<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: October 31, 1999
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: S.A.C. Capital Advisors, LLC
Address: 777 Long Ridge Road
Stamford, Connecticut 06902
Form 13F File Number: 28-5610
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David A. Barnett
Address: Counsel
Phone: 203-614-2056
Signature, Place, and Date of Signing:
/s/ David A. Barnett Stamford, Connecticut November 11, 1999
- -------------------- --------------------- -----------------
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are
reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holding are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
-----------
Form 13F Information Table Entry Total: 342
-----------
Form 13F Information Table Value Total: $657,127
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
2 28-5608 S.A.C. Capital Management,
------- LLC
[Repeat as necessary.]
3 28-5356 S.A.C. Capital Management,
------- L.P.
<PAGE>
<TABLE>
SAC CAPITAL ADVISORS, LLC
FORM 13F
9/30/99
<CAPTION>
Amount and
Value Type of Investment Other Voting
Name of Issuer Title of Class CUSIP (X$1000) Security Discretion Managers Authority
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
ABITIBI PRICE STK Common Stock 3680105 1,809 150000 SH Shared-Defined 2,3 Shared
ACCESSIBLE SOTWARE INC Common Stock 004318101 331 50000 SH Shared-Defined 2,3 Shared
ACE LTD STK Common Stock G0070K103 2,928 172870 SH Shared-Defined 2,3 Shared
ACME CORPORATION INC Common Stock 004631107 620 20000 SH Shared-Defined 2,3 Shared
ACNIELSEN CORP Common Stock 42167106 703 30990 SH Shared-Defined 2,3 Shared
ACTION PERFORMANCE CO Common Stock 004933107 210 10000 SH Shared-Defined 2,3 Shared
ADC TELECOMMUNICATIONS INC Common Stock 886101 1,394 33300 SH Shared-Defined 2,3 Shared
ADELPHIA COMMUNICATIONS CORP Common Stock 006848105 10,292 175000 SH Shared-Defined 2,3 Shared
AETNA INC. Common Stock 8140105 1,231 25000 SH Shared-Defined 2,3 Shared
AIRGATE PCS INC Common Stock 009367103 510 20500 SH Shared-Defined 2,3 Shared
AK STEEL HOLDING CORP Common Stock 1547108 1,056 57850 SH Shared-Defined 2,3 Shared
ALCAN ALUM LTD Common Stock 13716105 1,325 42400 SH Shared-Defined 2,3 Shared
ALERT CENTRE STK Common Stock 01446T106 231 13700 SH Shared-Defined 2,3 Shared
ALLAIRE CORP Common Stock 016714107 419 7500 SH Shared-Defined 2,3 Shared
ALLMERICA FINANCIAL Common Stock 019754100 241 5070 SH Shared-Defined 2,3 Shared
ALLSTATE CORPORATION Common Stock 20002101 1,384 55500 SH Shared-Defined 2,3 Shared
ALPHA IND INC Common Stock 020753109 634 11250 SH Shared-Defined 2,3 Shared
ALTERA CORP Common Stock 21441100 6,891 159100 SH Shared-Defined 2,3 Shared
AMAZON COM INC Common Stock 023135106 1,638 20500 SH Shared-Defined 2,3 Shared
AMBAC STK Common Stock 23139108 306 6467 SH Shared-Defined 2,3 Shared
AMBASE CORP Common Stock 023164106 254 306000 SH Shared-Defined 2,3 Shared
AMER EAGLE OUTF Common Stock 02553D108 1,008 20900 SH Shared-Defined 2,3 Shared
AMER HOME PRODS STK Common Stock 26609107 21,788 525000 SH Shared-Defined 2,3 Shared
AMER TOWER CP Common Stock 29912201 817 41740 SH Shared-Defined 2,3 Shared
AMF BOWLING Common Stock 000031133V 158 38250 SH Shared-Defined 2,3 Shared
AMGEN INC Common Stock 31162100 10,188 125000 SH Shared-Defined 2,3 Shared
AMKOR TECHNOLOGIES INC Common Stock 31652100 1,442 89800 SH Shared-Defined 2,3 Shared
AMSOUTH BANCORPORATION Common Stock 32165102 7,266 310000 SH Shared-Defined 2,3 Shared
ANALOG DEVICES STK Common Stock 032654105 8,456 165000 SH Shared-Defined 2,3 Shared
