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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: New England Funds Management, L.P.
Address: 399 Boylston Street
Boston, MA 02116
13F File Number: 28-5788
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this report on Behalf of Reporting Manager:
Name: John E. Pelletier
Title: Managing Director, Senior Vice President, General Counsel,
Secretary and Clerk
Phone: 617-578-1132
Signature, Place, and Date of Signing:
John E. Pelletier Boston, Massachusetts November 15, 1999
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Name 13F File Number
---- ---------------
Back Bay Advisors, L.P. 28-2619
Founders Asset Management, Inc. 28-00620
Harris Associates L.P. 28-2013
Janus Capital Corporation 28-1343
Jurika & Voyles, L.P. 28-2899
Loomis, Sayles & Company, L.P. 28-398
Montgomery Asset Management, L.P. 28-6764
RS Investment Management, L.P. 28-5452
Westpeak Investment Advisors, L.P. 28-4372
Vaughan, Nelson, Scarborough & McCullough, L.P. 28-5840
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 57
Form 13F Information Table Value Total: $302,223
List of Other Included Managers:
No. Name 13F File Number
- ------------------------------------------------------------
1 Kobrick Funds LLC NA
(on behalf of New England
Star Advisers Fund segment)
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- ------------------------------------------------------------------------------------------------------------------------------------
SH/ Put/ Voting Voting Voting
Name of Issuer Title of CUSIP Value shrs or PRN Call Inv Other auth. auth. auth.
Class (x$1000) prn amt Col. Col. Disc. Mgrs Sole Shared None
Col. 1 Col. 2 Col. 3 Col. 4 Col. 5 5 5 Col. 6 Col. 7 Col. 8 Col. 8 Col. 8
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICA ONLINE INC DEL COM 02364J104 7,155 68,800 SH n.a. Other 1 n.a. n.a. None
ANALOG DEVICES INC COM 32654105 5,520 107,700 SH n.a. Other 1 n.a. n.a. None
ANNTAYLOR STORES CORP COM 36115103 6,454 157,900 SH n.a. Other 1 n.a. n.a. None
APPLE COMPUTER COM NPV 37833100 6,812 107,600 SH n.a. Other 1 n.a. n.a. None
APPLIED MATERIALS INC COM 38222105 8,348 107,200 SH n.a. Other 1 n.a. n.a. None
ATMEL CORP COM 49513104 2,955 87,400 SH n.a. Other 1 n.a. n.a. None
AUTONATION INC DEL COM 05329W102 2,378 189,300 SH n.a. Other 1 n.a. n.a. None
BOEING CO COM 97023105 5,477 128,500 SH n.a. Other 1 n.a. n.a. None
BROCADE COMMUNICATIONS SYS INC COM 111621108 4,767 22,700 SH n.a. Other 1 n.a. n.a. None
CBS CORP COM 12490K107 5,291 114,400 SH n.a. Other 1 n.a. n.a. None
CHEVRON CORP COM 166751107 2,973 33,500 SH n.a. Other 1 n.a. n.a. None
CISCO SYS INC COM 17275R102 8,570 125,000 SH n.a. Other 1 n.a. n.a. None
CITADEL COMMUNICATIONS CORP COM 172853202 427 12,500 SH n.a. Other 1 n.a. n.a. None
CMG INFORMATION SVCS INC COM 125750109 8,005 78,100 SH n.a. Other 1 n.a. n.a. None
COMPUTER ASSOC INTL INC COM 204912109 6,829 111,500 SH n.a. Other 1 n.a. n.a. None
CONEXANT SYS INC COM 207142100 6,575 90,500 SH n.a. Other 1 n.a. n.a. None
CYPRESS SEMICONDUCTOR CORP COM 232806109 6,874 319,700 SH n.a. Other 1 n.a. n.a. None
