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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000
(Please read instructions before preparing form.)
If amended report check here: |_|
MATRIX ASSET ADVISORS
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
747 Third Avenue New York NY 10017
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
DAVID A. KATZ 212-486-2004 PRESIDENT
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
-------------------------------ATTENTION----------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained herein is true, correct and complete. It is understood
that all required items, statements, and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned instutional investment manager has caused this report to be signed
on its behalf in the City of NEW YORK and the State of NY on the 13 day of
Nov, 2000.
MATRIX ASSET ADVISORS, INC.
-------------------------------------------
(Name of Institutional Investment Manager)
/s/ David A. Katz
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
13F File No.: Name: 13F File No.: Name:
------------- --------------------- ------------- ---------------------
1. 6.
------------- --------------------- ------------- ---------------------
2. 7.
------------- --------------------- ------------- ---------------------
3. 8.
------------- --------------------- ------------- ---------------------
4. 9.
------------- --------------------- ------------- ---------------------
5. 10.
------------- --------------------- ------------- ---------------------
<PAGE>
Matrix Asset Advisors, Inc.
Form 13F
September 30, 2000
<TABLE>
<CAPTION>
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Title Voting Authority
of CUSIP Value Shares/ Sh/ Put/ Invstmt Other ----------------------------
Name of Issuer Class Number (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3 Com Corp. COM 885535104 2204 114850 SH Sole 11100 103750
AES Corporation COM 00130h105 339 4944 SH Sole 4944
AT&T COM 001957109 353 12026 SH Sole 12026
AT&T Corp. - Liberty Media - A COM 001957208 391 21726 SH Sole 21726
Abbott Laboratories COM 002824100 8758 184133 SH Sole 20000 164133
Adaptec Inc. COM 00651F108 3635 181770 SH Sole 18900 162870
Aetna Inc. COM 008117103 5046 86909 SH Sole 6800 80109
Albertson's, Inc. COM 013104104 4394 209215 SH Sole 35200 174015
Allstate Corporation COM 020002101 2868 82535 SH Sole 82535
America Online COM 02364J104 245 4550 SH Sole 4550
American Express Co. COM 025816109 9211 151628 SH Sole 151628
American General Corp. COM 026351106 1709 21905 SH Sole 21905
American Greetings - A COM 026375105 966 55200 SH Sole 9600 45600
American Home Products, Inc. COM 026609107 7157 126531 SH Sole 10100 116431
American International Group I COM 026874107 19906 208036 SH Sole 208036
Ametek, Inc. COM 031100100 254 12000 SH Sole 12000
Amgen COM 031162100 204 2920 SH Sole 2920
Arrow Electronics COM 042735100 6025 176875 SH Sole 16400 160475
Associates First Capital Corp. COM 046008108 2954 77742 SH Sole 77742
BB&T Corporation COM 054937107 838 27810 SH Sole 27810
BP Amoco PLC - ADR COM 055622104 521 9834 SH Sole 9834
Bank One Corporation COM 06423a103 4001 103581 SH Sole 103581
