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Previous: CABOT MONEY MANAGEMENT INC, 13F-HR, 2000-02-10 |
Next: TRANSACT TECHNOLOGIES INC, SC 13G, 2000-02-10 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
------------------------
Check here if Amendment [ ]; Amendment Number:
---------------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Roberts, Glore & Co.
------------------------------------
Address: 150 S. Wacker Drive
---------------------------------
Suite 250
---------------------------------
Chicago, IL 60606
---------------------------------
Form 13F File Number: 28-5698
-------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephen P. Carr
----------------------------------
Title:
----------------------------------
Phone: 312-977-1630
----------------------------------
Signature, Place, and Date of Signing:
/s/ STEPHEN P. CARR Chicago, IL
- ------------------------ ------------------------------ -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- None
------------------- ------------------------------
[Repeat as necessary.]
<PAGE> 2
FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------------
Form 13F Information Table Entry Total: 132
----------------
Form 13F Information Table Value Total: $181,595
----------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
28- None
----- ------------- ------------------------------
[Repeat as necessary.]
<PAGE> 3
FORM 13F
(SEC USE ONLY)
Page 1 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
A F L A C cs 001055102 2,369,000 50,200 X
A T & T cs 001957109 499,000 9,812 X
Abbott Labs cs 002824100 7,071,000 194,716 X
Aegon N.V. cs 007924103 274,000 2,872 X
Alliance Capital Mgmt LP cs 018548107 1,542,000 51,495 X
American Home Products cs 026609107 592,000 15,090 X
American Int'l Group cs 026874107 7,203,000 66,619 X
America Online cs 02364J104 504,000 6,640 X
Amgen cs 031162100 5,584,000 92,975 X
Applied Power Cl. A cs 038225108 722,000 19,650 X
COLUMN TOTALS 26,360,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
A F L A C 500 49,700
A T & T 9,812
Abbott Labs 2,500 192,216
Aegon N.V. 2,872
Alliance Capital Mgmt LP 51,495
American Home Products 15,090
American Int'l Group 66,619
America Online 6,640
Amgen 500 92,475
Applied Power Cl. A 200 19,450
COLUMN TOTALS
</TABLE>
<PAGE> 4
FORM 13F
(SEC USE ONLY)
Page 2 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Archer Daniels Midland cs 039483102 256,000 21,108 X
Bank of America Corp. cs 060505104 1,255,000 24,997 X
Bank of New York, Inc. cs 064057102 832,000 20,800 X
Bell Atlantic Corp. cs 077853109 748,000 12,144 X
BellSouth Corp. cs 079860102 591,000 12,616 X
Berkshire Hathaway cs 084670108 2,468,000 44 X
Berkshire Hathaway cs 084670207 2,741,000 1,498 X
Biomet cs 090613100 818,000 20,450 X
Black Box Corp. cs 091826107 218,000 3,250 X
Bristol Myers Squibb cs 110122108 1,585,000 24,700 X
COLUMN TOTALS 11,512,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Archer Daniels Midland 21,108
Bank of America Corp. 24,997
Bank of New York, Inc. 20,800
Bell Atlantic Corp. 12,144
BellSouth Corp. 12,616
Berkshire Hathaway 44
Berkshire Hathaway 30 1,468
Biomet 350 20,100
Black Box Corp. 3,250
Bristol Myers Squibb 24,700
COLUMN TOTALS
</TABLE>
<PAGE> 5
FORM 13F
(SEC USE ONLY)
Page 3 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
CBS Corp. cs 12490K107 224,000 3,503 X
CMGI Inc. cs 125750109 2,162,000 7,810 X
Cardinal Health cs 14149Y108 541,000 11,302 X
Centerpoint Properties cs 151895109 200,000 5,500 X
Charter One Financial cs 160903100 533,000 27,882 X