DALLAS SEMICONDUCTOR CORP COM 235204104 4,890 91,500 SH n.a. Other 1 n.a. n.a. None
DELL COMPUTER CORP COM 247025109 6,021 144,000 SH n.a. Other 1 n.a. n.a. None
E M C CORP MASS COM 268648102 9,358 131,000 SH n.a. Other 1 n.a. n.a. None
ENTERCOM COMMUNICATIONS CORP COM 293639100 4,288 119,100 SH n.a. Other 1 n.a. n.a. None
EXTREME NETWORKS INC COM 30226D106 4,894 77,300 SH n.a. Other 1 n.a. n.a. None
GERALD STEVENS INC COM 37369G101 1,715 122,500 SH n.a. Other 1 n.a. n.a. None
GREY WOLF INC COM 397888108 1,171 390,400 SH n.a. Other 1 n.a. n.a. None
INKTOMI CORP COM 457277101 3,229 26,900 SH n.a. Other 1 n.a. n.a. None
INSIGHT COMMUNICATIONS INC CL A 45768V108 641 22,400 SH n.a. Other 1 n.a. n.a. None
INTEGRATED DEVICE TECHNOLOGY COM RTS CALLABLE 458118106 9,028 488,000 SH n.a. Other 1 n.a. n.a. None
THRU 20DEC98
INTEL CORP COM 458140100 10,683 143,761 SH n.a. Other 1 n.a. n.a. None
KLA TENCOR CORP COM 482480100 7,254 111,600 SH n.a. Other 1 n.a. n.a. None
LAM RESH CORP COM 512807108 6,460 105,900 SH n.a. Other 1 n.a. n.a. None
LSI LOGIC CORP COM 502161102 4,115 79,900 SH n.a. Other 1 n.a. n.a. None
MDC CORPORATION INC CL A SUB VTG NEW 55267W309 1,566 150,000 SH n.a. Other 1 n.a. n.a. None
MEDIAONE GROUP INC COM 58440J104 2,915 42,676 SH n.a. Other 1 n.a. n.a. None
NATIONAL SEMICONDUCTOR CORP COM 637640103 8,272 271,200 SH n.a. Other 1 n.a. n.a. None
NEWFIELD EXPL CO COM 651290108 5,296 160,800 SH n.a. Other 1 n.a. n.a. None
NIKE INC CL B 654106103 7,729 135,900 SH n.a. Other 1 n.a. n.a. None
NOBLE DRILLING CORP COM 655042109 1,870 85,500 SH n.a. Other 1 n.a. n.a. None
ORACLE CORP COM 68389X105 7,326 161,000 SH n.a. Other 1 n.a. n.a. None
PRICELINE COM INC COM 741503106 8,108 125,700 SH n.a. Other 1 n.a. n.a. None
PRIDE INTL INC COM 741932107 3,418 240,900 SH n.a. Other 1 n.a. n.a. None
QUALCOMM INC COM 747525103 7,416 39,200 SH n.a. Other 1 n.a. n.a. None
REAL NETWORKS INC COM 75605L104 4,894 46,800 SH n.a. Other 1 n.a. n.a. None
REPUBLIC SVCS INC CL A 760759100 2,031 186,800 SH n.a. Other 1 n.a. n.a. None
ROYAL CARIBBEAN CRUISES LTD SHS V7780T103 3,551 78,900 SH n.a. Other 1 n.a. n.a. None
SPRINT CORP COM 852061100 6,391 117,800 SH n.a. Other 1 n.a. n.a. None
SPRINT CORP PCS COM SER 1 852061506 7,344 98,500 SH n.a. Other 1 n.a. n.a. None
STMICROELECTRONICS N V SHS N Y REGISTRY 861012102 1,458 19,700 SH n.a. Other 1 n.a. n.a. None
SUN MICROSYSTEMS INC COM 866810104 5,899 63,430 SH n.a. Other 1 n.a. n.a. None
SYMANTEC CORP COM 871503108 5,385 149,700 SH n.a. Other 1 n.a. n.a. None
THE GLOBE COM INC COM 88335R101 2,824 206,300 SH n.a. Other 1 n.a. n.a. None
TWEETER HOME ENTMT GROUP INC COM 901167106 2,990 80,000 SH n.a. Other 1 n.a. n.a. None
TYCO INTL LTD NEW COM 902124106 9,840 95,306 SH n.a. Other 1 n.a. n.a. None
VITESSE SEMICONDUCTOR CORP COM 928497106 5,820 68,175 SH n.a. Other 1 n.a. n.a. None
WATERS CORP COM 941848103 9,084 150,000 SH n.a. Other 1 n.a. n.a. None
WEBSTAKES COM INC COM 94768K100 429 48,300 SH n.a. Other 1 n.a. n.a. None
WINK COMMUNICATIONS INC COM 974168106 3,796 86,900 SH n.a. Other 1 n.a. n.a. None
YAHOO INC COM 984332106 7,413 41,300 SH n.a. Other 1 n.a. n.a. None
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