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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
The Securities Act of 1934
Date of Report (Date of earliest event reported): September 8, 2000
VISION TWENTY-ONE, INC.
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(Exact name of registrant as specified in its charter)
FLORIDA 0-22977 59-3384581
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(State or other (Commission (IRS Employer
jurisdiction of File Number) Identification No.)
incorporation)
7360 BRYAN DAIRY ROAD
LARGO, FLORIDA 33777
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(Address of principal executive offices) (Zip Code)
Registrant's Telephone Number, Including Area Code: 727-545-4300
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ITEM 5. OTHER EVENTS.
Waiver Letter. Vision Twenty-One, Inc., the Bank of Montreal, as Agent
for the Banks and the Banks party to Vision Twenty-One's Amended and Restated
Credit Agreement (the "Credit Agreement"), have executed an additional waiver
letter agreement relating to certain provisions of its credit facility. A copy
of the waiver letter is filed herewith as Exhibit 4.35 and is incorporated
herein by reference.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits
See Exhibit Index attached hereto.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this Report to be signed on its behalf by the
undersigned hereunto duly authorized.
VISION TWENTY-ONE, INC.
By: /s/ Howard S. Hoffmann
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Howard S. Hoffmann
Its: Acting Chief Financial Officer
Dated: September 15, 2000
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INDEX TO EXHIBITS
EXHIBIT
NUMBER EXHIBIT
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4.13* Credit Agreement dated as of January 30, 1998 among Vision Twenty-One,
Inc., the Banks Party Hereto and Bank of Montreal as Agent.(1)
4.14* Amended and Restated Credit Agreement dated as of July 1, 1998 among
Vision Twenty-One, Inc., and the Bank of Montreal as Agent for a
consortium of banks.(2)
4.15* First Amendment to the Amended and Restated Credit Agreement dated as
of February 23, 1999 among Vision Twenty-One, Inc., the Banks party
hereto and Bank of Montreal as Agent for the Banks.(3)
4.16* Second Amendment to the Amended and Restated Credit Agreement dated as
of June 11, 1999 among Vision Twenty-One, Inc., the Banks party hereto
and Bank of Montreal as Agent for the Banks.(3)
4.17* Third Amendment to the Amended and Restated Credit Agreement dated as
of August 30, 1999 by and among Vision Twenty-One, Inc., the Banks
party hereto and Bank of Montreal as Agent for the Banks.(4)
4.18* Waiver Letter dated October 14, 1999 to Amended and Restated Credit
Agreement dated as of July 1, 1998 by and among Vision Twenty-One,
Inc. the Banks Party thereto and Bank of Montreal as Agent.(5)
4.19* Fourth Amendment and Waiver to the Amended and Restated Credit
Agreement dated as of November 12, 1999 by and among Vision
Twenty-One, Inc. the Banks Party Thereto and Bank of Montreal as
Agent. (6)
4.20* Fifth Amendment to the Amended and Restated Credit Agreement dated as
of November 24, 1999 by and among Vision Twenty-One, Inc. the Banks
Party Thereto and Bank of Montreal as Agent. (7)
4.21* Sixth Amendment to the Amended and Restated Credit Agreement dated as
of December 3, 1999 by and among Vision Twenty-One, Inc. the Banks
Party Thereto and Bank of Montreal as Agent. (7)
4.22* Seventh Amendment to the Amended and Restated Credit Agreement dated
as of December 10, 1999 by and among Vision Twenty-One, Inc. the Banks
Party Thereto and Bank of Montreal as Agent. (7)
4.23* Waiver letter dated December 29, 1999 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(8)
4.24* Waiver letter dated February 29, 2000 to the Amended and Restated
Credit Agreement by and among Vision Twenty-One, Inc., the Banks who
are a party thereto and Bank of Montreal as Agent.(9)
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4.25* Waiver letter dated March 24, 2000 to the Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc., the Banks who are a
party thereto and Bank of Montreal as Agent.(9)
4.26* Waiver letter dated April 14, 2000 to the Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc., the Banks who are a
party thereto and Bank of Montreal as Agent.(9)
4.27* Waiver letter dated May 5, 2000 to the Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc., the Banks who are a
party thereto and Bank of Montreal as Agent.(9)
4.28* Waiver letter dated May 19, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
4.29* Waiver letter dated June 1, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
4.30* Waiver letter dated June 9, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
4.31* Waiver letter dated June 16, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
4.32* Waiver letter dated June 29, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
4.33* Waiver letter dated July 21, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
4.34* Waiver letter dated August 11, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(11)
4.35 Waiver letter dated September 8, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.
(The Company is not filing any instrument with respect to long-term
debt that does not exceed 10% of the total assets of the Company, and
the Company agrees to furnish a copy of such instrument to the
Commission upon request.)