Chevron cs 166751107 520,000 6,000 X
Choicepoint Inc. cs 170388102 1,028,000 24,836 X
Cisco Systems cs 17275R102 3,276,000 30,578 X
Citigroup cs 172967101 2,083,000 37,400 X
Coca-Cola cs 191216100 1,377,000 23,645 X
COLUMN TOTALS 11,944,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
CBS Corp. 3,503
CMGI Inc. 50 7,760
Cardinal Health 350 10,952
Centerpoint Properties 5,500
Charter One Financial 237 27,645
Chevron 6,000
Choicepoint Inc. 24,836
Cisco Systems 30,578
Citigroup 37,400
Coca-Cola 23,645
COLUMN TOTALS
</TABLE>
<PAGE> 6
FORM 13F
(SEC USE ONLY)
Page 4 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Colgate-Palmolive Inc. cs 194162103 738,000 11,350 X
Compaq Computer Co. cs 204493100 1,130,000 41,739 X
Conexant Systems Inc. cs 207142100 266,000 4,000 X
Dallas Semiconductor cs 235204104 222,000 3,450 X
Donaldson, Lufkin, Jenre cs 257661108 351,000 7,250 X
Eaton corp. cs 278058102 327,000 4,500 X
Eaton Vance Corp. cs 278265103 251,000 6,600 X
EMC Corp. cs 268648102 1,385,000 12,675 X
Equifax cs 294429105 1,135,000 48,161 X
Equitable Resources cs 294549100 338,000 10,125 X
COLUMN TOTALS 6,143,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Colgate-Palmolive Inc. 11,350
Compaq Computer Co. 41,739
Conexant Systems Inc. 4,000
Dallas Semiconductor 3,450
Donaldson, Lufkin, Jenre 7,250
Eaton corp. 4,500
Eaton Vance Corp. 6,600
EMC Corp. 12,675
Equifax 48,161
Equitable Resources 10,125
COLUMN TOTALS
</TABLE>
<PAGE> 7
FORM 13F
(SEC USE ONLY)
Page 5 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Ericcson ADR cs 294821400 402,000 6,116 X
Expeditors International cs 302130109 1,871,000 42,700 X
Exxon Mobil Corp. cs 30231G102 2,733,000 33,918 X
Fannie Mae cs 313586109 1,563,000 25,030 X
Federal Home Loan Mtg. cs 313400301 617,000 13,100 X
Fifth Third Bancorp cs 316773100 290,000 3,955 X
First Data Corp. cs 319963104 378,000 7,675 X
First Tennessee Nat'l cs 337162101 221,000 7,750 X
Firstar Corp. cs 33763v109 935,000 44,275 X
Florida Progress Corp. cs 341109106 381,000 9,000 X
COLUMN TOTALS 9,391,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Ericcson ADR 6,116
Expeditors International 2,000 40,700
Exxon Mobil Corp. 33,918
Fannie Mae 1,400 23,630
Federal Home Loan Mtg. 13,100
Fifth Third Bancorp 3,955
First Data Corp. 7,675
First Tennessee Nat'l 7,750
Firstar Corp. 300 43,975
Florida Progress Corp. 9,000
COLUMN TOTALS
</TABLE>
<PAGE> 8
FORM 13F
(SEC USE ONLY)
Page 6 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Franklin Resources cs 354613101 844,000 26,324 X
GTE Corp. cs 362320103 587,000 8,320 X
General Electric cs 369604103 6,050,000 39,098 X
Gillette Corp. cs 375766102 652,000 15,830 X
Global Grossing Ltd. cs G3921A100 222,000 4,432 X
Globalstar Telecom Ltd. cs G3930H104 299,000 6,800 X
Harsco Corp. cs 415864107 533,000 16,776 X
Harte-Hanks, Inc cs 416196103 340,000 15,650 X
Hewlett-Packard Corp. cs 428236103 3,330,000 29,295 X
Honeywell Int'l Inc. cs 483516106 842,000 14,600 X
COLUMN TOTALS 13,699,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Franklin Resources 274 26,050
GTE Corp. 100 8,220
General Electric 39,098
Gillette Corp. 2,500 13,330
Global Grossing Ltd. 4,432
Globalstar Telecom Ltd. 6,800
Harsco Corp. 16,776
Harte-Hanks, Inc 15,650
Hewlett-Packard Corp. 150 29,145
Honeywell Int'l Inc. 14,600
COLUMN TOTALS
</TABLE>
<PAGE> 9
FORM 13F
(SEC USE ONLY)
Page 7 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Illinois Tool Works cs 452308109 4,248,000 62,881 X
Intel Corp. cs 458140100 6,445,000 78,304 X
Investment Tech. Group cs 46145F105 406,000 14,111 X
