UNIVERSAL CORP /VA/
SC 13G, 2000-02-14
FARM PRODUCT RAW MATERIALS
Previous: UNIFAB INTERNATIONAL INC, 10-Q, 2000-02-14
Next: UNIVERSAL CORP /VA/, 424B2, 2000-02-14



<PAGE>

                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549


                                  Schedule 13G


                    Under the Securities Exchange Act of 1934
                                (Amendment No. )*

                               Universal Corp.-VA
                                (Name of Issuer)

                                  Common Stock
                         (Title of Class of Securities)

                                    913456109
                                 (CUSIP Number)

Check the following box if a fee is being paid with this statement / /. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)

*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior page.

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).

                        (Continued on following page(s))

                                     Page 1


<PAGE>


CUSIP No. 913456109                  13G                                  Page 2

(1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE
    PERSONS

      Barclays Global Investors. N.A., 943112180

(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
                  (a)
                  (b) X

(3) SEC USE ONLY

(4) CITIZENSHIP OR PLACE OF ORGANIZATION
         U.S.A.

Number of Shares                            (5) SOLE VOTING POWER
Beneficially Owned                                1,621,132
by Each Reporting                           (6) SHARED VOTING POWER
Person With                                       0
                                            (7) SOLE DISPOSITIVE POWER
                                                  1,737,432
                                            (8) SHARED DISPOSITIVE POWER
                                                  0



 (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
         1,737,432

(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*


(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
         5.61%

(12) TYPE OF REPORTING PERSON*
         BK

                      *SEE INSTRUCTION BEFORE FILLING OUT!


<PAGE>


CUSIP No.    913456109            13G                          Page 2A

(1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE
    PERSONS
         Barclays Global Fund Advisors

(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
         (a)
         (b) X

(3) SEC USE ONLY

(4) CITIZENSHIP OR PLACE OF ORGANIZATION
         U.S.A.

Number of Shares                            (5) SOLE VOTING POWER
Beneficially Owned                                73,312
by Each Reporting                           (6) SHARED VOTING POWER
Person With                                       0
                                            (7) SOLE DISPOSITIVE POWER
                                                  73,312
                                            (8) SHARED DISPOSITIVE POWER
                                                  0

(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
         73,312

(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*


(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
         0.24%

(12) TYPE OF REPORTING PERSON*
         BK

                      *SEE INSTRUCTION BEFORE FILLING OUT!


<PAGE>


CUSIP No.    913456109            13G                          Page 2B

(1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE
    PERSONS
         Barclays Bank PLC

(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
         (a)
         (b) X

(3) SEC USE ONLY

(4) CITIZENSHIP OR PLACE OF ORGANIZATION
         United Kingdom

Number of Shares                            (5) SOLE VOTING POWER
Beneficially Owned                                5,300
by Each Reporting                           (6) SHARED VOTING POWER
Person With                                       0
                                            (7) SOLE DISPOSITIVE POWER
                                                  5,300
                                            (8) SHARED DISPOSITIVE POWER
                                                  0

(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
         5,300

(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*


(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
         0.02%

(12) TYPE OF REPORTING PERSON*
         BK

                      *SEE INSTRUCTION BEFORE FILLING OUT!


<PAGE>


CUSIP No.    913456109            13G                          Page 2C

(1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE
    PERSONS
         Barclays Funds Limited

(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
         (a)
         (b) X

(3) SEC USE ONLY

(4) CITIZENSHIP OR PLACE OF ORGANIZATION
         United Kingdom

Number of Shares                            (5) SOLE VOTING POWER
Beneficially Owned                                3,800
by Each Reporting                           (6) SHARED VOTING POWER
Person With                                       0
                                            (7) SOLE DISPOSITIVE POWER
                                                  3,800
                                            (8) SHARED DISPOSITIVE POWER
                                                  0

(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
         3,800

(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*


(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
         0.01%

(12) TYPE OF REPORTING PERSON*
         BK


                      *SEE INSTRUCTION BEFORE FILLING OUT!

<PAGE>


CUSIP No.    913456109            13G                          Page 2D

(1) NAMES OF REPORTING PERSONS. S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE
    PERSONS
         Barclays Global Investors, LTD.

(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
         (a)
         (b) X

(3) SEC USE ONLY

(4) CITIZENSHIP OR PLACE OF ORGANIZATION
         United Kingdom

Number of Shares                            (5) SOLE VOTING POWER
Beneficially Owned                                8,800
by Each Reporting                           (6) SHARED VOTING POWER
Person With                                       0
                                            (7) SOLE DISPOSITIVE POWER
                                                  8,800
                                            (8) SHARED DISPOSITIVE POWER
                                                  0

(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
         8,800

(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*


(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
         0.03%

(12) TYPE OF REPORTING PERSON*
         BK

                      *SEE INSTRUCTION BEFORE FILLING OUT!