10.59* Credit Agreement dated as of January 30, 1998 among Vision Twenty-One,
Inc., the Banks Party Hereto and Bank of Montreal as Agent.(1)
10.60* Amended and Restated Credit Agreement dated as of July 1, 1998 among
Vision Twenty-One, Inc. the Banks Party Hereto and Bank of Montreal as
Agent.(2)
10.61* First Amendment to the Amended and Restated Credit Agreement dated as
of February 23, 1999 among Vision Twenty-One, Inc., the Banks party
hereto and Bank of Montreal as Agent for the Banks.(3)
10.62* Second Amendment to the Amended and Restated Credit Agreement dated as
of June 11, 1999 among Vision Twenty-One, Inc., the Banks party
thereto and Bank of Montreal as Agent for the Banks.(3)
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10.65* Third Amendment to the Amended and Restated Credit Agreement dated as
of August 30, 1999 by and among Vision Twenty-One, Inc., the Banks
party hereto and Bank of Montreal as Agent for the Banks.(4)
10.66* Waiver letter dated October 14, 1999 to the Amended and Restated
Credit Agreement by and among Vision Twenty-One, Inc., the Banks who
are a party thereto and Bank of Montreal as Agent.(5)
10.67* Fourth Amendment and Waiver to the Amended and Restated Credit
Agreement dated as of November 12, 1999 by and among Vision
Twenty-One, Inc. the Banks Party Thereto and Bank of Montreal as
Agent.(6)
10.72* Fifth Amendment to the Amended and Restated Credit Agreement dated as
of November 24, 1999 by and among Vision Twenty-One, Inc. the Banks
Party Thereto and Bank of Montreal as Agent.(7)
10.73* Sixth Amendment to the Amended and Restated Credit Agreement dated as
of December 3, 1999 by and among Vision Twenty-One, Inc. the Banks
Party Thereto and Bank of Montreal as Agent.(7)
10.74* Seventh Amendment to the Amended and Restated Credit Agreement dated
as of December 10, 1999 by and among Vision Twenty-One, Inc., the
Banks Party Thereto and Bank of Montreal as Agent.(7)
10.75* Waiver Letter dated December 29, 1999 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc., the Banks Party
Thereto and Bank of Montreal as Agent.(8)
10.76* Waiver letter dated February 29, 2000 to the Amended and Restated
Credit Agreement among Vision Twenty-One, Inc., the Banks who are a
party thereto and Bank of Montreal as Agent.(9)
10.77* Waiver letter dated March 24, 2000 to the Amended and Restated Credit
Agreement among Vision Twenty-One, Inc., the Banks who are a party
thereto and Bank of Montreal as Agent.(9)
10.82* Waiver letter dated April 14, 2000 to the Amended and Restated Credit
Agreement among Vision Twenty-One, Inc., the Banks who are a party
thereto and Bank of Montreal as Agent.(9)
10.83* Waiver letter dated May 5, 2000 to the Amended and Restated Credit
Agreement among Vision Twenty-One, Inc., the Banks who are a party
thereto and Bank of Montreal as Agent.(9)
10.84* Waiver letter dated May 19, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
10.85* Waiver letter dated June 1, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
10.86* Waiver letter dated June 9, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
10.87* Waiver letter dated June 16, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
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10.88* Waiver letter dated June 29, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
10.89* Waiver letter dated July 21, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(10)
10.91* Waiver letter dated September 8, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent.(11)
10.92 Waiver letter dated September 8, 2000 to Amended and Restated Credit
Agreement by and among Vision Twenty-One, Inc. the Banks Party Thereto
and Bank of Montreal as Agent, filed as Exhibit 4.35 to this report
and incorporated herein by reference.
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* Previously filed as an Exhibit in the Company filing identified in the
footnote following the Exhibit Description and incorporated herein by
reference.
(1) Form 8-K filed February 10, 1998.
(2) Form 8-K filed July 10, 1998.
(3) Form 10-K filed June 18, 1999.
(4) Form 8-K filed September 14, 1999.
(5) Form 8-K filed October 25, 1999.
(6) Form 10-Q filed November 15, 1999.
(7) Form 8-K filed December 13, 1999.
(8) Form 8-K filed January 10, 2000.
(9) Form 10-K filed May 5, 2000.
(10) Form 8-K filed July 31, 2000.
(11) Form 10-Q filed August 14, 2000.
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