|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: MEDICAL ALLIANCE INC, SC 13G/A, 1998-01-29 |
Next: MEDICAL ALLIANCE INC, SC 13G/A, 1998-01-29 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(AMENDMENT NO. 1)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
MEDICAL ALLIANCE, INC.
(Name of issuer)
COMMON STOCK
(Title of class of securities)
58449S 10 5
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 10 Pages
<PAGE> 2
CUSIP No. 58449S 10 5 13G Page 2 of 10 Pages
<TABLE>
<S> <C> <C>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Patrick Rivelli
- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 8,900
BENEFICIALLY ----------------------------------------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH
REPORTING 999,193
----------------------------------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
8,900
----------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
999,193
- -------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,008,093
- -------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES *
[ ]
- -------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.46 %
- -------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
- -------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 3
CUSIP No. 58449S 10 5 13G Page 3 of 10 Pages
<TABLE>
<S><C> <C>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James Silcock
- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ----------------------------------------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH
REPORTING 999,193
----------------------------------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
0
----------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
999,193
- -------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
999,193
- -------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES *
[ ]
- -------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.31 %
- -------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
- -------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 4
CUSIP No. 58449S 10 5 13G Page 4 of 10 Pages
<TABLE>
<S><C> <C>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sunwestern Managers, Inc.
- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- -------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 260,863
BENEFICIALLY ----------------------------------------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH
REPORTING 0
----------------------------------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
260,863
----------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
- -------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
260,863
- -------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES *
[ ]
- -------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.26 %
- -------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 5
CUSIP No. 58449S 10 5 13G Page 5 of 10 Pages
<TABLE>
<S><C> <C>
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Mapleleaf Capital, Ltd.
- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [ ]
(b) [ ]
- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- -------------------------------------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 738,330
BENEFICIALLY ----------------------------------------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH
REPORTING 0
----------------------------------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
738,330
----------------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
- -------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
738,330
- -------------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES *
[ ]
- -------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
12.06 %
- -------------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
- -------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 6
Item 1(a). Name of Issuer.
The name of the Issuer is Medical Alliance, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices.
The Issuer's principal executive offices are located at 2445
Gateway Drive, Suite 150, Irving, Texas 75063.
Item 2(a). Name of Persons Filing.
This statement is being filed on behalf of Patrick Rivelli,
James Silcock, Sunwestern Managers, Inc. ("Sunwestern") and Mapleleaf
Capital, Ltd. ("Mapleleaf").
Item 2(b). Address of Principal Business Office or, if none, Residence.
The address of the principal business office of Patrick
Rivelli, James Silcock, Sunwestern and Mapleleaf is 12221 Merit Drive,
Suite 935, Dallas, Texas 75251.
Item 2(c). Citizenship.
Patrick Rivelli and James Silcock are citizens of the
United States. Sunwestern is a Texas corporation. Mapleleaf is a
Texas limited partnership.
Item 2(d). Title of Class of Securities.
This statement relates to shares of Common Stock of the Issuer
(the "Common Stock").
Item 2(e). CUSIP Number.
The CUSIP No. for the shares of Common Stock of the Issuer is
58449S 10 5.
Item 3. Not Applicable.
Page 6 of 10 Pages
<PAGE> 7
Item 4. Ownership.
(a)-(b) As of December 31, 1997, Patrick Rivelli beneficially
owned 1,008,093 shares, or 16.46%, of the Common Stock. Mr.
Rivelli beneficially owned 738,330 of such shares as a General
Partner of Mapleleaf, 260,863 of such shares as an officer,
director, and shareholder of Sunwestern, and 8,900 shares in
his individual capacity.
As of December 31, 1997, James Silcock beneficially
owned 999,193 shares, or 16.31%, of the Common Stock. Mr.
Silcock beneficially owned 738,330 of such shares as a General
Partner of Mapleleaf and 260,863 of such shares as an officer,
director and shareholder of Sunwestern.
As of December 31, 1997, Mapleleaf beneficially owned
738,330 shares, or 12.06%, of the Common Stock.
As of December 31, 1997, Sunwestern beneficially
owned 260,863 shares, or 4.26%, of the Common Stock by virtue
of the fact that pursuant to a Management Agreement (the
"Management Agreement") between Sunwestern and Sunwestern
Investment Fund III ("Investment Fund") and Sunwestern Cayman
1988 Partners ("Investment Partners"), Sunwestern has the
power to vote and dispose of 135,649 of such shares held by
Investment Partners and 125,214 of such shares held by
Investment Fund. Patrick Rivelli and James Silcock are the
sole shareholders, directors and officers of Sunwestern.