ANCOR COMMS INC Common Stock 03332K108 218 9000 SH Shared-Defined 2,3 Shared
APRIA HEALTHCARE GROUP INC. Common Stock 037933108 1,926 115000 SH Shared-Defined 2,3 Shared
ARCHER DANIELS STK Common Stock 39483102 927 76100 SH Shared-Defined 2,3 Shared
ASK JEEVES INC Common Stock 045174109 534 15500 SH Shared-Defined 2,3 Shared
ASPECT DEVELOPMENT INC Common Stock 45234101 556 22000 SH Shared-Defined 2,3 Shared
AT HOME CORP-SER A Common Stock 045919107 1,865 45000 SH Shared-Defined 2,3 Shared
AT&T CORP Common Stock 001957109 17,152 394300 SH Shared-Defined 2,3 Shared
ATMEL Common Stock 49513104 2,287 67750 SH Shared-Defined 2,3 Shared
AUDIOVOX CORP -CL A Common Stock 050757103 1,969 112500 SH Shared-Defined 2,3 Shared
AURORA BIO Common Stock 51920106 1,404 105000 SH Shared-Defined 2,3 Shared
AUSPEX SYSTEMS Common Stock 52116100 333 37500 SH Shared-Defined 2,3 Shared
AVON PRODS INC Common Stock 54303102 496 20000 SH Shared-Defined 2,3 Shared
BAAN COMPANY N.V. Common Stock 1,680 116200 SH Shared-Defined 2,3 Shared
BANC ONE STK Common Stock 59438101 916 26300 SH Shared-Defined 2,3 Shared
BANK OF BOSTON STK Common Stock 60716107 486 11200 SH Shared-Defined 2,3 Shared
BANK OF NEW YORK STK Common Stock 64057102 1,857 55550 SH Shared-Defined 2,3 Shared
BANK PLUS CORPORATION Common Stock 064446107 498 120800 SH Shared-Defined 2,3 Shared
BANK UNITED CORP Common Stock 65412108 536 16700 SH Shared-Defined 2,3 Shared
BANKAMERICA STK Common Stock 06050104 252 4520 SH Shared-Defined 2,3 Shared
BARNESANDNOBLE COM INC Common Stock 067846105 1,540 80000 SH Shared-Defined 2,3 Shared
BAUSCH & LOMB STK Common Stock 071707103 11,209 170000 SH Shared-Defined 2,3 Shared
BAXTER INTL STK Common Stock 71813109 3,013 50000 SH Shared-Defined 2,3 Shared
BE INCORPORATED Common Stock 073309106 805 115000 SH Shared-Defined 2,3 Shared
BEAR STEARNS STK Common Stock 73902108 1,212 31540 SH Shared-Defined 2,3 Shared
BED BATH BEYOND Common Stock 75896100 3,142 89800 SH Shared-Defined 2,3 Shared
BHEL-A WIDGET CAINDO Common Stock 4,196 669000 SH Shared-Defined 2,3 Shared
BIOCHEM PHARMA Common Stock 9058T108 11,794 494000 SH Shared-Defined 2,3 Shared
BIOGEN Common Stock 90597105 8,088 102700 SH Shared-Defined 2,3 Shared
BJ SERVICES STK Common Stock 55482103 4,496 141317 SH Shared-Defined 2,3 Shared
BLOCKBUSTER INC. Common Stock 093679108 2,486 195000 SH Shared-Defined 2,3 Shared
<PAGE>
POPULAR INC Common Stock 733174106 224 8100 SH Shared-Defined 2,3 Shared
BROADCOM CORP Common Stock 111320107 512 4700 SH Shared-Defined 2,3 Shared
BROADVISION INC Common Stock 111412102 346 2600 SH Shared-Defined 2,3 Shared
BURLINGTON RSC STK Common Stock 122014103 12,665 344620 SH Shared-Defined 2,3 Shared
CABLETRON SYS STK Common Stock 126920107 392 25000 SH Shared-Defined 2,3 Shared
CABLEVISION STK Common Stock 12686C109 1,091 15000 SH Shared-Defined 2,3 Shared
CALL FON OCT 55 Option 230 875 CALL Shared-Defined 2,3 Shared
CALL MYG OCT 35 Option 213 3400 CALL Shared-Defined 2,3 Shared
CALL NAV JAN 40 Option 513 500 CALL Shared-Defined 2,3 Shared
CAMBRIDGE TECH Common Stock 132524109 541 37500 SH Shared-Defined 2,3 Shared
CAMCO INTL STK Common Stock 132632100 416 11030 SH Shared-Defined 2,3 Shared
CANADIAN NATL RESOURCES LTD Common Stock 136385309 2,342 100000 SH Shared-Defined 2,3 Shared
CAREER BUILDER INC Common Stock 141684100 263 37500 SH Shared-Defined 2,3 Shared
CAREMARK RX INC Common Stock 141705103 558 99200 SH Shared-Defined 2,3 Shared
CORDANT TECHNOLOGIES Common Stock 218412104 584 19180 SH Shared-Defined 2,3 Shared
CELERITEK INC Common Stock 1509261038 93 16135 SH Shared-Defined 2,3 Shared
CHECKFREE CORP Common Stock 162812101 823 20000 SH Shared-Defined 2,3 Shared
CHUBB CORP Common Stock 171232101 672 13500 SH Shared-Defined 2,3 Shared
CIGNA STK Common Stock 125509109 583 7500 SH Shared-Defined 2,3 Shared
CINCINNATI BELL STK Common Stock 171870108 486 25000 SH Shared-Defined 2,3 Shared
CIRRUS LOGIC Common Stock 172755100 1,934 176800 SH Shared-Defined 2,3 Shared
CISCO SYSTEMS INC Common Stock 17275R102 2,604 38000 SH Shared-Defined 2,3 Shared
CK WITCO CORP Common Stock 12562C108 8,834 606594 SH Shared-Defined 2,3 Shared
CLARENT CORP Common Stock 180461105 255 5000 SH Shared-Defined 2,3 Shared
CONCENTRIC NETWORK CORP Common Stock 20589R107 609 30000 SH Shared-Defined 2,3 Shared
COCA COLA ENTER STK Common Stock 191219104 1,415 62716 SH Shared-Defined 2,3 Shared
COCA COLA STK Common Stock 191216100 4,085 85000 SH Shared-Defined 2,3 Shared
COGNIZANT TECH SOLUTIONS CRP Common Stock 192446102 1,780 56270 SH Shared-Defined 2,3 Shared
COLGATE PALMOLIVE CO Common Stock 194162103 915 20000 SH Shared-Defined 2,3 Shared
COLUMBIA/HCA HEALTHCARE CORP Common Stock 197677107 530 25000 SH Shared-Defined 2,3 Shared
COMDISCO INC Common Stock 200336105 1,931 100000 SH Shared-Defined 2,3 Shared
COMMERCIAL FEDERAL CORPORATION Common Stock 201647104 212 10800 SH Shared-Defined 2,3 Shared
COMPUWARE CORP Common Stock 205638109 1,308 50300 SH Shared-Defined 2,3 Shared
CONCUR TECH INC Common Stock 0002067081 5,193 183000 SH Shared-Defined 2,3 Shared
CONDUCTUS INC Common Stock 20678100 32 15000 SH Shared-Defined 2,3 Shared
CONTINENTAL AIRLINES INC CL B Common Stock 210795308 2,596 79280 SH Shared-Defined 2,3 Shared
CORAM HLTHCARE STK Common Stock 218103109 560 896069 SH Shared-Defined 2,3 Shared
COUNTRYWIDE CR STK Common Stock 222372104 677 21000 SH Shared-Defined 2,3 Shared
COVAD COMM GROUP Common Stock 222814204 1,869 42900 SH Shared-Defined 2,3 Shared
CRANE - CR Common Stock 224399105 224 10000 SH Shared-Defined 2,3 Shared
CYLINK CORP Common Stock 232565101 312 43400 SH Shared-Defined 2,3 Shared
DAN RIVER INC Common Stock 235774106 84 13091 SH Shared-Defined 2,3 Shared
DELHAIZE AMERICA CLASS A Common Stock 246688105 219 10350 SH Shared-Defined 2,3 Shared
DELPHI AUTOMOTIVE SYS CORP Common Stock 247126105 482 30000 SH Shared-Defined 2,3 Shared
DELTA & PINE LAND CO Common Stock 247357106 2,070 80000 SH Shared-Defined 2,3 Shared
DELTA AIRLINES STK Common Stock 247361108 2,368 48820 SH Shared-Defined 2,3 Shared
DII GROUP INC Common Stock 232949107 924 26255 SH Shared-Defined 2,3 Shared
DIME BNCP STK Common Stock 25429Q102 5,227 298700 SH Shared-Defined 2,3 Shared
DOCUMENTUM STK Common Stock 256159104 5,505 254560 SH Shared-Defined 2,3 Shared
DOLE FOOD STK Common Stock 256605106 333 17550 SH Shared-Defined 2,3 Shared
DSP COMMUNICATION Common Stock 23332K106 1,425 75000 SH Shared-Defined 2,3 Shared
DUKE REALTY STK Common Stock 264411505 719 36850 SH Shared-Defined 2,3 Shared
DUPONT STK Common Stock 263534109 857 14080 SH Shared-Defined 2,3 Shared
ECHELON INTERNATIONAL CORP Common Stock 278747100 360 14500 SH Shared-Defined 2,3 Shared
EDISON BROTHERS STORES INC Common Stock 280875303 0 296538 SH Shared-Defined 2,3 Shared
ELECTRONIC ARTS Common Stock 285512109 2,170 30000 SH Shared-Defined 2,3 Shared
ELECTRONICS IMAG Common Stock 286082102 565 11000 SH Shared-Defined 2,3 Shared
ENSCO INTL STK Common Stock 26874Q100 598 33100 SH Shared-Defined 2,3 Shared
EVEREST REINSURANCE Common Stock 299808105 293 12300 SH Shared-Defined 2,3 Shared
EW SCRIPPS STK Common Stock 811039106 241 4900 SH Shared-Defined 2,3 Shared
EXEL STK Common Stock G3242A102 2,840 63100 SH Shared-Defined 2,3 Shared
FEDERAL REALTY INV Common Stock 313747206 363 17325 SH Shared-Defined 2,3 Shared
FIFTH THIRD BANCORP Common Stock 316773100 681 11200 SH Shared-Defined 2,3 Shared
FIRST TENNESSEE NATL CORP Common Stock 337162101 1,351 48050 SH Shared-Defined 2,3 Shared
FIRST UNION STK Common Stock 337358105 2,045 57500 SH Shared-Defined 2,3 Shared
FMC CORP NEW Common Stock 302491303 297 6150 SH Shared-Defined 2,3 Shared
FOREST LABS STK Common Stock 345838106 21,833 518300 SH Shared-Defined 2,3 Shared
FOUND HEALTH SYS Common Stock 350404109 111 11800 SH Shared-Defined 2,3 Shared
FOX ENTERTAINMENT GP Common Stock 35138T107 444 21000 SH Shared-Defined 2,3 Shared
FREE MCMORAN COP STK Common Stock 35671D857 484 31100 SH Shared-Defined 2,3 Shared
<PAGE>
FREMONT GENERAL - FMT Common Stock 357288109 183 19250 SH Shared-Defined 2,3 Shared
GALILEO CORP Common Stock 363544107 746 34510 SH Shared-Defined 2,3 Shared
GALILEO INT'L Common Stock 363547100 813 20200 SH Shared-Defined 2,3 Shared
GANNETT CO INC Common Stock 364730101 249 3600 SH Shared-Defined 2,3 Shared
GAP STK Common Stock 364760108 219 6850 SH Shared-Defined 2,3 Shared
GEMSTAR INTL GROUP LTD Common Stock 3788V1067 2,045 26200 SH Shared-Defined 2,3 Shared
GEORGIA PACIFIC STK Common Stock 373298108 1,322 32650 SH Shared-Defined 2,3 Shared
GILLETTE CO Common Stock 375766102 1,640 48320 SH Shared-Defined 2,3 Shared
GLOBAL CABLE Common Stock 378920102 538 100000 SH Shared-Defined 2,3 Shared
GLOBAL SPORTS INC Common Stock 37937A107 2,703 121500 SH Shared-Defined 2,3 Shared
GLOBAL TELESYSTEMS GROUP Common Stock 37936U104 2,363 120000 SH Shared-Defined 2,3 Shared
GTECH HLDGS STK Common Stock 400518106 2,358 110000 SH Shared-Defined 2,3 Shared
HCR MANOR CARE INC Common Stock 421937103 208 12100 SH Shared-Defined 2,3 Shared
HEALTH & RETIR STK Common Stock 422169102 610 52450 SH Shared-Defined 2,3 Shared
HEALTH MGMT STK Common Stock 421933102 1,033 140000 SH Shared-Defined 2,3 Shared
HEALTHPLAN SERVICES CORPORATIO Common Stock 421959107 522 69000 SH Shared-Defined 2,3 Shared
HEWLETT PACKARD STK Common Stock 428236103 1,380 15000 SH Shared-Defined 2,3 Shared
HIGH SPEED ACCESS CORP Common Stock 42979U102 304 13300 SH Shared-Defined 2,3 Shared
HJ HEINZ STK Common Stock 423074103 6,499 151150 SH Shared-Defined 2,3 Shared
HOLLYWOOD ENTER Common Stock 436141105 15,644 1046200 SH Shared-Defined 2,3 Shared
HUBBELL INC CL B Common Stock 443510201 215 6750 SH Shared-Defined 2,3 Shared
HUNTINGDON LIFE SCIENCES-ADR Common Stock 445891203 476 381000 SH Shared-Defined 2,3 Shared
HUNTINGTON BANCSHARE INC Common Stock 446150104 765 28800 SH Shared-Defined 2,3 Shared
IMC GLOBAL STK Common Stock 449669100 728 50000 SH Shared-Defined 2,3 Shared
INCO STK Common Stock 453258402 770 36000 SH Shared-Defined 2,3 Shared
INFOSPACE.COM Common Stock 00045678T1 2,003 48700 SH Shared-Defined 2,3 Shared
INTERLINK ELECTRONICS INC Common Stock 458751104 134 17000 SH Shared-Defined 2,3 Shared
INTERNAP NETWORK SERVICES Common Stock 45885A102 1,116 25000 SH Shared-Defined 2,3 Shared
INTERSTATE NATIONAL DEALERS Common Stock 46102P104 1,657 276200 SH Shared-Defined 2,3 Shared
INTEST CORP Common Stock 46147100 576 85300 SH Shared-Defined 2,3 Shared
INTL PAPER STK Common Stock 460146103 6,491 135050 SH Shared-Defined 2,3 Shared
INTROGEN THERAPEUTICS INC. Common Stock 46119F107 289 28901 SH Shared-Defined 2,3 Shared
INTUIT INCORPORATED Common Stock 461202103 1,288 14700 SH Shared-Defined 2,3 Shared
ISIS PHARMACEUTICALS INC Common Stock 464330109 340 30400 SH Shared-Defined 2,3 Shared
IXL ENTERPRISES INC. Common Stock 450718101 1,054 30000 SH Shared-Defined 2,3 Shared
JARDINE MATHESON (SINGAPORE) Common Stock 471115303 2,386 582000 SH Shared-Defined 2,3 Shared
JP MORGAN STK Common Stock 616880100 3,360 29410 SH Shared-Defined 2,3 Shared
JUNIPER NETWORKS INC Common Stock 48203R104 546 3000 SH Shared-Defined 2,3 Shared
KANA COMMUNICATIONS INC Common Stock 483600102 748 15000 SH Shared-Defined 2,3 Shared
KEMET CORP. Common Stock 488360108 1,278 40020 SH Shared-Defined 2,3 Shared
KEYCORP STK Common Stock 493267108 911 35300 SH Shared-Defined 2,3 Shared
KIMBERLY CLARK CORP Common Stock 494368103 6,038 115000 SH Shared-Defined 2,3 Shared
KIRBY CORP Common Stock 497266106 3,515 179100 SH Shared-Defined 2,3 Shared
KNIGHT RIDDER STK Common Stock 499040103 247 4500 SH Shared-Defined 2,3 Shared
KOSPI OPT GS DEC 99 85806P Option 0 10000000 PUT Shared-Defined 2,3 Shared
KROLL O'GARA COMPANY Common Stock 501050108 417 25000 SH Shared-Defined 2,3 Shared
LAB CP OF AMER STK Common Stock 50540R102 10,870 3952800 SH Shared-Defined 2,3 Shared
LEAR SEATING STK Common Stock 521893107 1,006 28600 SH Shared-Defined 2,3 Shared
LENNAR STK-LEN Common Stock 5260571048 226 14175 SH Shared-Defined 2,3 Shared
LEUKOSITE INC Common Stock 52728R102 1,300 65000 SH Shared-Defined 2,3 Shared
LEVEL 3 COMM INC Common Stock 52729N100 5,741 110000 SH Shared-Defined 2,3 Shared
LIBERATE TECHNOLOGIES Common Stock 530129105 631 15000 SH Shared-Defined 2,3 Shared
LINENS N THINGS Common Stock 535679104 456 13500 SH Shared-Defined 2,3 Shared
LL&E ROYALTY TRUST Common Stock 502003106 75 50000 SH Shared-Defined 2,3 Shared
LORAL - LOR Common Stock 543859102 942 54800 SH Shared-Defined 2,3 Shared
LOUISIANA PAC STK Common Stock 546347105 333 21300 SH Shared-Defined 2,3 Shared
LYCOS INC Common Stock 550818108 2,256 45000 SH Shared-Defined 2,3 Shared
MADDEN STEVEN LTD Common Stock 556269108 225 17500 SH Shared-Defined 2,3 Shared
MARINE DRILL Common Stock 568240204 490 31000 SH Shared-Defined 2,3 Shared
MAXIM INTEGRATED PRODUCTS Common Stock 57772K101 315 5000 SH Shared-Defined 2,3 Shared
MAXTOR CORP Common Stock 577729205 820 125000 SH Shared-Defined 2,3 Shared
MAYTAG STK Common Stock 578592107 39,912 1198100 SH Shared-Defined 2,3 Shared
MBNA STK Common Stock 55262L100 1,052 46100 SH Shared-Defined 2,3 Shared
MEAD STK Common Stock 582834107 369 10730 SH Shared-Defined 2,3 Shared
MEDTRONIC STK Common Stock 585055106 6,213 175000 SH Shared-Defined 2,3 Shared
MERCANTILE BANKSHS-MRBK Common Stock 587405101 300 9700 SH Shared-Defined 2,3 Shared
MERCK & CO INC Common Stock 589331107 5,166 79700 SH Shared-Defined 2,3 Shared
MERISEL INC Common Stock 589849108 123 78680 SH Shared-Defined 2,3 Shared
MERITOR SAVINGS BANK Common Stock 59000710 27 19370 SH Shared-Defined 2,3 Shared
MERRILL LYNCH & CO STK Common Stock 590188108 4,891 72800 SH Shared-Defined 2,3 Shared
<PAGE>
MICROAGE INCORPORATED Common Stock 594928103 37 17500 SH Shared-Defined 2,3 Shared
MICROCHIP TECHNOLOGY Common Stock 595017104 206 4000 SH Shared-Defined 2,3 Shared
MICRON TECH STK Common Stock 595112103 5,225 78500 SH Shared-Defined 2,3 Shared
MIH LTD Common Stock 6116R1010 3,176 110000 SH Shared-Defined 2,3 Shared
MGI PHARMA INC Common Stock 552880106 129 10000 SH Shared-Defined 2,3 Shared
MP3COM INC Common Stock 62473M109 1,013 27000 SH Shared-Defined 2,3 Shared
MUTUAL RISK Common Stock 628351108 429 35000 SH Shared-Defined 2,3 Shared
MYLEX CORP Common Stock 628546103 238 20000 SH Shared-Defined 2,3 Shared
NABISCO GROUP HOLDINGS Common Stock 62952P102 9,000 600000 SH Shared-Defined 2,3 Shared
NALCO CHEMICAL STK Common Stock 629853102 303 6000 SH Shared-Defined 2,3 Shared
NATIONAL CITY STK Common Stock 635405103 231 8650 SH Shared-Defined 2,3 Shared
NATWIDE FINL Common Stock 638612101 1,659 46900 SH Shared-Defined 2,3 Shared
NDX CALL OCT 2350 Option 12485R9JJ 483 50 CALL Shared-Defined 2,3 Shared
NETWORK EVENT THEATER INC Common Stock 640924106 1,176 52700 SH Shared-Defined 2,3 Shared
NETWORKS ASSOC INC Common Stock 640938106 2,492 130300 SH Shared-Defined 2,3 Shared
NETZERO INC Common Stock 64122R109 1,608 62000 SH Shared-Defined 2,3 Shared
NEW FRONTIER MEDIA INC Common Stock 644398109 6,517 979100 SH Shared-Defined 2,3 Shared
NEWELL RUBBERMAID INC Common Stock 651192106 5,780 202350 SH Shared-Defined 2,3 Shared
NEWPARK RESOURCES INC (NEW) Common Stock 651718504 155 20000 SH Shared-Defined 2,3 Shared
NOBLE DRILLING Common Stock 655042109 1,859 85000 SH Shared-Defined 2,3 Shared
NORTHPOINT COMMUNICATIONS Common Stock 666610100 185 10000 SH Shared-Defined 2,3 Shared
NUCOR CORP Common Stock 670346105 1,745 36630 SH Shared-Defined 2,3 Shared
NUEVO GRUPO IUS ADR Common Stock 670512102 3,712 390700 SH Shared-Defined 2,3 Shared
OEX OCT 99 650P Option 1,481 3000 PUT Shared-Defined 2,3 Shared
OGDEN STK Common Stock 676346109 284 28400 SH Shared-Defined 2,3 Shared
OLIN STK Common Stock 680665205 1,722 126400 SH Shared-Defined 2,3 Shared
ONEITA INC Common Stock 682655105 81 5811987 SH Shared-Defined 2,3 Shared
ORCKIT COMMUNICATIONS LTD Common Stock ORCT.O 2,179 62250 SH Shared-Defined 2,3 Shared
ORION CAPITAL CORP Common Stock 686268103 782 16500 SH Shared-Defined 2,3 Shared
OTE HELL TELEC ADR Common Stock #N/A 1,001 89500 SH Shared-Defined 2,3 Shared
OWENS ILLINOIS STK Common Stock 690768403 221 11160 SH Shared-Defined 2,3 Shared
OWNED CORNING Common Stock 69073F103 210 9700 SH Shared-Defined 2,3 Shared
OXFORD HEALTH PLANS, INC. Common Stock 691471106 909 72700 SH Shared-Defined 2,3 Shared
PACKETEER INC Common Stock 695210104 853 25000 SH Shared-Defined 2,3 Shared
PAINE WEBBER STK Common Stock 695629105 207 5700 SH Shared-Defined 2,3 Shared
PANAMSAT CORPORATION Common Stock 69830X108 289 8000 SH Shared-Defined 2,3 Shared
PARAMETRIC TECH STK Common Stock 699173100 349 25975 SH Shared-Defined 2,3 Shared
PEAK INTL LTD Common Stock 69586108 360 42300 SH Shared-Defined 2,3 Shared
PENACO ENERGY INC Common Stock 708046107 1,219 100000 SH Shared-Defined 2,3 Shared
PEOPLES BANK Common Stock 710918102 416 17600 SH Shared-Defined 2,3 Shared
PEOPLESOFT INC COM Common Stock 712713106 254 15000 SH Shared-Defined 2,3 Shared
PEPSICO STK Common Stock 713448108 1,210 40000 SH Shared-Defined 2,3 Shared
PHOTON DYNAMICS INC Common Stock 719364101 5,206 247885 SH Shared-Defined 2,3 Shared
PIMCO ADVISORS HOLDINGS LP Common Stock 69338P102 6,741 214000 SH Shared-Defined 2,3 Shared
PIONEER CO - PIONA Common Stock 723643102 106 17500 SH Shared-Defined 2,3 Shared
PITNEY BOWES STK Common Stock 724479100 1,676 27500 SH Shared-Defined 2,3 Shared
PROVIDIAN FINANCIAL CORP Common Stock 744061102 618 7800 SH Shared-Defined 2,3 Shared
PRUDENTIAL STEEL LTD Common Stock 74435C103 1,052 114400 SH Shared-Defined 2,3 Shared
PATTERSON ENERGY CORP Common Stock 703414102 1,154 76000 SH Shared-Defined 2,3 Shared
PURCHASEPRO.COM INC Common Stock 746144104 2,450 70500 SH Shared-Defined 2,3 Shared
PUT AAO NOV 100 Option 1,119 500 PUT Shared-Defined 2,3 Shared
PUT CSCO OCT 93 Option 2,445 1000 PUT Shared-Defined 2,3 Shared
PUT OEY OCT 70 Option 205 200 PUT Shared-Defined 2,3 Shared
PUT OEY OCT 95 Option 750 300 PUT Shared-Defined 2,3 Shared
QUANTUM CORP Common Stock 747906204 703 50000 SH Shared-Defined 2,3 Shared
QUINTEL ENTERTAINMENT INC Common Stock 748762101 116 64000 SH Shared-Defined 2,3 Shared
QWEST COMMUNICATIONS INTL Common Stock 749121109 6,208 210000 SH Shared-Defined 2,3 Shared
RANBAXY LAB STK Q Common Stock 962 40000 SH Shared-Defined 2,3 Shared
RARE MEDIUM GROUP INC Common Stock 449238203 5,281 500000 SH Shared-Defined 2,3 Shared
RATIONAL SOFTWARE CORP NEW Common Stock 7409P202 1,887 64800 SH Shared-Defined 2,3 Shared
REDBACK NETWORK INC Common Stock 757209101 363 3365 SH Shared-Defined 2,3 Shared
REDWOOD EMPIRE BANCORP Common Stock 757897103 389 21000 SH Shared-Defined 2,3 Shared
REGIONS FINANCIAL CORP Common Stock 758940100 1,769 59100 SH Shared-Defined 2,3 Shared
RELIASTAR FIN STK Common Stock 75952U103 918 27600 SH Shared-Defined 2,3 Shared
REPUBLIC NEW YORK CORP Common Stock 760719104 682 11100 SH Shared-Defined 2,3 Shared
RESEARCH IN MOTION Common Stock 760975102 1,491 48200 SH Shared-Defined 2,3 Shared
REUTERS ADR Common Stock 761324201 344 5000 SH Shared-Defined 2,3 Shared
REINSURANCE GROUP OF AMER Common Stock 759351109 642 25000 SH Shared-Defined 2,3 Shared
RJ REYNOLDS TOBACCO HOLDINGS Common Stock 76182K105 675 25000 SH Shared-Defined 2,3 Shared
ROSTELECOM ADR Common Stock 778529107 278 60000 SH Shared-Defined 2,3 Shared
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ROWAN COMPANIES STK Common Stock 779382100 224 13800 SH Shared-Defined 2,3 Shared
ROYAL OLYMPIC CRUISE LINES Common Stock 7780Z109 834 333500 SH Shared-Defined 2,3 Shared
RSL COMMUNICATIONS LTD CL A Common Stock 7702U1027 1,765 96900 SH Shared-Defined 2,3 Shared
RUT PUT OCT 450 Option 634 300 PUT Shared-Defined 2,3 Shared
SCHERING PLOUGH STK Common Stock 806605101 5,329 122150 SH Shared-Defined 2,3 Shared
SEAGATE TECH STK Common Stock 811804103 2,911 94470 SH Shared-Defined 2,3 Shared
SEARS ROEBUCK STK Common Stock 812387108 296 9430 SH Shared-Defined 2,3 Shared
SEITEL STK Common Stock 816074306 780 80000 SH Shared-Defined 2,3 Shared
SFX ENTERTAINMENT INC Common Stock 784178105 1,493 48950 SH Shared-Defined 2,3 Shared
SHERWIN WILLIAMS STK Common Stock 824348106 1,868 89200 SH Shared-Defined 2,3 Shared
SIEBAL SYSTEMS INC Common Stock 826170102 600 9000 SH Shared-Defined 2,3 Shared
SINCLAIR BRDCST GRP INC Common Stock 829226109 502 55200 SH Shared-Defined 2,3 Shared
SMITH INTL - SII Common Stock 832110100 284 7000 SH Shared-Defined 2,3 Shared
SOFTWARE AG SYSTEM Common Stock 834025108 1,048 72600 SH Shared-Defined 2,3 Shared
SOLUTIA INC Common Stock 834376105 4,994 279400 SH Shared-Defined 2,3 Shared
SOVEREIGN BANCORP Common Stock 845905108 508 55900 SH Shared-Defined 2,3 Shared
ST PAUL STK Common Stock 792860108 204 7400 SH Shared-Defined 2,3 Shared
STAMPS COM INC Common Stock 852857101 3,481 100000 SH Shared-Defined 2,3 Shared
STRAWBRIDGE A Common Stock 863200101 0 32861 SH Shared-Defined 2,3 Shared
STYLECLICK.COM INC Common Stock 864221106 1,031 150000 SH Shared-Defined 2,3 Shared
SUN COMPANY STK Common Stock 866762107 767 28000 SH Shared-Defined 2,3 Shared
SUNRISE TECHNOLOGIES INTL Common Stock 86769L103 586 125000 SH Shared-Defined 2,3 Shared
SYNOPSIS INC Common Stock 871607107 337 6000 SH Shared-Defined 2,3 Shared
SYSTEMS & COMPUTER TECH CORP Common Stock 871873105 1,319 105000 SH Shared-Defined 2,3 Shared
TANDY CORP Common Stock 875382103 2,016 39000 SH Shared-Defined 2,3 Shared
TEAM RENTAL Common Stock 878156108 71 10000 SH Shared-Defined 2,3 Shared
TELEFLEX INC Common Stock 879369106 493 12490 SH Shared-Defined 2,3 Shared
TELEFONOS DE MEX ADR Common Stock 879403780 1,877 26340 SH Shared-Defined 2,3 Shared
TELEKOMUNIK INDONESIA ADR Common Stock 715684106 918 132390 SH Shared-Defined 2,3 Shared