Jack Henry & Assoc. cs 957541105 271,000 5,050 X
Johnson & Johnson cs 478160104 6,056,000 64,945 X
Laclede Gas Co. cs 505588103 346,000 16,000 X
Landauer, Inc. cs 51476k103 308,000 14,100 X
Leggett & Platt, Inc. cs 524660107 407,000 19,000 X
LG&E Energy Corp. cs 501917108 233,000 13,360 X
Loral Space and Comm. cs G56462107 602,000 24,764 X
COLUMN TOTALS 19,322,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Illinois Tool Works 521 62,360
Intel Corp. 3,500 74,804
Investment Tech. Group 14,111
Jack Henry & Assoc. 5,050
Johnson & Johnson 500 64,445
Laclede Gas Co. 16,000
Landauer, Inc. 200 13,900
Leggett & Platt, Inc. 300 18,700
LG&E Energy Corp. 13,360
Loral Space and Comm. 350 24,414
COLUMN TOTALS
</TABLE>
<PAGE> 10
FORM 13F
(SEC USE ONLY)
Page 8 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Lucent Technologies cs 549463107 559,000 7,458 X
M & T Bank Corp. cs 55261F104 6,367,000 15,369 X
M B N A Corp. cs 55262L100 3,767,000 138,223 X
Markel Corp. cs 570535104 425,000 2,743 X
Marsh & McLennan Cos. cs 571748102 230,000 2,407 X
May Dept. Stores cs 577778103 290,000 9,000 X
Maytag Corp. cs 578592107 208,000 4,335 X
McDonalds cs 580135101 226,000 5,600 X
MCI Worldcom Inc. cs 55268B106 334,000 6,285 X
MDU Resources Group cs 552690109 270,000 13,500 X
COLUMN TOTALS 12,676,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Lucent Technologies 7,458
M & T Bank Corp. 300 15,069
M B N A Corp. 138,223
Markel Corp. 2,743
Marsh & McLennan Cos. 2,407
May Dept. Stores 9,000
Maytag Corp. 4,335
McDonalds 5,600
MCI Worldcom Inc. 6,285
MDU Resources Group 13,500
COLUMN TOTALS
</TABLE>
<PAGE> 11
FORM 13F
(SEC USE ONLY)
Page 9 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Medtronic cs 585055106 1,261,000 34,595 X
Mellon Bank Corp. cs 585509102 300,000 8,800 X
Merck & Co. cs 589331107 3,464,000 51,556 X
Micros Systems, Inc. cs 594901100 1,450,000 19,600 X
Microsoft Corp. cs 594918104 15,035,000 128,780 X
MidCity Financial Corp. cs 59563R105 305,000 50 X
Mississippi Val. Banc. cs 605720101 1,056,000 39,100 X
J.P. Morgan & Co. cs 616880100 304,000 2,400 X
Mutual Risk Mgmt. Ltd. cs 628351108 1,037,000 61,700 X
National Fuel Gas Co. cs 636180101 512,000 11,000 X
COLUMN TOTALS 24,724,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Medtronic 34,595
Mellon Bank Corp. 8,800
Merck & Co. 200 51,356
Micros Systems, Inc. 200 19,400
Microsoft Corp. 128,780
MidCity Financial Corp. 50
Mississippi Val. Banc. 300 38,800
J.P. Morgan & Co. 2,400
Mutual Risk Mgmt. Ltd. 61,700
National Fuel Gas Co. 11,000
COLUMN TOTALS
</TABLE>
<PAGE> 12
FORM 13F
(SEC USE ONLY)
Page 10 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Newell Rubbermaid Inc cs 651229106 1,492,000 51,444 X
Northern States Fin'l Corp. cs 665751103 444,000 19,750 X
Northern Trust Corp. cs 665859104 3,727,000 70,319 X
Oracle Corp. cs 68389X105 1,142,000 10,187 X
Paychex cs 704326107 543,000 13,581 X
Pepsico Inc. cs 713448108 551,000 15,630 X
Pfizer Inc. cs 717081103 947,000 29,202 X
Phillips Petroleum cs 718507106 287,000 6,100 X
Piedmont Natural Gas cs 720186105 482,000 16,000 X
PIMCO Advisors Hldg. cs 69338P102 214,000 5,685 X
COLUMN TOTALS 9,829,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Newell Rubbermaid Inc 51,444
Northern States Fin'l Corp. 19,750
Northern Trust Corp. 70,319
Oracle Corp. 10,187
Paychex 13,581
Pepsico Inc. 1,200 14,430
Pfizer Inc. 29,202
Phillips Petroleum 6,100
Piedmont Natural Gas 16,000
PIMCO Advisors Hldg. 5,685
COLUMN TOTALS
</TABLE>
<PAGE> 13
FORM 13F
(SEC USE ONLY)
Page 11 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Price, T. Rowe Assoc Inc. cs 741477103 901,000 24,400 X
