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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
AMENDMENT NO. 2*
First Allen Parish Bancorp, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
317938108
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(CUSIP Number)
Mr. Jonathan Brooks Richard A. Goldberg, Esq.
450 Park Avenue Shereff, Friedman, Hoffman & Goodman, LLP
28th Floor 919 Third Avenue
New York, New York 10022 New York, New York 10022
(212) 891-2129 (212) 758-9500
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
March 31, 1997
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this statement because of Rule 13d-1(b) (3) or (4), check the
following: [ ].
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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SCHEDULE 13D
CUSIP No. 317938108 Page 2 of 4 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jonathan Brooks
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 7 SOLE VOTING POWER
SHARES 25,600
BENEFICIALLY -----------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 0
REPORTING -----------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 25,600
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10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
25,600
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.7%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 2 of 4
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SCHEDULE 13D AMENDMENT NO. 2
FIRST ALLEN PARISH BANCORP, INC.
This Amendment No. 2 to the Schedule 13D (as defined below)
amends and supplements the Statement on Schedule 13D filed on October 12, 1996
(the "Schedule 13D") and Amendment No. 1 to the Schedule 13D filed on October
24, 1996, filed by Jonathan Brooks (the "Reporting Person") relating to the
common stock, par value $.01 per share, (the "Common Stock") of First Allen
Parish Bancorp, Inc. (the "Issuer"). Capitalized terms used herein and not
defined shall have the meaning assigned thereto in the Schedule 13D. The
principal executive office of the Issuer is 222 South Tenth Street, Oakdale,
Louisiana 71463.
Item 2. Identity and Background.
Item 2 is amended and restated in its entirety to read as
follows:
The Reporting Person is a private investor whose address is
450 Park Avenue, 28th Floor, New York, NY 10022. The Reporting Person is a
United States citizen.
During the past five years, the Reporting Person has not
been convicted in any criminal proceeding (excluding traffic violations or
similar misdemeanors) or been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such
proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds.
Item 3 is amended and restated in its entirety to read as
follows:
The source of the funds used by the Reporting Person to
purchase the Common Stock was personal funds. The aggregate amount of funds
used by the Reporting Person to purchase all of the shares of Common Stock
beneficially owned by him is $339,145.50.
Item 5. Interest in Securities of the Issuer.
Item 5 is amended and restated in its entirety to read as
follows:
(a) The Reporting Person is the beneficial owner of an
aggregate of 25,600 shares of Common Stock, which represents 9.7% of the
outstanding Common Stock of the Issuer. The number of shares beneficially
owned by the Reporting Person and the percentage of outstanding shares
represented thereby, have been computed in accordance with Rule 13d-3 under
the Securities Exchange Act of 1934, as amended. As of January 29, 1997 there
were 264,506 outstanding shares of Common Stock of the Issuer, as reported by
the Issuer in its Annual Report on Form 10-KSB for the fiscal year ended
December 31, 1996.
(b) The Reporting Person has the sole power to vote and
direct the disposition of the 25,600 shares of Common Stock beneficially owned
by him.
Page 3
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(c) The following transactions were conducted by the
Reporting Person during the past sixty days:
1. On March 31, 1997, the Reporting Person purchased 2,100
shares of Common Stock at a net price per share of $16.53 in
an over the counter transaction.
2. On March 31, 1997, the Reporting Person purchased 3,500
shares of Common Stock at a net price per share of $16.625
in an over the counter transaction.
(d) No other person has the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale of the
Common Stock beneficially owned by the Reporting Person.
(e) Not applicable.
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: April 2, 1997
/s/ Jonathan Brooks
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Jonathan Brooks
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