UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Instituional Investment Manager Filing this Report:
Name: BAMCO, INC.
Address: 767 Fifth Avenue, 49th floor
New York, NY 10153
Form 13F File Number: 28-2116
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ronald Baron
Title: Chief Executive Officer and Chairman
Phone: (212) 583-2000
Signature, Place, and Dating of Signing:
/s/ Ronald Baron New York, NY August 12, 1999
- ----------------- -------------- ----------------
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-1678 BARON CAPITAL MANAGEMENT, INC.
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 108
Form 13F Information Table Value Total: $ 9,221,622
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 28-1678 BARON CAPITAL MANAGMENT, INC.
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Form 13F INFORMATION TABLE
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ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
- --------------------------------- ------- ---------- ------- ------------------ ------- -------- ----------------------------
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- --------------------------------- ------- ---------- ------- -------- --- ---- ------- -------- -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ALEXANDER'S INC. COM 014752109 30259 409600 SH DEFINED 01 409600
AMER CLASSIC VOYAGER CO. COM 024928103 1560 65000 SH DEFINED 65000
AMER MOBILE SATELLITE CORP. COM 02755R103 85119 5198100 SH DEFINED 01 497300 4700800
AMERICAN TOWER CORP. CL A 029912201 153786 6407750 SH DEFINED 01 295000 6112750
AMF BOWLING INC. COM 03113V109 94635 11216000 SH DEFINED 01 50000 11166000
APOLLO GROUP INC. CL A 037604105 37984 1430000 SH DEFINED 01 1430000
AURORA FOODS INC. COM 05164B106 17559 1003400 SH DEFINED 01 1003400
AVATAR HOLDINGS INC. COM 053494100 16636 878470 SH DEFINED 01 878470
AVTEAM INC. CL A 054527205 5484 750000 SH DEFINED 750000
AZURIX CORPORATION COM 05501M104 7585 370000 SH DEFINED 370000
BRASS EAGLE INC. COM 10553F106 375 20000 SH DEFINED 20000
BRISTOL HOTEL & RESORTS INC. COM 110041100 22326 2976800 SH DEFINED 01 2976800
BUDGET GROUP INC. CL A 119003101 37193 3020750 SH DEFINED 01 3020750
CALIBER LEARNING NETWORK INC. COM 129914107 5375 1131500 SH DEFINED 01 1131500
CAREER EDUCATION CORP. COM 141665109 24514 725000 SH DEFINED 01 725000
CARIBINER INTERNATIONAL INC. COM 141888107 6187 1000000 SH DEFINED 1000000
CD RADIO INC. COM 125127100 24756 812500 SH DEFINED 01 812500
CELLULAR COMMUNICATIONS OF PR COM 15116N108 37255 1307200 SH DEFINED 01 1307200
CENTENNIAL CELLULAR CORP. CL A 15133V208 2672 75000 SH DEFINED 75000
CENTRAL PARKING CORP. COM 154785109 24660 720000 SH DEFINED 01 720000
CENTURY COMMUNICATIONS CORP. CL A 156503104 96609 2100200 SH DEFINED 01 2100200
CHARLES SCHWAB CORP. COM 808513105 1681954 15334050 SH DEFINED 01 1440000 13894050
CHOICE HOTELS INTERNATIONAL INC. COM 169905106 383498 19417613 SH DEFINED 01 1303600 18114013
CHOICEPOINT INC. COM 170388102 170759 2543900 SH DEFINED 01 2543900
CITADEL COMMUNICATIONS CORP. COM 172853202 16719 462000 SH DEFINED 01 462000
CITIZEN UTILITIES CO. DEL SERIES B 177342201 84420 7588300 SH DEFINED 01 7588300
