------------------------------------------------------------
Milton D. Kniss 8,961 23,128(1) 32,095
- ------------------------------------------------------------------------------------------------------
Carl W. Kucsera 41,308 56.008 41,364.008
- ------------------------------------------------------------------------------------------------------
Karl F. Storrie 115,531 116,900(3) 232,431
- ------------------------------------------------------------------------------------------------------
</TABLE>
(1) Consists of vested options to purchase Class A shares.
(2) Consists of 1,200 shares owned directly and 21,250 vested options to
purchase Class A shares.
(3) Consists of 4,400 shares owned directly and 112,500 vested options to
purchase Class A shares.
