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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment[ ]This Amendment(Check only one.)[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pekin, Singer & Shapiro Asset Management, Inc.
Address: 311 South Wacker Drive, Suite 4990
Chicago, Illinois 60606
13F File Number: 28-5740
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Alan Zable
Title: Chief Financial Officer
Phone: 312-554-7529
Signature, Place, and Date of Signing:
Alan Zable Chicago, Illinois July 25,2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 192
FORM 13F INFORMATION TABLE VALUE TOTAL: 197,400,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADAPTEC INC CONV 00651fac2 335 400000 PRN SOLE 400000
BELL ATL FINL BONDS CONV 07785gab6 1470 1500000 PRN SOLE 1500000
CELLSTAR CORP CONV 150925ac9 23 45000 PRN SOLE 45000
DEVON ENERGY CORP CONV 25179mab9 477 500000 PRN SOLE 500000
DIAMOND OFFSHORE DRILL CONV 25271cab8 232 500000 PRN SOLE 500000
DURA PHARMACEUTICALS INC SUB C CONV 26632saa7 241 285000 PRN SOLE 285000
HEALTHSOUTH CORP CONV SUB DEBS CONV 421924af8 235 300000 PRN SOLE 300000
HEALTHSOUTH CORP SUB NT CONV 421924ad3 392 500000 PRN SOLE 500000
HILTON HOTELS CORP CVT CONV 432848al3 1179 1500000 PRN SOLE 1500000
HUMAN GENOME SCIENCES SER CONV CONV 444903ag3 165 200000 PRN SOLE 200000
INCO LTD CVT CONV 453258ah8 1050 1250000 PRN SOLE 1250000
KERR-MCGEE CORP SUB DEB CONV CONV 492386ap2 460 400000 PRN SOLE 400000
LECHTERS INC CONV u52323aa7 53 75000 PRN SOLE 75000
LOEWS CORP CONV 540424al2 830 1000000 PRN SOLE 1000000
MAGNA INTL INC CONV 559222af1 448 500000 PRN SOLE 500000
MAGNA INTL INC CONV SUB DEBS CONV 559222ag9 896 1000000 PRN SOLE 1000000
MARK IV INDUSTRIES INC SUB NOT CONV 570387ar1 739 800000 PRN SOLE 800000
MEDICAL CARE INTL INC SUB D CONV 584505ab7 560 615000 PRN SOLE 615000
NORTH AMER VACCINE REG S CONV u65777aa9 261 265000 PRN SOLE 265000
NORTH AMERICAN VACCINE CVT CONV 657201aa7 500 500000 PRN SOLE 500000
NORTH AMERN VACCINE INC SUB NT CONV 657201ac3 140 140000 PRN SOLE 140000
QUANEX CORP CONV SUB DEB CONV 747620ac6 1914 2265000 PRN SOLE 2265000
SIMULA INC CONV SR SUB NTS CONV 829206ab7 152 300000 PRN SOLE 300000
SOLECTRON CORP SR LIQUID YIELD CONV 834182ak3 630 1000000 PRN SOLE 1000000
TECHNOMATIX TECH CONV SUB CONV 878732aa4 488 750000 PRN SOLE 750000
TECNOMATIX TECHNOLOGIES LTD SU CONV 878732ad8 98 150000 PRN SOLE 150000
THERMO INSTR SYS INC CONV 883559ae6 20 25000 PRN SOLE 25000
THERMO INSTRUMENT SYS CONV CONV 883559ac0 1111 1250000 PRN SOLE 1250000
THERMO INSTRUMENT SYSTEMS INC CONV u88355af6 444 500000 PRN SOLE 500000
WASTE MANAGEMENT INC DEL CONV CONV 94106laa7 931 1000000 PRN SOLE 1000000
CALENERGY CAP TR II TCPS 6.25% PRD CV 328 8000 SH SOLE 8000
CNF TR I GT PRD CV cnfprt 1429 36300 SH SOLE 36300
EQUITY RESIDENTIAL PROP CONVRT PRD CV eqrprg 675 30000 SH SOLE 30000
INGERSOLL RAND PRIDES PRD CV irpri 821 40300 SH SOLE 40300
MCKESSON FINANCING TRUST-5% TR PRD CV 58155p501 952 27000 SH SOLE 27000
MERRILL LYNCH & CO INC ST PRD CV iml 311 20500 SH SOLE 20500