Bank of America Corp. COM 060505104 17568 335425 SH Sole 17700 317725
Bank of New York COM 064057102 2458 43850 SH Sole 43850
Bausch & Lomb COM 071707103 9534 244850 SH Sole 30000 214850
Bear Stearns Companies COM 073902108 1326 21047 SH Sole 21047
Beckman Coulter, Inc. COM 075816108 2192 28420 SH Sole 1550 26870
Becton, Dickinson & Co. COM 075887109 348 13155 SH Sole 13155
Bellsouth Corp. COM 079860102 235 5843 SH Sole 5843
Belvedere Resources, Ltd. COM 080903107 6 10000 SH Sole 10000
Berkshire Hathaway - Class B COM 084670207 1911 923 SH Sole 923
Biomet COM 090613100 394 11250 SH Sole 11250
Boston Scientific COM 101137107 371 22581 SH Sole 7500 15081
Bristol-Myers COM 110122108 3306 57877 SH Sole 6050 51827
CIGNA Corp. COM 125509109 1500 14370 SH Sole 14370
Capital One Finance Corp. COM 14040h105 1230 17550 SH Sole 17550
CenturyTel Inc. COM 156700106 6180 226800 SH Sole 27700 199100
Charles Schwab Corp. COM 808513105 3235 91125 SH Sole 91125
Chase Manahattan Corp. COM 16161A108 5640 122103 SH Sole 122103
Chubb Corp. COM 171232101 1083 13684 SH Sole 13684
Cisco Systems Inc COM 17275R102 821 14855 SH Sole 14855
Citigroup COM 172967101 21958 406162 SH Sole 406162
Coca Cola COM 191216100 1607 29159 SH Sole 29159
Colgate Palmolive Co COM 194162103 227 4800 SH Sole 4800
Comerica Bank COM 200340107 5904 101031 SH Sole 12500 88531
Compaq Computer COM 204493100 8233 298503 SH Sole 35000 263503
Computer Associates COM 204912109 6367 252773 SH Sole 28348 224425
Countrywide Credit Inds. Inc. COM 222372104 401 10610 SH Sole 10610
Dow Chemical COM 260543103 264 10578 SH Sole 10578
E-Kong Group Ltd. COM G2952Q109 28 250000 SH Sole 250000
Electronic Data Systems COM 285661104 9284 223711 SH Sole 24100 199611
Equifax Inc. COM 294429105 9484 352085 SH Sole 39300 312785
Exxon Mobil Corporation COM 30231g102 2243 25162 SH Sole 25162
Federal Natl. Mortgage Assn. COM 313586109 9452 132198 SH Sole 800 131398
Fifth Third Bancorp COM 316773100 1816 33700 SH Sole 33700
First Data Corp. COM 319963104 7579 194015 SH Sole 19400 174615
First Union Corp. COM 337358105 3662 113785 SH Sole 113785
Firstar Corporation COM 33763V109 1988 88852 SH Sole 88852
Fleet Boston Financial Corp COM 339030108 3959 101502 SH Sole 101502
Franklin Resources Inc. COM 354613101 1164 26200 SH Sole 26200
Freddie Mac COM 313400301 10354 191525 SH Sole 12650 178875
Gartner Group Inc. - B COM 366651206 8249 758550 SH Sole 86800 671750
General Electric Co. COM 369604103 4195 72714 SH Sole 72714
Global Crossing Ltd. COM G3921A100 5279 170275 SH Sole 16245 154030
Goldman Sachs Group, Inc. COM 38141G104 1556 13655 SH Sole 13655
H.J. Heinz Company COM 423074103 6042 163035 SH Sole 20000 143035
Hartford Financial Services Gr COM 416515104 1107 15180 SH Sole 15180
Hon Industries COM 438092108 1560 63355 SH Sole 16100 47255
Household International COM 441815107 2400 42380 SH Sole 42380
Intel Corporation COM 458140100 622 14956 SH Sole 14956
International Business Machine COM 459200101 689 6126 SH Sole 6126
J P Morgan Co. COM 616880100 3351 20509 SH Sole 20509
Jefferson-Pilot Corp. COM 475070108 698 10290 SH Sole 10290
Johnson & Johnson COM 478160104 3457 36799 SH Sole 4350 32449
KeyCorp COM 493267108 1464 57830 SH Sole 57830
Lehman Brothers COM 524908100 2673 18092 SH Sole 18092
Lincoln National Corp. COM 534187109 946 19658 SH Sole 19658
MBIA Inc. COM 55262C100 754 10605 SH Sole 2000 8605
MBNA Corp. COM 55262L100 2695 70010 SH Sole 70010
Manpower Inc. COM 56418H100 8006 250668 SH Sole 25700 224968
Marsh & McLennan Cos Inc COM 571748102 2587 19485 SH Sole 19485
Mattel Inc. COM 577081102 4590 410316 SH Sole 19950 390366
Maxcor Financial Group COM 57772G100 41 20000 SH Sole 20000
Mellon Financial Corp. COM 58551a108 2866 61797 SH Sole 61797
Merck & Co., Inc. COM 589331107 3648 49001 SH Sole 49001
Merrill Lynch & Co. COM 590188108 4488 68006 SH Sole 68006
Microsoft Corporation COM 594918104 573 9494 SH Sole 9494
Morgan Stanley Dean Witter & C COM 617446448 8242 90138 SH Sole 90138
Motorola Inc COM 620076109 7199 254830 SH Sole 27500 227330
Mylan Laboratories, Inc. COM 628530107 13552 503085 SH Sole 54200 448885
National City Corp COM 635405103 1211 54733 SH Sole 54733
Northern Trust Corp. COM 665859104 841 9460 SH Sole 9460
Novellus Systems COM 670008101 5266 113088 SH Sole 12750 100338
Office Depot Inc. COM 676220106 1893 242350 SH Sole 20200 222150
Orthodontix Inc. COM 68750q101 10 38000 SH Sole 38000
PNC Bank Corp COM 693475105 2530 38925 SH Sole 38925
Palm Inc. COM 696642107 8739 165075 SH Sole 16461 148614
Patterson Energy COM 703414102 275 8000 SH Sole 8000
Pelican Financial Inc. COM 705808103 41 15000 SH Sole 15000
Pfizer, Inc. COM 717081103 456 10143 SH Sole 10143
Pharmacia Corporation COM 71713u102 8012 133112 SH Sole 13744 119368
Pricesmart COM 741511109 311 8050 SH Sole 8050
Progressive Corp. COM 743315103 544 6640 SH Sole 6640
SBC Communications Corp. COM 78387G103 359 7173 SH Sole 7173
Schering Plough COM 806605101 248 5338 SH Sole 5338
Sensormatic Electronics COM 817265101 9898 659880 SH Sole 58300 601580
Shaw Industries COM 820286102 5533 299062 SH Sole 32000 267062
Sky Financial Group Inc. COM 83080p103 295 16615 SH Sole 16615
SouthTrust Corp. COM 844730101 936 29775 SH Sole 29775
St. Jude Medical Inc. COM 790849103 13226 259325 SH Sole 25500 233825
St. Paul Co. COM 792860108 632 12825 SH Sole 12825
State Street Corp. COM 857477103 1645 12650 SH Sole 12650
Stilwell Financial Inc. COM 860831106 805 18510 SH Sole 18510
Summit Bancorp COM 866005101 1165 33781 SH Sole 33781
Sun Microsystems Inc. COM 866810104 918 7860 SH Sole 7860
Suntrust Banks Inc. COM 867914103 1500 30116 SH Sole 30116
T. Rowe Price COM 741477103 268 5705 SH Sole 5705
Time Warner COM 887315109 203 2600 SH Sole 2600
Torchmark Corp. COM 891027104 493 17727 SH Sole 17727
Tupperware Corp. COM 899896104 2365 131410 SH Sole 11200 120210
U.S. Bancorp COM 902973106 1743 76600 SH Sole 76600
Verizon Communications COM 92343v104 9086 187591 SH Sole 17650 169941
Vishay Intertechnology COM 928298108 10303 335059 SH Sole 30450 304609
Wachovia Corp. COM 929771103 2967 52335 SH Sole 2800 49535
Washington Mutual Inc. COM 939322103 2275 57137 SH Sole 57137
Wells Fargo Company COM 949746101 7068 153859 SH Sole 153859
Wilmington Trust COM 971807102 1788 33350 SH Sole 1800 31550
REPORT SUMMARY 129 DATA RECORDS 457727 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