Private Bancorp Inc. cs 742962103 311,000 23,225 X
Proctor & Gamble cs 742718109 228,000 2,085 X
Raymond James Finl. cs 754730109 196,000 10,550 X
Safeway Stores cs 786514208 1,771,000 49,525 X
SBC Communications cs 78387G103 1,856,000 38,071 X
Scana Corp. cs 805898103 323,000 12,000 X
Schering Plough cs 806605101 3,618,000 85,388 X
Solectron Corp. cs 834182107 356,000 3,740 X
SouthTrust Corp. cs 844730101 1,528,000 40,398 X
COLUMN TOTALS 11,088,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Price, T. Rowe Assoc Inc. 24,400
Private Bancorp Inc. 150 23,075
Proctor & Gamble 600 1,485
Raymond James Finl. 10,550
Safeway Stores 1,200 48,325
SBC Communications 38,071
Scana Corp. 12,000
Schering Plough 350 85,038
Solectron Corp. 3,740
SouthTrust Corp. 225 40,173
COLUMN TOTALS
</TABLE>
<PAGE> 14
FORM 13F
(SEC USE ONLY)
Page 12 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Sprint Corp. cs 852061100 606,000 9,000 X
Sprint PCS Group cs 852061506 241,000 2,350 X
S P S Technologies cs 784626103 259,000 8,100 X
State Street Corp. cs 857477103 4,947,000 67,702 X
Stryker Corp. cs 863667101 2,564,000 36,830 X
Sun Microsystems cs 866810104 1,344,000 17,350 X
T E C O Energy cs 872375100 223,000 12,000 X
Texaco Inc. cs 881694103 226,000 4,170 X
Tootsie Roll cs 890516107 1,291,000 39,200 X
Tribune Co. cs 896047107 496,000 9,000 X
COLUMN TOTALS 12,197,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Sprint Corp. 9,000
Sprint PCS Group 2,350
S P S Technologies 8,100
State Street Corp. 1,000 66,702
Stryker Corp. 100 36,730
Sun Microsystems 17,350
T E C O Energy 12,000
Texaco Inc. 4,170
Tootsie Roll 449 38,751
Tribune Co. 9,000
COLUMN TOTALS
</TABLE>
<PAGE> 15
FORM 13F
(SEC USE ONLY)
Page 13 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
TrustCo Bank cs 898349105 437,000 32,954 X
U.S. West Inc. cs 91273H101 377,000 5,235 X
Union Pacific Corp. cs 907818108 222,000 5,080 X
United Technologies cs 913017109 306,000 4,712 X
United Water Resources cs 913190104 673,000 19,687 X
Valspar Corp. cs 920355104 3,756,000 89,700 X
Vodafone Airtouch cs 92857T107 322,000 6,500 X
Wal-Mart cs 931142103 306,000 4,420 X
Walgreen Inc. cs 931422109 3,205,000 109,570 X
Watson Pharm. cs 942683103 2,089,000 58,325 X
COLUMN TOTALS 11,693,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
TrustCo Bank 500 32,454
U.S. West Inc. 5,235
Union Pacific Corp. 5,080
United Technologies 4,712
United Water Resources 19,687
Valspar Corp. 350 89,350
Vodafone Airtouch 6,500
Wal-Mart 4,420
Walgreen Inc. 109,570
Watson Pharm. 350 57,975
COLUMN TOTALS
</TABLE>
<PAGE> 16
FORM 13F
(SEC USE ONLY)
Page 14 of 14 NAME OF REPORTING MANAGER ROBERTS, GLORE & CO., INC.
--------------------------
<TABLE>
<CAPTION>
Item 6:
Investment Discretion
Item 5: ------------------------------------
Item 2: Item 3: Item 4: Shares or (b) Shared- Item 7:
Item 1: Title of CUSIP Fair Market Principal As Defined (c) Shared- Managers
Name of Issuer Class Number Value Amount (a) Sole in Instr. V Other See Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Wells Fargo & Co. cs 949746101 674,000 16,660 X
Williams Cos. Inc. cs 969457100 343,000 11,218 X
COLUMN TOTALS 1,017,000
<CAPTION>
Item 8:
Voting Authority
(Shares)
Item 1: ----------------------------------------------
Name of Issuer (a) Sole (b) Shared (c) None
- --------------------------------------------------------------------------------
<S> <C> <C>
Wells Fargo & Co. 16,660
Williams Cos. Inc. 11,218
COLUMN TOTALS
</TABLE>
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