MONSANTO CO - 6.50% PFD ADJ CO PRD CV 611662305 1339 29600 SH SOLE 29600
NATIONAL AUSTRALIA BK LTD CA PRD CV 632525309 2802 98950 SH SOLE 98950
NEWELL FINANCIAL 5.25% 12/01/2 PRD CV 651195208 665 17500 SH SOLE 17500
OWENS ILL INC PF PRD CV oipra 256 11500 SH SOLE 11500
OWENS-CORNING CAPITAL LLC 6 PRD CV 690733209 239 10000 SH SOLE 10000
PHILADELPHIA CONS HLDG CORP IN PRD CV phlyz 663 85500 SH SOLE 85500
PUBLIC STORAGE INC DEP SHS REP PRD CV 74460d778 290 12000 SH SOLE 12000
ROUSE CO PF PRD CV 779273309 357 10000 SH SOLE 10000
TOWER AUTOMOTIVE PRD CV 891706202 237 7500 SH SOLE 7500
UNOCAL CAP TRUST 6.25% TR CONV PRD CV ucctp 1392 30500 SH SOLE 30500
WENDYS FING I GT PRD CV wenprt 1300 28900 SH SOLE 28900
ACE LTD INCOME PRIDES PFD 004408209 751 12000 SH SOLE 12000
ATLANTIC CAPITAL I-8.25% QTRLY PFD 048272207 229 10000 SH SOLE 10000
CANADIAN NATIONAL RAILWAY CO C PFD 136375409 945 21000 SH SOLE 21000
CITICORP CAPITAL TRUST III 7.1 PFD 17303u200 467 21100 SH SOLE 21100
COX COMMUNICATIONS INC NEW INC PFD 224044305 922 15000 SH SOLE 15000
DLJ CAPITAL TRUST I TR PFD SEC PFD 23321w202 834 34850 SH SOLE 34850
EQUITY RESIDENTIAL PPTYS TRUST PFD 29476l883 510 20000 SH SOLE 20000
FLEETWOOD CAPITAL TRUST TR PFD PFD 339072407 291 10000 SH SOLE 10000
GEORGIA PAC CORP PREMIUM EQUIT PFD 373298801 320 10000 SH SOLE 10000
HARTFORD CAP I QU PFD higprq 307 13700 SH SOLE 13700
ISTAR FINANCIAL INC 8% CUM RED PFD 45031u408 159 10600 SH SOLE 10600
NEWELL FINL TR I 5.250% PFD PFD 651195307 781 20900 SH SOLE 20900
NISOURCE INC PREMIUM INCOME EQ PFD 65473p303 1025 25900 SH SOLE 25900
OXY CAPITAL TRUST I TOPRS 8.16 PFD oxyprb 459 22450 SH SOLE 22450
PACIFIC TELESIS FING I TR PFD pacprt 225 10000 SH SOLE 10000
PHILLIPS 66 CAPITAL I-8.24% TR PFD 718550205 314 13600 SH SOLE 13600
SEMCO ENERGY INC INCOME PRIDES PFD 78412d307 250 25000 SH SOLE 25000
TEXTRON CAP I TR PFD 883198202 449 20050 SH SOLE 20050
TXU INCOME PRIDES PFD 873168207 1215 31250 SH SOLE 31250
AAR CORP CO COM 000361105 609 50775 SH SOLE 50775
ABBOTT LABS COM 002824100 352 7900 SH SOLE 7900
ACE LTD COM g0070k103 7901 282167 SH SOLE 282167
ACNIELSEN CORP CO COM 004833109 1584 72000 SH SOLE 72000
ALLSTATE CORP CO COM 020002101 605 27186 SH SOLE 27186
AMERICAN HOME PRODUCTS CORP COM 026609107 411 7000 SH SOLE 7000
AMGEN INC COM 031162100 412 5860 SH SOLE 5860
AMLI RESIDENTIAL SH BEN INT COM 001735109 2491 105700 SH SOLE 105700
ANTEC CORP COM 03664p105 4630 111390 SH SOLE 111390
ARCHER DANIELS MIDLAND COM 039483102 335 34150 SH SOLE 34150
AT & T CORP. COM 001957109 1197 37840 SH SOLE 37840
AVNET INC COM 053807103 271 4582 SH SOLE 4582
BANK NEW YORK INC COM 064057102 391 8400 SH SOLE 8400
BANK ONE CORP COM 06423a103 1606 60468 SH SOLE 60468
BELDEN INC CO COM 077459105 245 9550 SH SOLE 9550
BELLSOUTH CORP COM 079860102 566 13268 SH SOLE 13268
BENCHMARK ELECTRS INC CO COM 08160h101 940 25700 SH SOLE 25700
BOEING CO COM 097023105 498 11908 SH SOLE 11908
BP AMOCO P L C SPONSORED ADR COM 055622104 1529 27028 SH SOLE 27028
BRISTOL MYERS SQUIBB CO COM 110122108 255 4378 SH SOLE 4378