TELEPHONE & DATA - TDS Common Stock 879433100 622 7000 SH Shared-Defined 2,3 Shared
TELLABS STK Common Stock 879664100 284 4980 SH Shared-Defined 2,3 Shared
TEMPLE INLAND INC Common Stock 879868107 605 10000 SH Shared-Defined 2,3 Shared
TENET HEALTHCARE - THC Common Stock 88033G100 2,066 117650 SH Shared-Defined 2,3 Shared
TEXACO INC Common Stock 881694103 240 3800 SH Shared-Defined 2,3 Shared
THE GENERAL CHEMICAL GROUP INC Common Stock 369332101 847 246500 SH Shared-Defined 2,3 Shared
THORATEC LABS CORP Common Stock 885175307 113 15000 SH Shared-Defined 2,3 Shared
TIDEWATER STK Common Stock 886423102 890 34900 SH Shared-Defined 2,3 Shared
TIME WARNER - TWX Common Stock 887315109 902 14850 SH Shared-Defined 2,3 Shared
TJX STK Common Stock 872540109 244 8700 SH Shared-Defined 2,3 Shared
TLC BEATRICE INTL HLDGS INC Common Stock 872542105 198 74000 SH Shared-Defined 2,3 Shared
TODAYS MAN INC NEW Common Stock 888910205 765 874624 SH Shared-Defined 2,3 Shared
TOSCO STK Common Stock 891490302 1,263 50000 SH Shared-Defined 2,3 Shared
TOYS R US STK Common Stock 892335100 11,750 783300 SH Shared-Defined 2,3 Shared
TRAVELERS/AETNA PROP CASUALTY Common Stock 894174-10- 375 12700 SH Shared-Defined 2,3 Shared
TRIKON TECH Common Stock #N/A 210 60000 SH Shared-Defined 2,3 Shared
TRIKON TECHNOLOGIES INC Common Stock 896187101 47 150000 SH Shared-Defined 2,3 Shared
TSI INTL SOFTWARE INC Common Stock #N/A 1,017 37500 SH Shared-Defined 2,3 Shared
TUBOS DE ACERO DE MEX ADR Common Stock #N/A 613 50000 SH Shared-Defined 2,3 Shared
U S BANCORP-DEL Common Stock 902973106 1,177 39000 SH Shared-Defined 2,3 Shared
UAL CORP Common Stock 902549500 980 15000 SH Shared-Defined 2,3 Shared
UNITED HEALTH STK Common Stock 910581107 6,302 129440 SH Shared-Defined 2,3 Shared
UNITED TECHNOLOGIES CORP Common Stock 913017109 294 4950 SH Shared-Defined 2,3 Shared
US AIR GROUP STK Common Stock 911905107 494 18800 SH Shared-Defined 2,3 Shared
USA DETERGENTS INC Common Stock 902938-10- 123 25000 SH Shared-Defined 2,3 Shared
USA NETWORKS INC Common Stock 902984103 1,810 46700 SH Shared-Defined 2,3 Shared
VALERO ENERGY STK Common Stock 919138107 5,034 261500 SH Shared-Defined 2,3 Shared
VENTAS INC Common Stock 92276F100 238 50000 SH Shared-Defined 2,3 Shared
VENTIV HEALTH INC Common Stock 922793104 543 55010 SH Shared-Defined 2,3 Shared
VIDEO UPDATE INC-CL A Common Stock 92657V104 86 250000 SH Shared-Defined 2,3 Shared
VISX INC DELAWRAE Common Stock 928445105 2,767 35000 SH Shared-Defined 2,3 Shared
VITRIA TECHNOLOGY INC Common Stock 92849Q104 567 15500 SH Shared-Defined 2,3 Shared
VULCAN MATERIALS Common Stock 929160109 240 6550 SH Shared-Defined 2,3 Shared
WALT DISNEY STK Common Stock 254687106 285 11000 SH Shared-Defined 2,3 Shared
WASHINGTON MUTUAL INC Common Stock 939322103 956 32700 SH Shared-Defined 2,3 Shared
WASTE MANAGEMENT INC Common Stock 94106L109 1,548 80400 SH Shared-Defined 2,3 Shared
WATSON PHARM - WPI Common Stock 942683103 3,000 98150 SH Shared-Defined 2,3 Shared
WEATHERFORD REALTY Common Stock 947074100 3,332 104119 SH Shared-Defined 2,3 Shared
WELLPOINT HEALTH STK Common Stock 94973G100 513 9000 SH Shared-Defined 2,3 Shared
WELLS FARGO STK Common Stock 949740104 911 23000 SH Shared-Defined 2,3 Shared
WILMINGTON TRUST CORP Common Stock 971807102 386 7950 SH Shared-Defined 2,3 Shared
WORLDCOM INC Common Stock 98155K102 1,544 21500 SH Shared-Defined 2,3 Shared
XILINX INC Common Stock 983919101 2,506 38250 SH Shared-Defined 2,3 Shared
XOOM COM INC Common Stock 98413F101 1,489 30000 SH Shared-Defined 2,3 Shared
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