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As filed with the Securities and Exchange Commission on May 2, 2000 |
Registration No. 333- |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM S-8
______________________
SOFTWARE.COM, INC.
Delaware |
77-0392373 Identification Number) |
525 Anacapa Street |
At Mobile.com, Inc.
Amended and Restated 1997 Stock Option Plan
John L. MacFarlane
Chief Executive Officer
525 Anacapa Street
Santa Barbara, California 93101
(805) 882-2470
(Name, address and telephone number of agent for service)
Copies to:
Julien R. Smythe
Akin, Gump, Strauss, Hauer & Feld, L.L.P
711 Louisiana Street, 1900 Pennzoil Place, South Tower
Houston, Texas 77002
(713) 220-5881
______________________
CALCULATION OF REGISTRATION FEE
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Proposed Maximum Offering Price Per Share (1) |
Proposed Maximum Aggregate Offering Price (1) |
Amount of RegistrationFee |
Common Stock, $0.001 par value |
453,250 |
$16.58 |
$7,514,885 |
$1,985 |
(1) |
Computed in accordance with Rule 457(h) solely for the purpose of calculating the registration fee based on the weighted average exercise price of $16.58 per share covering 453,250 outstanding options. |
SOFTWARE.COM, INC.
REGISTRATION STATEMENT ON FORM S-8
PART I
Information Required in the Section 10(a) Prospectus
The documents constituting Part I of this Registration Statement will be sent or given to employees of Software.com, Inc. (the "Registrant") as specified by Rule 428(b)(i) promulgated under the Securities Act of 1933, as amended.
PART II
Item 3. Incorporation of Documents by Reference
The following documents and information previously filed by the Registrant with the Securities and Exchange Commission (the "Commission") are hereby incorporated by reference in this Registration Statement:
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(a) |
The Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 1999 as filed with the Commission on March 30, 2000. |
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(b) |
The Registrant's Current Report on Form 8-K as filed with the Commission on April 26, 2000. |
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(c) |
The description of the Registrant's Common Stock as contained in the Registrant's Registration Statement on Form 8-A filed on June 15, 1999, pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), including any amendment or report filed for the purpose of updating such description. |
All documents filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act on or after the date of this Registration Statement, and prior to the filing of a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be part hereof from the date of filing such documents.
Item 4. Description of Securities
Not applicable.
Item 5. Interests of Named Experts and Counsel
Not applicable.
Item 6. Indemnification of Directors and Officers
Section 145 of the Delaware General Corporation Law permits a corporation to include in its charter documents, and in agreements between the corporation and its directors and officers, provisions expanding the scope of indemnification beyond that specifically provided by the current law.
Article VIII of the Registrant's Second Amended and Restated Certificate of Incorporation provides for the indemnification of directors to the fullest extent permissible under Delaware law.
Article VI of the Registrant's Bylaws provides for the indemnification of officers, directors and third parties acting on behalf of the Registrant if such person acted in good faith and in a manner reasonably believed to be in and not opposed to the best interest of the Registrant, and, with respect to any criminal action or proceeding, the indemnified party had no reason to believe his or her conduct was unlawful.
The Registrant has entered into indemnification agreements with its directors and executive officers, in addition to indemnification provided for in the Registrant's Bylaws, and intends to enter into indemnification agreements with any new directors and executive officers in the future.
Item 7. Exemption from Registration Claimed
Not applicable.
Item 8. Exhibits
Exhibit |
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4.1* |
Second Amended and Restated Certificate of Incorporation of the Registrant. |
4.2* |
Bylaws of the Registrant. |
4.3 |
At Mobile.com, Inc. Amended and Restated 1997 Stock Option Plan. |
5.1 |
Opinion of Akin, Gump, Strauss, Hauer & Feld, L.L.P. |
23.1 |
Consent of Ernst & Young LLP, Independent Auditors. |
23.2 |
Consent of Akin, Gump, Strauss, Hauer & Feld, L.L.P. (contained in Exhibit 5.1). |
24.1 |
Power of Attorney (See page S-1). |
_______________
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* |
Incorporated by reference to the Registrant's Registration Statement on Form S-1, as amended (No. 333-76263), which was declared effective on June 23, 1999. |
Item 9. Undertakings
(a) The undersigned Registrant hereby undertakes:
(1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement to include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement.
(2) That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
(b) The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the Registrant's annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934, as amended, that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(c) Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act of 1933 and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act of 1933 and will be governed by the final adjudication of such issue.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Santa Barbara, State of California, on this 24th day of April, 2000.
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SOFTWARE.COM, INC. |
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By: |
/S/ JOHN L. MACFARLANE |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints John L. MacFarlane and John S. Ingalls, and each of them, as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully and to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date |
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/S/ JOHN L. MACFARLANE |
Chief Executive Officer and Director (Principal Executive Officer) |
April 24, 2000 |
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/S/ JOHN S. INGALLS |
Senior Vice President and Chief Financial Officer (Principal Financial Officer) |
April 24, 2000 |
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/S/ MARK A. ROOT |
Corporate Controller (Principal Accounting Officer) |
April 24, 2000 |
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/S/ NEAL DOUGLAS |
Director |
April 21, 2000 |
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/S/ JUDITH HAMILTON |
Director |
April 20, 2000 |
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/S/ DONALD LISTWIN |
Director |
April 24, 2000 |
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/S/ FRANK PERNA |
Director |
April 24, 2000 |
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/S/ BERNARD PUCKETT |
Director |
April 30, 2000 |
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/S/ BERNHARD WOEBKER |
Director |
April 23, 2000 |
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INDEX TO EXHIBITS
Exhibit |
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4.1* |
Second Amended and Restated Certificate of Incorporation of the Registrant. |
4.2* |
Bylaws of the Registrant. |
4.3 |
At Mobile.com, Inc. Amended and Restated 1997 Stock Option Plan. |
5.1 |
Opinion of Akin, Gump, Strauss, Hauer & Feld, L.L.P. |
23.1 |
Consent of Ernst & Young LLP, Independent Auditors. |
23.2 |
Consent of Akin, Gump, Strauss, Hauer & Feld, L.L.P. (contained in Exhibit 5.1). |
24.1 |
Power of Attorney (See page S-1). |
_______________
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* |
Incorporated by reference to the Registrant's Registration Statement on Form S-1, as amended (No. 333-76263), which was declared effective on June 23, 1999. |
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