COMMONWEALTH TELEPHONE ENTRPRS COM 203349105 27227 673299 SH DEFINED 01 673299
COMMNET CELLULAR INC. COM 202604203 9187 350000 SH DEFINED 350000
CORECOMM LTD.(BERMUDA) ORD G2422R109 115211 2387800 SH DEFINED 01 2387800
CORPORATE EXECUTIVE BOARD CO. COM 21988R102 12447 350000 SH DEFINED 350000
COUNSEL CORP. COM 22226R102 19142 3002700 SH DEFINED 01 3002700
COX RADIO INC. CL A 224051102 49259 908000 SH DEFINED 01 908000
CROSS TIMBERS OIL COMPANY COM 227573102 83076 5584925 SH DEFINED 01 5584925
CROWN CASTLE INTERNATIONAL CORP. COM 228227104 3788 182000 SH DEFINED 01 182000
DEVRY INC. COM 251893103 151998 6793200 SH DEFINED 01 400000 6393200
DONALDSON LUFKIN & JENRETTE DIRECT COM 257661504 442 15000 SH DEFINED 01 15000
DOLLAR TREE STORES INC. COM 256747106 206736 4698536 SH DEFINED 01 4698536
DVI INC. COM 233343102 47106 2750700 SH DEFINED 01 200000 2550700
EDUCATION MANAGEMENT CORP. COM 28139T101 49678 2394100 SH DEFINED 01 2394100
EL PASO ELECTRIC COMPANY COM NEW 283677854 8937 1000000 SH DEFINED 1000000
ELECTRIC LIGHTWAVE INC. CL A 284895109 11830 910000 SH DEFINED 910000
ENTERCOM COMMUNICATIONS CORP. CL A 293639100 6412 150000 SH DEFINED 150000
EQUITY MARKETING INC. COM 294724109 4150 400000 SH DEFINED 400000
FELCOR LODGING TRUST INC. COM 31430F101 22308 1075068 SH DEFINED 01 1075068
FLEXTRONICS INTERNATIONAL LTD. ORD Y2573F102 196248 3535994 SH DEFINED 01 3535994
FOUR SEASONS HOTEL INC. LTD VTG 35100E104 63503 1441200 SH DEFINED 01 1441200
GABELLI ASSET MANAGEMENT INC. CL A 36239Y102 10650 673500 SH DEFINED 01 673500
HCR MANOR CARE INC. COM 404134108 366254 15142300 SH DEFINED 01 1320000 13822300
HEIDRICK & STRUGGLES INT'L INC. COM 422819102 13775 725000 SH DEFINED 725000
HIGH SPEED ACCESS CORP. COM 42979U102 7687 300000 SH DEFINED 300000
HISPANIC BROADCASTING CORP. CL A 43357B104 287946 3795000 SH DEFINED 01 3795000
HYPERION TELECOMMUNICATION INC. CL A 44914K306 2822 150000 SH DEFINED 150000
INDUSTRIE NATUZZI Sp.A. ADR 456478106 159790 8220700 SH DEFINED 01 50000 8170700
INTRAWEST CORP. COM 460915200 4287 280000 SH DEFINED 01 280000
INVESTMENT TECHNOLOGY GROUP INC. COM 46145F105 9959 310000 SH DEFINED 01 310000
IRON MOUNTAIN INC. DEL. COM 46284P104 43818 1530750 SH DEFINED 01 1530750
IT GROUP INC. COM 465266104 21684 1350000 SH DEFINED 1350000
ITT EDUCATIONAL SERVICES INC. COM 45068B109 48854 1874500 SH DEFINED 01 1874500
KENNETH COLE PRODUCTIONS INC. CL A 193294105 21436 769000 SH DEFINED 01 769000
KIMCO REALTY CORP. COM 49446R109 37756 965000 SH DEFINED 01 965000
LAMAR ADVERTISING CO. CL A 512815101 6345 155000 SH DEFINED 155000
LEARNING TREE INTERNATIONAL INC. COM 522015106 34840 3185400 SH DEFINED 01 3185400
LIBBEY INC. COM 529898108 110591 3813500 SH DEFINED 01 3813500
LOEWS CINEPLEX ENTERTAINMENT CORP. COM 540423100 19031 1750000 SH DEFINED 1750000
MEDALLION FINANCIAL CORP. COM 583928106 5280 277000 SH DEFINED 01 277000
METRO NETWORKS INC. COM 591918107 108314 2029300 SH DEFINED 01 2029300
MIRAGE RESORTS INC. COM 60462E104 148654 8874850 SH DEFINED 01 8874850
MORTONS RESTAURANT GROUP INC. COM 619429103 9148 479900 SH DEFINED 479900
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