BURZYNSKI RESH INSTITUTE INC COM 123159105 6 54000 SH SOLE 54000
CANADIAN NATL RY CO CO COM 136375102 5662 193982 SH SOLE 193982
CAREMARK RX INC COM 141705103 653 95900 SH SOLE 95900
CARNIVAL CRUISE LINE INC CL COM 143658102 3184 163260 SH SOLE 163260
CELSION CORP COM 15117n107 49 17000 SH SOLE 17000
CHAMPPS ENTERTAINMENT INC COM 158787101 304 56550 SH SOLE 56550
CISCO SYS INC COM 17275r102 503 7916 SH SOLE 7916
CITIGROUP INC COM 172967101 6041 100267 SH SOLE 100267
CLAYTON HOMES INC COM 184190106 321 40100 SH SOLE 40100
COHO ENERGY INC NEW COM 192481208 163 40734 SH SOLE 40734
COMPUTER SCIENCES CORP COM 205363104 299 4000 SH SOLE 4000
CORNING INC COM 219350105 3290 12189 SH SOLE 12189
CSX CORP COM 126408103 301 14200 SH SOLE 14200
DEERE & CO. COM 244199105 2340 63250 SH SOLE 63250
DELPHI AUTOMOTIVE SYS CORP COM 247126105 175 12047 SH SOLE 12047
DOW CHEMICAL CORP COM 260543103 208 6900 SH SOLE 6900
DU PONT E I DE NEMOURS CO COM 263534109 239 5460 SH SOLE 5460
EASTMAN KODAK CO COM 277461109 2400 40329 SH SOLE 40329
EXXON MOBIL CORP COM 30231g102 2621 33384 SH SOLE 33384
FEDERAL NAT MORTGAGE ASSN COM 313586109 284 5448 SH SOLE 5448
FEDERAL SIGNAL CORP CO COM 313855108 256 15500 SH SOLE 15500
FIRST MERCHANTS ACCEP CORP COM 320816101 0 17400 SH SOLE 17400
FIRSTSERVICE CORP SU COM 33761n109 120 10000 SH SOLE 10000
GABELLI EQUITY TRUST INC COM 362397101 143 11768 SH SOLE 11768
GATX CORP COM 361448103 2310 67954 SH SOLE 67954
GENERAL ELECTRIC CO COM 369604103 5279 99601 SH SOLE 99601
GILLETTE CO COM 375766102 277 7936 SH SOLE 7936
GOLDEN STATE BANCORP COM 381197102 1130 62800 SH SOLE 62800
GOODRICH B F CO COM COM 382388106 5113 150100 SH SOLE 150100
GTE CORP COM 362320103 241 3877 SH SOLE 3877
GUILFORD PHARMACEUTICALS INC COM 401829106 806 53500 SH SOLE 53500
HA-LO INDS INC CO COM 404429102 125 22300 SH SOLE 22300
HALLIBURTON CO CO COM 406216101 4653 98610 SH SOLE 98610
HEALTH MANAGEMENT ASSOCIATES I COM 421933102 345 26400 SH SOLE 26400
HEARTLAND EXPRESS INC CO COM 422347104 431 25800 SH SOLE 25800
HELLER FINANCIAL INC CL A COM 423328103 2370 115600 SH SOLE 115600
HOME DEPOT INC COM 437076102 255 5100 SH SOLE 5100
HVIDE MARINE INC-CL A COM 448515106 0 12600 SH SOLE 12600
IDEX CORP COM 45167r104 6153 194943 SH SOLE 194943
IMMUNE RESPONSE CORP DEL COM 45252t106 455 41850 SH SOLE 41850
INTEL CORP COM 458140100 932 6974 SH SOLE 6974
INTERNATIONAL PAPER CO COM 460146103 2833 95041 SH SOLE 95041
INTL BUSINESS MACHINES CORP COM 459200101 9242 84354 SH SOLE 84354
IPC HOLDINGS LTD CO COM g4933p101 611 43624 SH SOLE 43624
IREGENT.COM LTD COM g4935c108 2 10000 SH SOLE 10000
KIMBERLY CLARK CORP COM 494368103 347 6050 SH SOLE 6050
KOPIN CORP CO COM 500600101 5708 82420 SH SOLE 82420
LUCENT TECHNOLOGIES INC CO COM 549463107 658 11108 SH SOLE 11108
M A HANNA CO COM 410522106 1616 179600 SH SOLE 179600
MASCO CORP COM 574599106 397 22000 SH SOLE 22000
MERCK & CO INC COM 589331107 1000 13050 SH SOLE 13050
MICROSOFT CORP COM 594918104 520 6505 SH SOLE 6505
MOLEX INC COM 608554101 2117 44000 SH SOLE 44000
MORGAN STANLEY DEAN WITTER DIS COM 617446448 482 5784 SH SOLE 5784
MOTOROLA INC COM 620076109 1768 60850 SH SOLE 60850
MYLAN LABS INC CO COM 628530107 678 37150 SH SOLE 37150
NCR CORP NEW CO COM 62886e108 3469 89100 SH SOLE 89100
NESTLE S A SP COM 641069406 211 2100 SH SOLE 2100
NEWELL COS INC COM 651229106 2611 101400 SH SOLE 101400
NORTH AMERN VACCINE INC CO COM 657201109 436 63490 SH SOLE 63490
O REILLY AUTOMOTIVE INC COM 686091109 284 20500 SH SOLE 20500
ODETICS INC CL COM 676065204 523 36056 SH SOLE 36056
ORACLE SYS CORP COM 68389x105 308 3660 SH SOLE 3660
PALL CORP COM 696429307 585 31600 SH SOLE 31600
PEPSICO INC COM 713448108 995 22400 SH SOLE 22400
PFIZER INC COM 717081103 423 8812 SH SOLE 8812
PHARMACIA CORP COM 71713u102 3987 77130 SH SOLE 77130
PHILIP MORRIS COS INS COM 718154107 611 22984 SH SOLE 22984
POSSIS CORP COM 737407106 689 110000 SH SOLE 110000
QUANEX CORP COM 747620102 469 31500 SH SOLE 31500
RESPIRONICS INC CO COM 761230101 394 21900 SH SOLE 21900
RITE AID CORP COM 767754104 647 98600 SH SOLE 98600
ROHM & HAAS CO CO COM 775371107 272 7889 SH SOLE 7889
ROYAL DUTCH PETRO-NY SHARES COM 780257804 2610 42400 SH SOLE 42400
SARA LEE CORP COM 803111103 193 10000 SH SOLE 10000
SBC COMMUNICATIONS, INC COMMON COM 78387g103 1136 26276 SH SOLE 26276
SCHLUMBERGER LTD COM 806857108 255 3420 SH SOLE 3420
SOLA INTL INC CO COM 834092108 224 45900 SH SOLE 45900
SOLECTRON CORP CO COM 834182107 515 12300 SH SOLE 12300
ST JOE CORP CO COM 790148100 631 21032 SH SOLE 21032
ST JUDE MEDICAL INC COM 790849103 241 5250 SH SOLE 5250
STARBUCKS CORP COM 855244109 298 7800 SH SOLE 7800
STRATEGIC ALLIANCE GROUP INC COM 86269l108 0 33300 SH SOLE 33300
TELLABS INC CO COM 879664100 657 9600 SH SOLE 9600
TENET HEALTHCARE CORP CO COM 88033g100 3222 119350 SH SOLE 119350
TEXACO INC COM 881694103 760 14263 SH SOLE 14263
THE CHASE MANHATTEN CORPORATIO COM 16161a108 250 5421 SH SOLE 5421
TII INDS INC CO COM 872479209 33 15400 SH SOLE 15400
TIMKEN CO CO COM 887389104 251 13500 SH SOLE 13500
TUSCARORA INC COM 900902107 255 16300 SH SOLE 16300
UNITED PARCEL SVC INC CL B COM 911312106 1177 19950 SH SOLE 19950
VERIZON COMMUNICATIONS COM 92343v104 202 3976 SH SOLE 3976
VISHAY INTERTECHNOLOGY COM 928298108 7553 199083 SH SOLE 199083
WALGREEN COMPANY COM 931422109 298 9250 SH SOLE 9250
WALT DISNEY & CO COM 254687106 243 6271 SH SOLE 6271
WASHINGTON MUTUAL INC COM 939322103 585 20250 SH SOLE 20250
WELLS FARGO & CO-NEW COM 949746101 403 10401 SH SOLE 10401
WORLDCOM INC NEW COM 98157d106 725 15802 SH SOLE 15802
WRIGLEY WM JR CO COM 982526105 398 4960 SH SOLE 4960
BLACKROCK 2001 TERM TR INC CO 092477108 173 19000 SH SOLE 19000
UIT EQUITY INV FD COHEN & STEE 294710512 74 82050 SH SOLE 82050
BT INVESTMENT FUNDS INTERNATIO 055922868 318 10714.038SH SOLE 10714.038
SECURITY EQUITY FD INC 814219101 135 12866.000SH SOLE 12866.000
VANGUARD HIGH-YIELD CORPORATE vwehx 108 15268.369SH SOLE 15268.369
GOVERNMENT SECS INCOME FD UN 383743580 1 16000.000SH SOLE 16000.000
GOLDEN ST BANCORP INC LT WT 381197136 74 65800 SH SOLE 65800
</TABLE>
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