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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
Amendment No. 1 (1)
Allegheny Technologies, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
01741R 10 2
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(CUSIP Number)
Caroline W. Singleton
335 N. Maple Drive, Suite 177
Beverly Hills, CA 90210
(310) 278-1777
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
January 6, 2000
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(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [ ].
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See
Rule 13d-7(b) for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 4 Pages)
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(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 01741R 10 2 13D Page 2 of 4 Pages
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1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Caroline W. Singleton, Sole Trustee of the Singleton Family Trust,
SS# ###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
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7 SOLE VOTING POWER
NUMBER OF
6,999,660
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY -----------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
6,999,660
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,999,660
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% (based on the number of shares held by the Singleton Family Trust
prior to the reverse stock split and the number of shares of Allegheny
Technologies, Inc. common stock reported as being outstanding as of November 5,
1999 in Allegheny Technologies, Inc.'s Quarterly Report on Form 10-Q for the
quarter ending September 30, 1999).
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. 01741R 10 2 13D Page 3 of 4 Pages
These statements relate to the Schedule 13D filed by Caroline W. Singleton as
the sole trustee of the Singleton Family Trust with regard to the beneficial
ownership of common stock, par value $0.10 per share, of Allegheny Technologies,
Inc. (the "Company") and constitutes Amendment No. 1 thereto.
The following items are amended and restated in their entirety as follows:
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Item 3. Source and Amount of Funds or Other Consideration.
Pursuant to the one-for-two reverse split of the Company's common stock
on November 29, 1999, the number of shares of the Company's common stock held by
the Singleton Family Trust decreased from 13,999,320 shares to 6,999,660 shares.
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Item 4. Purpose of Transaction.
Although I have no contract or agreement to purchase or sell shares from
or to any person, I would like to be able to purchase shares from time to time
if shares are available at prices considered by me to be attractive for
purchases, and would like to be able to sell shares from time to time if shares
can be sold at prices considered by me to be attractive for sales. Whether I
purchase or sell shares and the exact number of shares purchased or sold will
depend upon a variety of factors, including the market price, market conditions,
availability and need for funds, and the evaluation of alternative interests. In
addition, I may transfer all or part of the shares to a limited liability
company or other entity for personal financial planning purposes.
Other than as described above, I have no plans or proposals that relate
to or would result in any matter required to be disclosed in response to
paragraphs (a) through (j) of Item 4 of Schedule 13D.
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Item 5. Interest in Securities of the Issuer.
The Singleton Family Trust, a revocable trust, holds 6,999,660 shares
(7.5%) of the Company's common stock. As the sole trustee of the Singleton
Family Trust, I have sole voting and dispositive powers over the shares in the
Singleton Family Trust. I have not effected any transactions with respect to the
shares in the Singleton Family Trust.
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Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
See response to Item 5.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 10, 2000
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(Date)
/s/ CAROLINE W. SINGLETON
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(Signature)
Caroline W. Singleton, Sole Trustee of the
Singleton Family Trust
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(Name/Title)
Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).