<PAGE>

                                                               Page 3

ITEM 1(A). NAME OF ISSUER
                    Universal Corp.-VA

ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
                    1501 North Hamilton Street
                    Richmond, VA 23230
ITEM 2(A). NAME OF PERSON(S) FILING
                    Barclays Global Investors, N.A.

ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
                    45 Fremont Street
                    San Francisco, CA 94105
ITEM 2(C). CITIZENSHIP
                    U.S.A

ITEM 2(D). TITLE OF CLASS OF SECURITIES
                    Common Stock

ITEM 2(E). CUSIP NUMBER
                    913456109

ITEM 3.    IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B),
           CHECK WHETHER THE PERSON FILING IS A

(a) // Broker or Dealer registered under Section 15 of the Act

(b) // Bank as defined in section 3(a) (6) of the Act
         X
(c) // Insurance Company as defined in section 3(a) (19) of the Act

(d) // Investment Company registered under section 8 of the Investment Company
         Act

(e) // Investment Adviser registered under section 203 of the Investment
         Advisers Act of 1940

(f) // Employee Benefit Plan, Pension Fund which is subject to the provisions of
         the Employee Retirement Income Security Act of 1974 or Endowment Fund;
         see Rule 13d-1(b) (1) (ii)(F)

(g) // Parent Holding Company, in accordance with Rule 13d-1(b) (ii) (G)
                  (Note:See Item 7)

(h) // Group, in accordance with Rule 13d-1(b) (1) (ii) (H)


<PAGE>

                                                               Page 3A

ITEM 1(A). NAME OF ISSUER
                    Universal Corp.-VA

ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
                    1501 North Hamilton Street
                    Richmond, VA 23230
ITEM 2(A). NAME OF PERSON(S) FILING
                    Barclays Global Fund Advisors

ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
                    45 Fremont Street
                    San Francisco, CA 94105
ITEM 2(C). CITIZENSHIP
                    U.S.A

ITEM 2(D). TITLE OF CLASS OF SECURITIES
                    Common Stock

ITEM 2(E). CUSIP NUMBER
                    913456109

ITEM 3.    IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR
           13D-2(B), CHECK WHETHER THE PERSON FILING IS A

(a) // Broker or Dealer registered under Section 15 of the Act

(b) // Bank as defined in section 3(a) (6) of the Act
         X
(c) // Insurance Company as defined in section 3(a) (19) of the Act

(d) // Investment Company registered under section 8 of the Investment Company
         Act

(e) // Investment Adviser registered under section 203 of the Investment
         Advisers Act of 1940

(f) // Employee Benefit Plan, Pension Fund which is subject to the provisions of
         the Employee Retirement Income Security Act of 1974 or Endowment Fund;
         see Rule 13d-1(b) (1) (ii)(F)

(g) // Parent Holding Company, in accordance with Rule 13d-1(b) (ii) (G)
         (Note:See Item 7)
(h) // Group, in accordance with Rule 13d-1(b) (1) (ii) (H)


<PAGE>

                                                               Page 3B
ITEM 1(A). NAME OF ISSUER
                    Universal Corp.-VA

ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
                    1501 North Hamilton Street
                    Richmond, VA 23230
ITEM 2(A). NAME OF PERSON(S) FILING
                    Barclays Bank PLC

ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
                    54 Lombard Street
                    London England EC3P 3AH
ITEM 2(C). CITIZENSHIP
                    United Kingdom

ITEM 2(D). TITLE OF CLASS OF SECURITIES
                    Common Stock

ITEM 2(E). CUSIP NUMBER
                    913456109

ITEM 3.    IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR
           13D-2(B), CHECK WHETHER THE PERSON FILING IS A

(a) // Broker or Dealer registered under Section 15 of the Act

(b) // Bank as defined in section 3(a) (6) of the Act
         X

(c) // Insurance Company as defined in section 3(a) (19) of the Act

(d) // Investment Company registered under section 8 of the Investment Company
         Act

(e) // Investment Adviser registered under section 203 of the Investment
         Advisers Act of 1940

(f) // Employee Benefit Plan, Pension Fund which is subject to the provisions of
         the Employee Retirement Income Security Act of 1974 or Endowment Fund;
         see Rule 13d-1(b) (1) (ii)(F)

(g) // Parent Holding Company, in accordance with Rule 13d-1(b) (ii) (G)
                  (Note:See Item 7)

(h) // Group, in accordance with Rule 13d-1(b) (1) (ii) (H)