- --------------------------------- ------- ---------- ------- ------------------ ------- -------- ----------------------------
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- --------------------------------- ------- ---------- ------- -------- --- ---- ------- -------- -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NTL INC. COM 629407107 403786 4684972 SH DEFINED 01 255333 4429639
O.M. GROUP COM 670872100 113493 3289650 SH DEFINED 01 3289650
OUTDOOR SYSTEMS INC COM 690057104 47089 1290101 SH DEFINED 01 1290101
POLO RALPH LAUREN CORP CL A 731572103 226043 11897000 SH DEFINED 01 11897000
POST PROPERTIES INC. COM 737464107 12164 296683 SH DEFINED 01 296683
PREMIER PARKS INC COM NEW 740540208 179799 4892500 SH DEFINED 01 4892500
PROVINCE HEALTHCARE CO COM 743977100 12675 650000 SH DEFINED 650000
PRISON REALTY TRUST INC. COM 74264N105 8625 878937 SH DEFINED 01 878937
QUORUM HEALTH GROUP INC. COM 749084109 26452 2105600 SH DEFINED 01 2105600
RADIO ONE INC. CL A 75040P108 27063 582000 SH DEFINED 582000
RESORTQUEST INTL INC COM 761183102 7342 890000 SH DEFINED 890000
ROBERT HALF INTL COM 770323103 242266 9385606 SH DEFINED 01 747000 8638606
RURAL CELLULAR CORP. CL A 781904107 12700 635000 SH DEFINED 635000
SAGA COMMUICATIONS CORP CL A 786598102 90223 4844215 SH DEFINED 01 575151 4269064
SEACOR SMIT INC. COM 811904101 94957 1774900 SH DEFINED 01 1774900
SFX ENTERTAINMENT CL A 784178105 29344 458500 SH DEFINED 01 458500
SMART & FINAL COM 831683107 72780 6931413 SH DEFINED 01 6931413
SOTHEBY'S HOLDINGS INC. CL A 835898107 903753 23705000 SH DEFINED 01 842500 22862500
SOUTHERN UNION COMPANY COM 844030106 69028 3173717 SH DEFINED 01 3173717
SPIEKER PPTY'S INC. COM 848497103 104679 2692700 SH DEFINED 01 2692700
STEIN MART INC. COM 858375108 21989 2345500 SH DEFINED 01 2345500
STEINER LEISURE LTD ORD P8744Y102 3031 100000 SH DEFINED 100000
STORAGE USA COM 861907103 12800 400000 SH DEFINED 400000
STRATEGIC DISTRIBUTION COM 862701208 2495 1078900 SH DEFINED 1078900
SUN COMMUNITIES COM 866674104 20803 586000 SH DEFINED 01 586000
SUN INTERNATIONAL HOTELS LTD. ORD P8797T133 208067 4649550 SH DEFINED 01 4649550
SUNBURST HOSPITALITY CORP COM 866948102 35127 5734947 SH DEFINED 01 65333 5669614
TAUBMAN CENTERS INC COM 876664103 10286 780000 SH DEFINED 780000
THE SPORTS CLUB COMPANY COM 84917P100 3413 827500 SH DEFINED 827500
TIME WARNER TELECOMMUNICATION INC. COM 887319101 580 20000 SH DEFINED 20000
TMP WORLDWIDE INC. COM 872941109 1270 20000 SH DEFINED 20000
UNITED INTL HOLDINGS INC CL A 910734102 154652 2286900 SH DEFINED 01 2286900
UNITED RENTALS INC. COM 911363109 16077 545000 SH DEFINED 01 545000
UNITED STATIONERS INC COM 913004107 10450 475000 SH DEFINED 475000
UNIVISION COMMUNICATIONS CL A 914906102 87275 1342700 SH DEFINED 01 1342700
UNOVA INC. COM 91529B106 15460 973850 SH DEFINED 01 973850
VAIL RESORTS INC. COM 91879Q109 210803 11911300 SH DEFINED 01 124000 1721300
WILLIAMS SONOMA COM 969904101 36731 1055100 SH DEFINED 01 1055100
YOUNG & RUBICAM INC. COM 987425105 454 10000 SH DEFINED 01* 10000
YOUNG BDCST INC. CL A 987434107 48113 1130400 SH DEFINED 01 1130400
- -------------------------------------------
* 01 Manager only owns this security.
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