UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment No.:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rho Management Company, Inc.
Address: 152 West 57th Street
23rd Floor
New York, New York 10019
13F File Number: 28-5883
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter E. Kalkanis
Title: Chief Financial Officer
Phone: 212-751-6677
/s/ Peter E. Kalkanis New York, New York Dated: November 15, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 54
Form 13F Information Table Value Total: $840,910
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
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FORM 13F INFORMATION TABLE
Value Shares/ Sh/ Put/ Invstmt Other Voting Authority
Name of Issuer Title of Class CUSIP (x$1000) PrnAmt Prn Call Discretn Managers Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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3 DIMENSIONAL PHRMCEUTCL COM 88554W104 64,698 2,246,461 SH SOLE 2,246,461
ACTIVE POWER INC COM 00504W100 116,504 2,348,864 SH SOLE 2,348,864
AIRSPAN NETWORKS INC COM 00950H102 13,894 1,510,253 SH SOLE 1,510,253
ARIBA INC COM 04033V104 5,107 35,650 SH SOLE 35,650
AVANT IMMUNOTHERAPTICS INC COM 053491106 9,731 899,954 SH SOLE 899,954
AVICI SYS INC COM 05367L109 3,092 32,500 SH SOLE 32,500
BELLWETHER EXPL CO COM 079895207 10,407 1,353,690 SH SOLE 1,353,690
BIOTRANSPLANT INC COM 09066Y107 9,716 711,820 SH SOLE 711,820
CAPSTONE TURBINE CORP COM 14067D102 348,830 6,296,562 SH SOLE 6,296,562
COMMERCE ONE INC COM 200693109 81,248 1,035,006 SH SOLE 1,035,006
COPPER MTN NETWORKS INC COM 217510106 123 4,094 SH SOLE 4,094
CORNING INC COM 219350105 3,874 13,000 SH SOLE 13,000
CORVIS CORP COM 221009103 3,379 55,000 SH SOLE 55,000
CYBERONICS INC COM 23251P102 18,995 1,107,597 SH SOLE 1,107,597
DENDREON CORP COM 24823Q107 6,614 350,653 SH SOLE 350,653
DIACRIN INC COM 25243N103 9,661 1,694,867 SH SOLE 1,694,867
DISCOVERY PRTNRS INTL INC COM 254675101 41 2,000 SH SOLE 2,000
DIVERSA CORP COM 255064107 35,433 1,640,439 SH SOLE 1,640,439
DYAX CORP COM 26746E103 22,477 642,202 SH SOLE 642,202
E MACHINES INC COM 29076P102 646 783,195 SH SOLE 783,195
ENHERENT CORP COM 293313102 719 1,105,660 SH SOLE 1,105,660
GENZYME CP TISSUE REPAIR COM 372917401 315 76,973 SH SOLE 76,973
GENZYME MOLECULAR ONCOLOGY COM 372917500 1,601 115,360 SH SOLE 115,360
HEAVENLY DOOR.COM COM 42248Q106 1 3,779 SH SOLE 3,779
HOTJOBS.COM COM 441474103 33 1,909 SH SOLE 1,909
HUMAN GENOME SCIENCES INC COM 444903108 8,674 62,626 SH SOLE 62,626
IVILLAGE INC COM 46588H105 5,167 1,666,905 SH SOLE 1,666,905
JABIL CIRCUIT COM 466313103 1,124 19,800 SH SOLE 19,800
JUNIPER NETWORKS, INC COM 48203R104 3,907 17,841 SH SOLE 17,841
MAGAININ PHARMACTCLS INC COM 559036108 818 261,890 SH SOLE 261,890
MEMBERWORKS, INC COM 586002107 4,114 125,149 SH SOLE 125,149
MUSICMAKER.COM COM 62757C108 832 1,663,140 SH SOLE 1,663,140
NANOGEN INC COM 630075109 11 2,930 SH SOLE 2,930
NET PERCEPTIONS INC COM 64107U101 529 112,088 SH SOLE 112,088
NPS PHARMACEUTICALS INC COM 62936P103 16 1,290 SH SOLE 1,290
ONESOURCE INFORMTN SVCS INC COM 68272J106 925 86,500 SH SOLE 86,500
ONI SYSTEMS CORP COM 68273F103 4,238 49,100 SH SOLE 49,100
OPNET TECHNOLOGIES INC COM 683757108 4 100 SH SOLE 100
ORACLE CORP COM 68389X105 1,047 13,300 SH SOLE 13,300
PEOPLESOFT INC COM 712713106 3,464 124,000 SH SOLE 124,000
PLUG POWER INC COM 72919P953 1,125 2,000 PUT SOLE 2,000
QUINTELES TRANSNATNL CORP COM 748767100 429 26,900 SH SOLE 26,900
SDL INC COM 784076101 4,708 15,200 SH SOLE 15,200
SHIRE PHARMACTCLS GRP PLC SPONSORED ADR 82481R106 2,581 50,000 SH SOLE 50,000
SIEBEL SYS INC COM 826170102 2,110 18,960 SH SOLE 18,960
SILICON LABORATORIES INC COM 826919102 5,272 128,582 SH SOLE 128,582
SYCAMORE NETWORKS INC COM 871206108 3,920 36,400 SH SOLE 36,400
VERITAS SOFTWARE CO COM 923436109 883 6,200 SH SOLE 6,200
VERSICOR COM 925314106 7,375 614,556 SH SOLE 614,556
VIANT CORPORATION COM 92553N107 125 21,283 SH SOLE 21,283
VIROPHARMA INC COM 928241108 4,845 187,254 SH SOLE 187,254
VISTA INFORMATN SOLUTIONS COM 928365204 1,207 643,630 SH SOLE 643,630
WEBMD CORP COM 94769M105 3,942 258,500 SH SOLE 258,500
XIRCOM INC COM 983922105 379 15,000 SH SOLE 15,000
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