<PAGE>

                                                               Page 3C

ITEM 1(A). NAME OF ISSUER
                    Universal Corp.-VA

ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
                    1501 North Hamilton Street
                    Richmond, VA 23230
ITEM 2(A). NAME OF PERSON(S) FILING
                    Barclays Fund Limited

ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
                    Gredley House, 11 The Broadway
                    Stratford, England E15 4BJ

ITEM 2(C). CITIZENSHIP
                    United Kingdom

ITEM 2(D). TITLE OF CLASS OF SECURITIES
                    Common Stock

ITEM 2(E). CUSIP NUMBER
                    913456109

ITEM 3.    IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR
           13D-2(B), CHECK WHETHER THE PERSON FILING IS A

(a) // Broker or Dealer registered under Section 15 of the Act

(b) // Bank as defined in section 3(a) (6) of the Act
         X

(c) // Insurance Company as defined in section 3(a) (19) of the Act

(d) // Investment Company registered under section 8 of the Investment Company
         Act

(e) // Investment Adviser registered under section 203 of the Investment
         Advisers Act of 1940

(f) // Employee Benefit Plan, Pension Fund which is subject to the provisions of
         the Employee Retirement Income Security Act of 1974 or Endowment Fund;
         see Rule 13d-1(b) (1) (ii)(F)

(g) // Parent Holding Company, in accordance with Rule 13d-1(b) (ii) (G)
         (Note:See Item 7)
(h) // Group, in accordance with Rule 13d-1(b) (1) (ii) (H)


<PAGE>

                                                               Page 3D

ITEM 1(A). NAME OF ISSUER
                    Universal Corp.-VA

ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
                    1501 North Hamilton Street
                    Richmond, VA 23230
ITEM 2(A). NAME OF PERSON(S) FILING
                    Barclays Global Investors, LTD

ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
                    Murray House, 1 Royal Mint Court
                    London, England EC3 NHH
ITEM 2(C). CITIZENSHIP
                    United Kingdom

ITEM 2(D). TITLE OF CLASS OF SECURITIES
                    Common Stock

ITEM 2(E). CUSIP NUMBER
                    913456109

ITEM 3.    IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR
           13D-2(B), CHECK WHETHER THE PERSON FILING IS A

(a) // Broker or Dealer registered under Section 15 of the Act

(b) // Bank as defined in section 3(a) (6) of the Act
         X
(c) // Insurance Company as defined in section 3(a) (19) of the Act

(d) // Investment Company registered under section 8 of the Investment Company
         Act

(e) // Investment Adviser registered under section 203 of the Investment
         Advisers Act of 1940

(f) // Employee Benefit Plan, Pension Fund which is subject to the provisions of
         the Employee Retirement Income Security Act of 1974 or Endowment Fund;
         see Rule 13d-1(b) (1) (ii)(F)

(g) // Parent Holding Company, in accordance with Rule 13d-1(b) (ii) (G)
                       (Note:See Item 7)

(h) // Group, in accordance with Rule 13d-1(b) (1) (ii) (H)

<PAGE>


ITEM 4.                 OWNERSHIP                              Page 4

         (a)  Amount Beneficially Owned:              1,828,644

         (b)  Percent of Class:                       5.90%

         (c)  Number of shares as to which such person has:
                (i)   sole power to vote or to direct the vote
                         1,712,344
                (ii)  shared power to vote or to direct the vote
                         0
                (iii) sole power to dispose or to direct the disposition of
                         1,828,644
                (iv)  shared power to dispose or to direct the disposition of
                         0

ITEM 5.         OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
                if this statement is being filed to report the fact that as of
                the date hereof the reporting person has ceased to be the
                beneficial owner of more than five percent of the class of
                securities, check the following. //

ITEM 6.         OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
                PERSON
                         The shares reported are held by the company in trust
                         accounts for the economic benefit of the
                         beneficiaries of those accounts. See also Items 2(a)
                         above.

ITEM 7.         IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
                ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
                COMPANY
                         Not applicable

ITEM 8.         IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
                         Not applicable

ITEM 9.         NOTICE OF DISSOLUTION OF GROUP
                         Not applicable


<PAGE>


                                                               Page 5

ITEM 10.        CERTIFICATION
                By signing below I certify that, to the best of my knowledge
                and belief, the securities referred to above were acquired in
                the ordinary course of business and were not acquired for the
                purpose of and do not have the effect of changing or
                influencing the control of the issuer of such securities and
                were not acquired in connection with or as a participant in
                any transaction having such purposes or effect.

                SIGNATURE
                After reasonable inquiry and to the best of my knowledge and
                belief, I certify that the information set forth in this
                statement is true, complete and correct.


                                                February 10, 2000





                                                Vivien Lin
                                                Manager of Compliance




© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission