<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
Washington, DC. 20549
FORM 10-K/A
(Mark One)
(X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 1997
or
( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [No Fee Required]
For the transition period from to .
Commission file number: 0-21121
TRANSACT TECHNOLOGIES INCORPORATED
(Exact name of registrant as specified in its charter)
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<S> <C>
DELAWARE 06-1456680
(State or other jurisdiction of incorporation or (I.R.S. Employer Identification No.)
organization)
7 LASER LANE, WALLINGFORD, CT 06492
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code 203-269-1198
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PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8-K.
(A) THE FOLLOWING FINANCIAL STATEMENTS AND EXHIBITS ARE FILED AS PART OF
THIS REPORT:
(i) None.
(ii) None.
(iii) List of exhibits.
10.29 Amendment to OEM Purchase Agreement by and between
Okidata and Tridex, dated May 31, 1996. (Pursuant to
Rule 24b-2 under the Exchange Act, the Company has
requested confidential treatment of portions of this
exhibit deleted from the filed copy.)
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
TRANSACT TECHNOLOGIES INCORPORATED
By: /s/ Bart C. Shuldman
-----------------------------------
Bart C. Shuldman
President, Chief Executive Officer
and Director
Date: July 23, 1998
Pursuant to the requirements of the Securities Act of 1934, this report has been
signed below by the following persons on behalf of the registrant and in the
capacities and on the dates indicated.
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Signature Title Date
- --------- ----- ----
<S> <C> <C>
/s/ Bart C. Shuldman President, Chief Executive Officer and July 23, 1998
- ------------------------------------ Director
Bart C. Shuldman (Principal Executive Officer)
/s/ Richard L. Cote Executive Vice President, Chief Financial July 23, 1998
- ------------------------------------ Officer, Treasurer, Secretary and Director
Richard L. Cote (Principal Financial Officer)
/s/ Steven A. DeMartino Corporate Controller July 23, 1998
- ------------------------------------ (Principal Accounting Officer)
Steven A. DeMartino
/s/ Thomas R. Schwarz Chairman of the Board and Director July 23, 1998
- ------------------------------------
Thomas R. Schwarz
Director
- ------------------------------------
Graham Y. Tanaka
Director
- ------------------------------------
Charles A. Dill
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EXHIBIT LIST
The following exhibits are filed herewith.
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<CAPTION>
Exhibit
- -------
<S> <C>
10.29 Amendment to OEM Purchase Agreement by and between Okidata and Tridex, dated
May 31, 1996. (Pursuant to Rule 24b-2 under the Exchange Act, the Company has
requested confidential treatment of portions of this exhibit deleted from the
filed copy.)
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TRANSACT TECHNOLOGIES INCORPORATED
EXHIBIT 10.29
May 31, 1996
Mr. Bart Shuldman
Ithaca Peripherals Incorporated
7 Laser Lane
Wallingford, CT 06492
Re: OEM Agreement
Dear Bart:
The purpose of this letter is to renew our OEM Agreement for another two (2)
year pricing term which will begin August 28, 1995 and expire August 28, 1997,
with deliveries to be completed by February 28, 1998, and to replace Exhibit A
with the new Exhibit A as attached. The terms and conditions of this new
Agreement will be as stated in the OEM Agreement which we entered in January 21,
1991 and all subsequent agreed upon amendments made thereto.
This Agreement will be subject to the provisions of a Strategic Agreement dated
May 9, 1996, between the Parties. Accordingly, the term of this Agreement will
be five (5) years, coincident with the Strategic Agreement.
If you agree to this renewal contract, please indicate your acceptance by
signing both originals in the space provided. Retain one duplicate original for
your records and return the other to my attention.
Certainly we appreciate our long standing business relationship as we look
forward to continued success in the future.
Sincerely, Ithaca Peripherals Incorporated
/s/ Bart C. Shuldman
-------------------------------
(Signature)
/s/ David L. Vaughn
- -------------------------------
David L. Vaughn Bart C. Shuldman
Manager, Legal Affairs -------------------------------
(Name)
Enclosure May 31, 1996
c: T. Donahue -------------------------------
E. Morris (Date)
J. Rowley
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EXHIBIT A
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Specification Order Quantity ITHACA Price
Product Number Mult
- ----------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
ITHACA ML 172 Parks Kit, 58221401 500 * *
IBM Parallel 120 VAC.
ITHACA ML 172 Parts Kit, 58221402 500 * *
IBM Parallel, 220 VAC.
ITHACA ML 172 Parts Kit, 58221501 500 * *
IBM RS-232C Serial, 120
VAC.
ITHACA ML 172 Parts Kit, 58221502 500 * *
IBM RS-232C Serial, 220
VAC.
ITHACA ML 184T Parts Kit, 58236101 500 * *
IBM Parallel, 120 VAC.
ITHACA ML 184T Parts Kit, 58236102 500 * *
IBM Parallel, 220 VAC.
ITHACA M90 Kit 58238101 500 * *
* *
* *
* *
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* CONFIDENTIAL TREATMENT REQUESTED
* Specified Quantity
Other pricing is provided for retroactive pricing as necessary
NOTE: The Product contained in this Exhibit "A" Agreement is NOT covered by an
OKIDATA warranty and does not include a ribbon cassette, AC line cord or
carriage shaft.
jb 4/25/96
