SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
Under the Securities Exchange Act of 1934
CBES BANCORP, INC.
(Name of Issuer)
Common Stock, $.01 Par Value
(Title of Class of Securities)
124794108
(CUSIP Number)
Scott M. Herpich, Lathrop & Gage L.C., 2345 Grand Blvd., Suite 2400,
Kansas City, MO 64108, (816) 460-5806
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
12/27/00
(Date of Event Which Requires Filing of This Statement)
If the reporting person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(b) (3) or (4), check the following box.
[ ]
Note: Schedules filed in paper format shall include a signed original and five
copies of this schedule, including all exhibits. See Rule 13d-7 for other
parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 5 pages)
--------------------
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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(1) Name of Reporting Person
Keith E. Doss
(2) Check the Appropriate Box (a) [ ]
if a Member of a Group* (b) [ ]
(3) SEC Use Only
(4) Source of funds
PF**
(5) Check Box if Disclosure of Legal
Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
(6) Citizenship or Place of Organization
United States
Number of shares (7) Sole Voting Power
beneficially owned 45,242
by each reporting
person with: (8) Shared Voting Power
None
(9) Sole Dispositive Power
45,242
(10) Shared Dispositive Power
None
(11) Aggregate Amount Beneficially Owned By Each Reporting Person
45,242
(12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*
[ ]
(13) Percent of Class Represented by Amount in Row (11)
5.2%
(14) Type of Reporting Person*
IN
* See Instructions before Filling Out!
** A portion of the funds used to acquire the shares were obtained from a
personal line of credit. The line of credit is not secured by the shares,
however.
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<PAGE>
Item 1. Security and Issuer.
This Schedule 13D relates to the common stock, par value $.01 per share (the
"Securities"), of CBES Bancorp, Inc. a Delaware corporation (the "Company"),
whose principal executive offices are located at 1001 N. Jesse James Road,
Excelsior Springs, Missouri 64024.
Item 2. Identity and Background.
This report is filed by Keith E. Doss ("Mr. Doss"). Mr. Doss is a citizen of
the United States whose business address is P.O. Box 137, Kearney, Missouri
64060. Mr. Doss is the President/Chief Executive Officer and a member of the
board of directors of Kearney Trust Company, a Missouri bank, and
President/Chief Executive Officer, a member of the board of directors and a
principal shareholder of Trustco Bankshares, Inc., a Missouri bank holding
company.
During the past five years, Mr. Doss has not been (i) convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors), or (ii) a
party to a civil proceeding of a judicial or administrative body of competent
jurisdiction as a result of which he or she was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration.
The total amount of funds used by Mr. Doss to acquire the 26,242 shares of
the Securities reported in Item 5(c) was $261,527. The shares were acquired with
the use of personal funds. A portion of the funds used to acquire the shares
were obtained from a personal line of credit that Mr. Doss has with Firstar,
N.A. The line of credit is not secured by the shares.
Item 4. Purpose of Transaction.
Mr. Doss has acquired the shares for investment purposes. Depending on the
market price of the shares, Mr. Doss intends to acquire additional shares in the
future. Although Mr. Doss does not currently have any plans to attempt to affect
any change with respect to the Company, this may change in the future.
Item 5. Interest in the Securities of Issuer.
(a) The aggregate number and percentage of the Securities to which this
Schedule 13D relates is 45,242 shares, representing 5.2% of the 869,864
outstanding shares.
Mr. Doss is the direct beneficial owner of all of these shares of the
Securities.
(b) Mr. Doss has the direct power to vote and direct the disposition of the
45,242 shares held by him.
(c) During the past sixty (60) days, the following purchases of shares of the
Securities were made by Mr. Doss through a broker on the open market:
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<PAGE>
Securities Purchase Price Per Share
Purchased Date (including commissions)
--------- ---- -----------------------
142 12/29/2000 $ 9.63
600 12/28/2000 $ 9.75
2,000 12/27/2000 $ 9.75
200 12/26/2000 $ 9.75
200 12/18/2000 $ 9.75
400 12/15/2000 $ 9.63
1,400 12/15/2000 $ 9.75
600 12/14/2000 $ 9.75
2,000 12/14/2000 $10.00
3,000 12/14/2000 $10.00
2,000 12/11/2000 $10.00
600 12/08/2000 $10.00
1,000 12/07/2000 $10.00
2,000 11/28/2000 $ 9.88
1,000 11/22/2000 $ 9.63
800 11/21/2000 $ 9.63
1,200 11/20/2000 $ 9.63
200 11/16/2000 $ 9.00
2,000 11/16/2000 $ 9.50
500 11/15/2000 $ 9.50
600 11/10/2000 $ 9.75
1,400 11/09/2000 $ 9.75
700 11/06/2000 $ 9.50
800 11/03/2000 $ 9.50
400 10/31/2000 $ 9.00
500 10/27/2000 $ 9.00
(d) No other person is known to have the right to receive or the power to
direct receipt of dividends from, or the proceeds from the sale of, the
Securities other than the Reporting Persons identified herein.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understanding or Relationships with Respect to
Securities of the Issuer.
Mr. Doss does not have any contract, arrangement, understanding or
relationship (legal or otherwise) with any person with respect to the
Securities, including, but not limited to, transfer or voting of any such
Securities, finder's fees, joint ventures, loans or option arrangements, puts or
calls, guarantees of profits, division of profits or losses, or the giving or
withholding of proxies.
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<PAGE>
Item 7. Exhibits.
None.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
/s/ Keith E. Doss Date: January 3, 2001
Keith E. Doss
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