(c)(i)-(iv) Voting and Dispositive Power
Patrick Rivelli has the sole power to vote or direct the vote
of 8,900 shares of Common Stock. As a General Partner of
Mapleleaf and as a director, shareholder and officer of
Sunwestern, Patrick Rivelli shares power to vote or to direct
the vote of 999,193 shares of Common Stock. Patrick Rivelli
has the sole power to dispose or direct the disposition of
8,900 shares of Common Stock. As a General Partner of
Mapleleaf and as a director, shareholder and officer of
Sunwestern, Patrick Rivelli shares power to dispose or to
direct the disposition of 999,193 shares of Common Stock. See
also Items 5-9 hereof.
James Silcock does not have the sole power to vote or direct
the vote of any shares of Common Stock. As a General Partner
of Mapleleaf and as a director, shareholder and officer of
Sunwestern, James Silcock shares power to vote or to direct
the vote of 999,193 shares of Common Stock. James Silcock
does not have the sole power to dispose or direct the
disposition of any shares of Common Stock. As a General
Partner of Mapleleaf and as a director, shareholder and
officer of Sunwestern, James Silcock shares power to dispose
or to direct the disposition of 999,193 shares of Common
Stock. See also Items 5-9 hereof.
Page 7 of 10 Pages
<PAGE> 8
Through its General Partners, Patrick Rivelli and James
Silcock, Mapleleaf has the sole power to vote or to direct the
vote of 738,330 shares of Common Stock. Mapleleaf does not
share power to vote or direct the vote of any Common Stock.
Through its General Partners, Patrick Rivelli and James
Silcock, Mapleleaf has the sole power to dispose or direct the
disposition 738,330 shares of Common Stock. Mapleleaf does
not share power to dispose or direct the disposition of any
Common Stock. See also Items 5-9 hereof.
Through its officers, directors and shareholders, Patrick
Rivelli and James Silcock, and pursuant to the Management
Agreement, Sunwestern has the sole power to vote or direct the
vote of 260,863 shares of Common Stock. Sunwestern does not
share power to vote or direct the vote of any shares of Common
Stock. Through its officers, directors and shareholders,
Patrick Rivelli and James Silcock, and pursuant to the
Management Agreement, Sunwestern has the sole power to dispose
or direct the disposition of 260,863 shares of Common Stock.
Sunwestern does not share power to dispose or direct the
disposition of any shares of Common Stock. See also Items 5-9
hereof.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Certain other persons may have the right to receive a portion
of the proceeds from the sale of the shares of Common Stock
disclosed herein. None of such persons' interest exceeds five
percent of the outstanding Common Stock.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
Not applicable
Item 9. Notice of Dissolution of Group.
Not applicable
Item 10. Certification.
Not applicable
Page 8 of 10 Pages
<PAGE> 9
CUSIP No. 58449S 10 5 13G Page 9 of 10 Pages
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
Date: January 26, 1998
/s/ Patrick Rivelli
---------------------
Patrick Rivelli
/s/ James Silcock
-------------------
James Silcock
SUNWESTERN MANAGERS, INC.
By:/s/ James Silcock
-------------------
Name: James Silcock
Its: Vice President
MAPLELEAF CAPITAL, LTD.
By:/s/ James Silcock
-------------------
Name: James Silcock
Its: General Partner
Page 9 of 10 Pages
<PAGE> 10
CUSIP No. 58449S 10 5 13G Page 10 of 10 Pages
Exhibit A
Pursuant to Rule 13d-1(f)(1)(iii) of Regulation 13D-G of the General
Rules and Regulations of the Securities and Exchange Commission under the
Securities Exchange Act of 1934, as amended, the undersigned agree that the
statement to which this Exhibit is attached is filed on behalf of each of them
in the capacities set forth hereinbelow.
Date: January 26, 1998
/s/ Patrick Rivelli
---------------------
Patrick Rivelli
/s/ James Silcock
-------------------
James Silcock
SUNWESTERN MANAGERS, INC.
By: /s/ James Silcock
--------------------
Name: James Silcock
Its: Vice President
MAPLELEAF CAPITAL, LTD.
By:/s/ James Silcock
-------------------
Name: James Silcock
Its: General Partner
|
|